Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2019 Filed Nov 14, 2019 21:46 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 60,851 | $2.97 | $180,453.64 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 7,250 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.96 to $3.015. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 11, 2019 Filed Nov 14, 2019 21:46 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 95,642 | $3.02 | $288,972.74 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 68,101 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 17:24 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016373 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,838 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:29 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016379 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,696 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:34 UTC |
Hull William TChief Financial Officer
|
GrantCommon Stock | 55,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016387 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,360 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:35 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 63,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016389 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 634,823 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:32 UTC |
Green Scott A.Chief Operating Officer
|
GrantCommon Stock | 53,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016385 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,697 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:28 UTC |
Howe Alan BDirector
|
GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016377 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,033 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:31 UTC |
Meade MarcExecutive Vice President
|
GrantCommon Stock | 41,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016383 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,457 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:26 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016375 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,131 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:22 UTC |
Young Kenneth MDirector
|
GrantCommon Stock | 9,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-016370 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,583 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 19:10 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $2.87 | $14,360.00 |
DisclosureSEC source: 0001567619-19-013454 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,076 Read SEC document |
| June 13, 2019 Filed Jun 21, 2019 22:49 UTC |
Meade MarcExecutive Vice President
|
Tax withholdingCommon Stock | 6,462 | $2.99 | $19,321.38 |
DisclosureSEC source: 0001567619-19-013844 · doc1.xml · nonDerivative · entry 2 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,926 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 14:50 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,756 | $2.78 | $7,661.68 |
DisclosureSEC source: 0001567619-19-013253 · doc1.xml · nonDerivative · entry 2 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,663 Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 14:50 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 744 | $2.79 | $2,072.56 |
DisclosureSEC source: 0001567619-19-013253 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,907 Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 16:50 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $2.87 | $28,659.00 |
DisclosureSEC source: 0001567619-19-013126 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,076 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.84 to $2.89. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 07, 2019 Filed Jun 21, 2019 22:49 UTC |
Meade MarcExecutive Vice President
|
Tax withholdingCommon Stock | 17,627 | $2.69 | $47,416.63 |
DisclosureSEC source: 0001567619-19-013844 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,388 F1 · kind: Shares withheld to pay taxes applicable to vesting of restricted stock. Read SEC document |
| February 24, 2019 Filed May 6, 2019 15:23 UTC |
Green Scott A.Chief Operating Officer
|
OtherCommon Stock | 425 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-009802 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,032 Read SEC document |
| June 20, 2018 Filed Jun 20, 2018 22:55 UTC |
Green Scott A.Chief Operating Officer
|
PurchaseCommon Stock | 7,843 | $1.14 | $8,902.59 |
DisclosureSEC source: 0001140361-18-029378 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,607 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.10 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 15:17 UTC |
Young Kenneth MDirector
|
PurchaseCommon Stock | 6,800 | $1.07 | $7,276.00 |
DisclosureSEC source: 0001140361-18-029239 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,550 Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 21:43 UTC |
Green Scott A.Chief Operating Officer
|
PurchaseCommon Stock | 10,000 | $1.04 | $10,399.00 |
DisclosureSEC source: 0001140361-18-029189 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,764 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.015 to $1.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 21:43 UTC |
Green Scott A.Chief Operating Officer
|
PurchaseCommon Stock | 19,607 | $1.06 | $20,699.11 |
DisclosureSEC source: 0001140361-18-029189 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,764 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $1.03 to $1.07. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 14:39 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 7,500 | $0.94 | $7,050.00 |
DisclosureSEC source: 0001140361-18-028533 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,163 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:56 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 5,000 | $0.97 | $4,850.00 |
DisclosureSEC source: 0001140361-18-028438 · doc1.xml · nonDerivative · entry 2 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,098 Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 20:56 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 5,000 | $0.96 | $4,800.00 |
DisclosureSEC source: 0001140361-18-028438 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,098 Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:54 UTC |
Hull William TChief Financial Officer
|
PurchaseCommon Stock | 39,278 | $0.90 | $35,263.79 |
DisclosureSEC source: 0001140361-18-028435 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900,000 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.89 to $0.9025. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:53 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 30,000 | $0.90 | $26,850.00 |
DisclosureSEC source: 0001140361-18-028433 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,076 Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 17:48 UTC |
Williamson Mark CDirector
|
PurchaseCommon Stock | 9,000 | $0.88 | $7,946.10 |
DisclosureSEC source: 0001140361-18-028114 · doc1.xml · nonDerivative · entry 2 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,805 Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:42 UTC |
