person · Reporting owner

Howe Alan B

Disclosed activity across 12 companies

Tapewire entity: 21208
SEC CIK: 0001296812

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934	Director	August 18, 2026	August 20, 2026
DETERMINE, INC.DTRM · Entity 158391	Director	November 14, 2017	November 16, 2017
DNA X, Inc.SONM · Entity 8261	Director	March 24, 2023	March 28, 2023
NEXTNAV INC.NN · Entity 2565	Director	May 21, 2026	May 26, 2026
ORION ENERGY SYSTEMS, INC.OESX · Entity 6811	Director	June 10, 2022	June 13, 2022
Scully Royalty Ltd.SRL · Entity 6840	See Remarks	March 18, 2026	July 08, 2026
Spartacus Acquisition CorpTMTS · Entity 134119	Director	October 15, 2020	October 16, 2020
WIDEPOINT CORPWYY · Entity 6739	Director	April 24, 2019	April 25, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date August 18, 2026 · Filed August 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectAlan & Penny Howe Trust	238,600	Reported balance After 2026-08-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-08-18 · Gift · Acquired 165,994 · Balance 238,600 F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family. F2: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the report person or their family.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-08-18 transaction · row 2 1 source row Row 2 · 2026-08-18 · Gift · Disposed 165,994 · Balance 0 F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family.
Common StockSEC Table I · non-derivative	IndirectIRA	13,000	Reported balance Holding disclosure · report date 2026-08-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 13,000

Filing footnotes · ownership attribution and instrument terms

F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family.

F2: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the report person or their family.

DETERMINE, INC.

Report date November 14, 2017 · Filed November 16, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	99,830	Reported balance After 2017-11-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-11-14 · Grant · Acquired 32,044 · Balance 99,830 F1: Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control.

DNA X, Inc.

Report date March 24, 2023 · Filed March 28, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	176,403	Reported balance After 2023-03-24 transaction · row 1 1 source row Row 1 · 2023-03-24 · Purchase · Acquired 1,818 · Balance 176,403

NEXTNAV INC.

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	336,661	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Grant · Acquired 7,550 · Balance 336,661 F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.

ORION ENERGY SYSTEMS, INC.

Report date June 10, 2022 · Filed June 13, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	51,808	Reported balance After 2022-06-10 transaction · row 1 1 source row Row 1 · 2022-06-10 · Grant · Acquired 22,935 · Balance 51,808 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.

Scully Royalty Ltd.

Report date March 18, 2026 · Filed July 08, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

This filing explicitly reported no securities owned.

Spartacus Acquisition Corp

Report date October 15, 2020 · Filed October 16, 2020

This filing explicitly reported no securities owned.

WIDEPOINT CORP

Report date April 24, 2019 · Filed April 25, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	146,145	Reported balance After 2019-04-24 transaction · row 1 1 source row Row 1 · 2019-04-24 · Grant · Acquired 39,762 · Balance 146,145 F1: Compensation for services as a director.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.45 · Expires 2024-06-23	Direct	50,000	Reported balance Holding disclosure · report date 2019-04-24 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Compensation for services as a director.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAFEPRESS INC.

Report date November 08, 2018 · Filed November 09, 2018

Section 16 reporting ended · disclosed 2018-11-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

DATA I/O CORP

Report date September 30, 2020 · Filed October 02, 2020

Section 16 reporting ended · disclosed 2020-10-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
common stockSEC Table I · non-derivative	Direct	65,832	Reported balance After 2020-09-30 transaction · row 1 1 source row Row 1 · 2020-09-30 · Grant · Acquired 5,732 · Balance 65,832 F1: Director fees (earned and previously deferred for the 2nd 3rd quarter) issued in stock valued at average of High and Low on 9/30/20

Filing footnotes · ownership attribution and instrument terms

F1: Director fees (earned and previously deferred for the 2nd 3rd quarter) issued in stock valued at average of High and Low on 9/30/20

