Tapewire

NYSE · USD

OPLN

OPENLANE, Inc.

Export transactions ↓
Tapewire entity
4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2019 Filed Apr 8, 2019 18:11 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 97.8589 $52.35 $5,122.91
Disclosure

SEC source: 0001395942-19-000056 · wf-form4_155476144621685.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257.7307

Underlying: Common Stock · 97.8589 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 18:03 UTC GrantPhantom Stock · Derivative 73.5493 $52.35 $3,850.31
Disclosure

SEC source: 0001395942-19-000053 · wf-form4_155476098673337.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765.4087

Underlying: Common Stock · 73.5493 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:59 UTC GrantPhantom Stock · Derivative 83.0591 $52.35 $4,348.14
Disclosure

SEC source: 0001395942-19-000051 · wf-form4_155476074361039.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927.3197

Underlying: Common Stock · 83.0591 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 18:09 UTC GrantPhantom Stock · Derivative 110.8087 $52.35 $5,800.84
Disclosure

SEC source: 0001395942-19-000055 · wf-form4_155476133034087.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531.5912

Underlying: Common Stock · 110.8087 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 22:06 UTC GrantPhantom Stock · Derivative 92.1827 $52.35 $4,825.76
Disclosure

SEC source: 0001395942-19-000054 · wf-form4_155476117485256.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149.0598

Underlying: Common Stock · 92.1827 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 22:01 UTC GrantPhantom Stock · Derivative 56.7249 $52.35 $2,969.55
Disclosure

SEC source: 0001395942-19-000052 · wf-form4_155476085837182.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077.1251

Underlying: Common Stock · 56.7249 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
April 04, 2019 Filed Apr 8, 2019 21:56 UTC GrantPhantom Stock · Derivative 72.8669 $52.35 $3,814.58
Disclosure

SEC source: 0001395942-19-000050 · wf-form4_155476058565372.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821.1509

Underlying: Common Stock · 72.8669 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 14.2250 are vested, which remaining 14.2250 shares vest on June 4, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC
Hammer John CPresident of ADESA
Exercise / conversionRestricted Stock Units · Derivative 1,734 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · derivative · entry 3

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock · 1,734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC
Hammer John CPresident of ADESA
Tax withholdingCommon Stock 497 $47.72 $23,716.84
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · nonDerivative · entry 2

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,830

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:34 UTC
Hammer John CPresident of ADESA
Exercise / conversionCommon Stock 1,734 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · nonDerivative · entry 1

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,415 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · derivative · entry 5

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830

Underlying: Common Stock · 1,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:22 UTC Tax withholdingCommon Stock 627 $47.72 $29,920.44
Disclosure

SEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · nonDerivative · entry 2

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,835.7398

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:22 UTC Exercise / conversionCommon Stock 1,415 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000042 · wf-form4_155182455598361.xml · nonDerivative · entry 1

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,462.7398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

F2 · balance_after: Includes 1,127.1568 shares acquired (including 56.7404 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:11 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionRestricted Stock Units · Derivative 1,573 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · derivative · entry 4

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,145

Underlying: Common Stock · 1,573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:11 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 686 $47.72 $32,735.92
Disclosure

SEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,593.8929

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:11 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionCommon Stock 1,573 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000038 · wf-form4_155182386049216.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,279.8929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:08 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 455 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000037 · wf-form4_155182369944857.xml · derivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:08 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 244 $47.72 $11,643.68
Disclosure

SEC source: 0001395942-19-000037 · wf-form4_155182369944857.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,753.4989

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:08 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 455 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000037 · wf-form4_155182369944857.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,997.4989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

F2 · balance_after: Includes 1,713.6963 shares acquired (including 70.8045 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:13 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionRestricted Stock Units · Derivative 1,388 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · derivative · entry 5

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776

Underlying: Common Stock · 1,388 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:13 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Tax withholdingCommon Stock 620 $47.72 $29,586.40
Disclosure

SEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,368.2336

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:13 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 1,388 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000039 · wf-form4_155182400770991.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,988.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:16 UTC
Kett John WIAA CEO & President
Exercise / conversionRestricted Stock Units · Derivative 965 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · derivative · entry 4

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:16 UTC
Kett John WIAA CEO & President
Tax withholdingCommon Stock 428 $47.72 $20,424.16
Disclosure

SEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · nonDerivative · entry 2

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,168.6532

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 17:16 UTC
Kett John WIAA CEO & President
Exercise / conversionCommon Stock 965 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000040 · wf-form4_155182416122607.xml · nonDerivative · entry 1

Kett John W · CIK 0001295822 · IAA CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,596.6532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · derivative · entry 10

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,532

Underlying: Common Stock · 5,766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F9 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F9 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,378 $47.72 $113,478.16
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 6

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,423.3877

F5 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 18:22 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,766 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000047 · wf-form4_155182815253811.xml · nonDerivative · entry 5

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,801.3877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:29 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:29 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 155 $47.72 $7,396.60
Disclosure

SEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,679.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:29 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 540 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000045 · wf-form4_155182494966289.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,834.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:27 UTC
Kelly Peter JPresident
Exercise / conversionRestricted Stock Units · Derivative 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000044 · wf-form4_155182482067065.xml · derivative · entry 5

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:27 UTC
Kelly Peter JPresident
Tax withholdingCommon Stock 442 $47.72 $21,092.24
Disclosure

SEC source: 0001395942-19-000044 · wf-form4_155182482067065.xml · nonDerivative · entry 2

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,807.0112

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:27 UTC
Kelly Peter JPresident
Exercise / conversionCommon Stock 890 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000044 · wf-form4_155182482067065.xml · nonDerivative · entry 1

Peter Kelly · CIK 0001532010 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,249.0112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

F2 · balance_after: Includes 631.9256 shares acquired (including 40.6295 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:24 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · derivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:24 UTC
Price Lisa A.EVP of Human Resources
Tax withholdingCommon Stock 115 $47.72 $5,487.80
Disclosure

SEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,669.4373

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:24 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000043 · wf-form4_155182468238125.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784.4373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

F2 · balance_after: Includes 1,715 shares acquired (including 86.7969 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:19 UTC
Fisher Thomas JEVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 655 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · derivative · entry 4

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309

Underlying: Common Stock · 655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:19 UTC
Fisher Thomas JEVP, Chief Information Officer
Tax withholdingCommon Stock 188 $47.72 $8,971.36
Disclosure

SEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · nonDerivative · entry 2

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 897

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
March 02, 2019 Filed Mar 5, 2019 22:19 UTC
Fisher Thomas JEVP, Chief Information Officer
Exercise / conversionCommon Stock 655 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000041 · wf-form4_155182435829937.xml · nonDerivative · entry 1

Fisher Thomas J · CIK 0001597236 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on March 2, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:34 UTC
Hammer John CPresident of ADESA
GrantRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000046 · wf-form4_155182528441705.xml · derivative · entry 5

Hammer John C · CIK 0001605023 · President of ADESA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852

Underlying: Common Stock · 852 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F6 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on March 1, 2020, one-third of these restricted stock units vest on March 1, 2021 and the remaining one-third of these restricted stock units vest on March 1, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,599 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · derivative · entry 7

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Underlying: Common Stock · 1,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:00 UTC Tax withholdingCommon Stock 709 $47.06 $33,365.54
Disclosure

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 4

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,047.7398

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:00 UTC Exercise / conversionCommon Stock 1,599 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000032 · wf-form4_155123278881548.xml · nonDerivative · entry 3

Loughmiller Eric M. · CIK 0001478099 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,756.7398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:38 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionRestricted Stock Units · Derivative 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · derivative · entry 6

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:38 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Tax withholdingCommon Stock 813 $47.06 $38,259.78
Disclosure

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 4

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,706.8929

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:38 UTC
Gottwald Donald S.CSO & Pres Dgtl Data Mob Sol
Exercise / conversionCommon Stock 1,865 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000029 · wf-form4_155123148863138.xml · nonDerivative · entry 3

Gottwald Donald S. · CIK 0001478000 · CSO & Pres Dgtl Data Mob Sol

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,519.8929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:46 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionRestricted Stock Units · Derivative 472 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · derivative · entry 6

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472

Underlying: Common Stock · 472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:46 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Tax withholdingCommon Stock 253 $47.06 $11,906.18
Disclosure

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · nonDerivative · entry 4

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,542.4989

F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 20:46 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001395942-19-000030 · wf-form4_155123198379683.xml · nonDerivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,795.4989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.