Hull William TChief Financial Officer
|
PurchaseCommon Stock | 22,322 | $0.86 | $19,143.35 |
DisclosureSEC source: 0001140361-18-028101 · doc1.xml · nonDerivative · entry 2 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860,722 F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.85 to $0.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 21:40 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 25,000 | $0.86 | $21,500.00 |
DisclosureSEC source: 0001140361-18-028097 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,076 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 17:48 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028114 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,805 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:45 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028110 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,663 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:48 UTC |
Young Kenneth MDirector
|
GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028116 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,750 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:47 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 20,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028112 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,098 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:44 UTC |
Meade MarcExecutive Vice President
|
GrantCommon Stock | 84,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028107 · doc1.xml · nonDerivative · entry 1 Meade Marc · CIK 0001595067 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,015 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:42 UTC |
Hull William TChief Financial Officer
|
GrantCommon Stock | 113,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028101 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,400 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:41 UTC |
Green Scott A.Chief Operating Officer
|
GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028099 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,157 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:40 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 130,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-028097 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,076 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 7, 2019, 2020 and 2021, respectively. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 21:01 UTC Amendment |
Green Scott A.Chief Operating Officer
|
PurchaseCommon Stock | 50,000 | $0.90 | $45,105.00 |
DisclosureSEC source: 0001140361-18-012456 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,157 F1 · date: The Form 4 filed on 03/06/2018 erroneously reported the transaction date as 03/02/2017. This Form 4 is being filed to correctly report the transaction date as 03/02/2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.87 to $0.96. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:44 UTC |
Hull William TChief Financial Officer
|
PurchaseCommon Stock | 10,652 | $0.87 | $9,248.07 |
DisclosureSEC source: 0001140361-18-011599 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,000 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 20:42 UTC |
Young Kenneth MDirector
|
PurchaseCommon Stock | 10,000 | $0.87 | $8,700.00 |
DisclosureSEC source: 0001140361-18-011592 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 00:01 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 23,500 | $0.86 | $20,116.00 |
DisclosureSEC source: 0001140361-18-010596 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,848 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.84 to $0.8675. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 00:00 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 23,529 | $0.86 | $20,143.18 |
DisclosureSEC source: 0001140361-18-010594 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,413 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.8498 to $0.8598. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:52 UTC Amendment |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 24,000 | $0.86 | $20,647.20 |
DisclosureSEC source: 0001140361-18-010630 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,076 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.849 to $0.8699. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · balance_after: The Form 4 filed on February 27, 2018, reported that the reporting person held 363,829 shares following the reported transaction. This amended Form 4 is being filed to report that the reporting person actually held 371,076 shares following the transaction. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 23:59 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
PurchaseCommon Stock | 24,000 | $0.86 | $20,647.20 |
DisclosureSEC source: 0001140361-18-010592 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,829 F1 · price: The price in Column 4 is a weighted average price. The prices actually paid ranged from $0.849 to $0.8699. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 16:47 UTC |
Young Kenneth MDirector
|
GrantCommon Stock | 17,500 | $0.80 | $14,000.00 |
DisclosureSEC source: 0001140361-18-007779 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · kind: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2016 Omnibus Incentive Plan. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 16:38 UTC |
Scribante John HDirector · Retired
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SaleCommon Stock | 40,000 | $0.99 | $39,620.00 |
DisclosureSEC source: 0001140361-17-030847 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.975 to $1.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| August 03, 2017 Filed Aug 3, 2017 18:05 UTC |
Scribante John HDirector · Retired
|
SaleCommon Stock | 10,000 | $1.05 | $10,522.00 |
DisclosureSEC source: 0001140361-17-030103 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 0 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.01 to $1.075. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 18:05 UTC |
Scribante John HDirector · Retired
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SaleCommon Stock | 10,500 | $1.07 | $11,225.55 |
DisclosureSEC source: 0001140361-17-030103 · doc1.xml · nonDerivative · entry 1 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 10,000 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.05 to $1.12. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 16:06 UTC |
Scribante John HDirector · Retired
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SaleCommon Stock | 12,000 | $1.12 | $13,388.40 |
DisclosureSEC source: 0001140361-17-029889 · doc1.xml · nonDerivative · entry 2 Scribante John H · CIK 0001418607 · Director · Retired 10b5-1 filing: Not disclosed Ownership: Indirect · By TMS Trust Disclosed balance after: 20,500 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.10 to $1.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. F2 · ownership.nature: By the John H. Scribante and Tina M. Scribante TR UA 06/05/01 TMS Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.