MAGICJACK VOCALTEC LTD

Report date November 14, 2018 · Filed November 16, 2018

Section 16 reporting ended · disclosed 2018-11-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary sharesSEC Table I · non-derivative	Direct	0	Reported balance After 2018-11-14 transaction · row 1 1 source row Row 1 · 2018-11-14 · Disposition to issuer · Disposed 8,108 · Balance 0 F1: On November 14, 2018 (the "Closing Date"), B. Riley Financial, Inc. ("B. Riley") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of November 9, 2017 (the "Merger Agreement"), by and among the Issuer, B. Riley, and B. R. Acquisition Ltd., a wholly-owned subsidiary of B. Riley ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of B. Riley. F2: At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer issued and outstanding immediately prior to the Effective Time (other than, if any, shares owned by B. Riley or Merger Sub, or by any wholly-owned subsidiary of B. Riley, Merger Sub, or the Issuer (except to the extent held for the benefit of a customer or a third party)), was automatically converted into the right to receive $8.71 per share in cash (the "Per Share Merger Consideration"), without interest and less any applicable withholding taxes required by law.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2018 (the "Closing Date"), B. Riley Financial, Inc. ("B. Riley") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of November 9, 2017 (the "Merger Agreement"), by and among the Issuer, B. Riley, and B. R. Acquisition Ltd., a wholly-owned subsidiary of B. Riley ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of B. Riley.

F2: At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer issued and outstanding immediately prior to the Effective Time (other than, if any, shares owned by B. Riley or Merger Sub, or by any wholly-owned subsidiary of B. Riley, Merger Sub, or the Issuer (except to the extent held for the benefit of a customer or a third party)), was automatically converted into the right to receive $8.71 per share in cash (the "Per Share Merger Consideration"), without interest and less any applicable withholding taxes required by law.

Resonant Inc

Report date March 28, 2022 · Filed March 28, 2022

Section 16 reporting ended · disclosed 2022-03-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2022-03-28 transaction · row 1 1 source row Row 1 · 2022-03-28 · Other · Disposed 69,184 · Balance 0
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-03-28 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-03-28 · Disposition to issuer · Disposed 12,711 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-03-28 · Disposition to issuer · Disposed 19,788 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 18, 2026 Filed Aug 20, 2026 21:07 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GiftCommon Stock	165,994	$0.00	$0.00	Disclosure SEC source: 0001630805-26-000077 · form4.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family. Read SEC document
August 18, 2026 Filed Aug 20, 2026 21:07 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GiftCommon Stock	165,994	$0.00	$0.00	Disclosure SEC source: 0001630805-26-000077 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Alan & Penny Howe Trust Disclosed balance after: 238,600 F1 · shares: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family. F2 · ownership.direct: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the report person or their family. Read SEC document
May 21, 2026 Filed May 26, 2026 23:10 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	7,550	$0.00	$0.00	Disclosure SEC source: 0001554855-26-001162 · primary_doc.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,661 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027. Read SEC document
May 15, 2026 Filed May 19, 2026 20:21 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	85,000	$0.00	$0.00	Disclosure SEC source: 0001630805-26-000049 · form4.xml · derivative · entry 6 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. F5 · derivative.expiration_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2026 Filed May 19, 2026 20:21 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	8,725	$0.00	$0.00	Disclosure SEC source: 0001630805-26-000049 · form4.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,725 Underlying: Common Stock · 8,725 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Vests May 15, 2027 or date of next Annual Meeting, whichever is earlier. F4 · derivative.expiration_date: Vests May 15, 2027 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2026 Filed May 19, 2026 20:21 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Disposition to issuerCommon Stock	46,750	$21.22	$992,035.00	Disclosure SEC source: 0001630805-26-000049 · form4.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,994 F1 · shares: Represents the settlement in cash, pursuant to the applicable award terms, by BW of a portion of the restricted stock units that vested to facilitate tax payments by the reporting person. Read SEC document
May 15, 2026 Filed May 19, 2026 20:21 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	85,000	$21.22	$1,803,700.00	Disclosure SEC source: 0001630805-26-000049 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:21 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	13,154	$0.00	$0.00	Disclosure SEC source: 0001554855-25-000734 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,111 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2026. Read SEC document
May 15, 2025 Filed May 16, 2025 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	85,000	$0.00	$0.00	Disclosure SEC source: 0001127602-25-014720 · form4.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. F4 · derivative.expiration_date: Vests May 15, 2026 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2025 Filed May 16, 2025 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	84,821	$0.00	$0.00	Disclosure SEC source: 0001127602-25-014720 · form4.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 84,821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2025 Filed May 16, 2025 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	84,821	$0.83	$70,401.43	Disclosure SEC source: 0001127602-25-014720 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2024 Filed May 21, 2024 20:28 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	125,000	$0.00	$0.00	Disclosure SEC source: 0001213900-24-045605 · ownership.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,957 F2 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 20% of the Restricted Shares shall vest on May 1, 2025, and the remaining portion shall continue to vest in equal annual installments over the subsequent four years. Read SEC document
May 17, 2024 Filed May 21, 2024 20:28 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	17,740	$0.00	$0.00	Disclosure SEC source: 0001213900-24-045605 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,957 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2025. Read SEC document
May 15, 2024 Filed May 17, 2024 20:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	84,821	$0.00	$0.00	Disclosure SEC source: 0001127602-24-015836 · form4.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,821 Underlying: Common Stock · 84,821 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. F4 · derivative.expiration_date: Vests May 15, 2025 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2024 Filed May 17, 2024 20:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	16,964	$0.00	$0.00	Disclosure SEC source: 0001127602-24-015836 · form4.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 15, 2024 Filed May 17, 2024 20:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	16,964	$1.14	$19,338.96	Disclosure SEC source: 0001127602-24-015836 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 29, 2024 Filed Mar 29, 2024 21:31 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	3,469	$0.00	$0.00	Disclosure SEC source: 0001213900-24-028093 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,217 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
December 29, 2023 Filed Dec 29, 2023 21:00 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	4,226	$0.00	$0.00	Disclosure SEC source: 0001213900-23-099867 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,748 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
November 13, 2023 Filed Nov 14, 2023 12:55 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	3,000	$1.01	$3,015.00	Disclosure SEC source: 0001127602-23-027302 · form4.xml · nonDerivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Alan & Penny Trust Disclosed balance after: 72,606 F1 · ownership.direct: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee. Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:04 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	3,430	$0.00	$0.00	Disclosure SEC source: 0001013762-23-000434 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,522 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
June 30, 2023 Filed Jul 5, 2023 20:01 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	6,089	$0.00	$0.00	Disclosure SEC source: 0001213900-23-054751 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,092 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
May 24, 2023 Filed May 26, 2023 20:23 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	66,703	$0.00	$0.00	Disclosure SEC source: 0001213900-23-043534 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,003 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2024. Read SEC document
May 18, 2023 Filed May 22, 2023 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	16,964	$0.00	$0.00	Disclosure SEC source: 0001127602-23-016470 · form4.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,964 Underlying: Common Stock · 16,964 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. F4 · derivative.expiration_date: Vests May 18, 2024 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 18, 2023 Filed May 22, 2023 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	15,273	$0.00	$0.00	Disclosure SEC source: 0001127602-23-016470 · form4.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Pursuant to Babcock & Wilcox Enterprises, Inc. Amended and Restated 2021 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F3 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 18, 2023 Filed May 22, 2023 20:35 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	15,273	$5.60	$85,528.80	Disclosure SEC source: 0001127602-23-016470 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:21 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	4,004	$0.00	$0.00	Disclosure SEC source: 0001213900-23-026305 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,300 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
March 24, 2023 Filed Mar 28, 2023 22:00 UTC	DNA X, Inc. SONM · Entity 8261	PurchaseCommon Stock	1,818	$0.60	$1,090.80	Disclosure SEC source: 0001493152-23-009332 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,403 Read SEC document
March 20, 2023 Filed Mar 28, 2023 20:36 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	4,000	$5.39	$21,560.00	Disclosure SEC source: 0001127602-23-011508 · form4.xml · nonDerivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Alan & Penny Trust Disclosed balance after: 69,606 F3 · balance_after: Includes 65,606 shares held indirectly that were incorrectly reported as having been held directly on the reporting person's Form 4 filed with the Securities and Exchange Commission on November 14, 2022. F4 · ownership.nature: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee. Read SEC document
December 29, 2022 Filed Dec 29, 2022 21:41 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	3,014	$0.00	$0.00	Disclosure SEC source: 0001213900-22-083593 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,296 F1 · shares: Represents a grant of unrestricted shares. Read SEC document
November 18, 2022 Filed Nov 22, 2022 02:45 UTC	DNA X, Inc. SONM · Entity 8261	GrantCommon Stock	47,732	$0.00	$0.00	Disclosure SEC source: 0001493152-22-033220 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,585 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document
November 10, 2022 Filed Nov 14, 2022 11:53 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	3,500	$4.62	$16,170.00	Disclosure SEC source: 0001127602-22-025344 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,292 Read SEC document
August 05, 2022 Filed Aug 9, 2022 23:12 UTC	DNA X, Inc. SONM · Entity 8261	GrantCommon Stock	85,714	$0.00	$0.00	Disclosure SEC source: 0001493152-22-021815 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,853 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document
June 22, 2022 Filed Jun 23, 2022 23:01 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	41,170	$0.00	$0.00	Disclosure SEC source: 0001213900-22-034662 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,282 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through each of the applicable vesting dates 100% of the Restricted Shares shall vest on May 1, 2023. Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:01 UTC	ORION ENERGY SYSTEMS, INC. OESX · Entity 6811	GrantCommon Stock	22,935	$0.00	$0.00	Disclosure SEC source: 0001567619-22-012759 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,808 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document
May 19, 2022 Filed May 23, 2022 20:38 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	15,273	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-22-015386 · form4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,273 Underlying: Common Stock · 15,273 shares Expires not disclosed F2 · derivative.exercise_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 19, 2023 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 19, 2022 Filed May 23, 2022 20:38 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	10,686	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-22-015386 · form4.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. F1 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 19, 2022 Filed May 23, 2022 20:38 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	10,686	$6.22	$66,466.92	Disclosure SEC source: 0001127602-22-015386 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 12, 2022 Filed May 16, 2022 11:57 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	2,000	$5.41	$10,820.00	Disclosure SEC source: 0001127602-22-014541 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,106 Read SEC document
March 28, 2022 Filed Mar 28, 2022 14:59 UTC	Resonant Inc RESN · Entity 128713	Disposition to issuerRestricted Stock Units · Derivative	19,788	$4.50	$89,046.00	Disclosure SEC source: 0001104659-22-038517 · tm2210529-1_4seq1.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,788 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4 · derivative.exercise_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. F4 · derivative.expiration_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. Read SEC document
March 28, 2022 Filed Mar 28, 2022 14:59 UTC	Resonant Inc RESN · Entity 128713	Disposition to issuerRestricted Stock Units · Derivative	12,711	$4.50	$57,199.50	Disclosure SEC source: 0001104659-22-038517 · tm2210529-1_4seq1.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,711 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. F3 · derivative.expiration_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. Read SEC document
March 28, 2022 Filed Mar 28, 2022 14:59 UTC	Resonant Inc RESN · Entity 128713	Disposition to issuerRestricted Stock Units · Derivative	25,000	$4.50	$112,500.00	Disclosure SEC source: 0001104659-22-038517 · tm2210529-1_4seq1.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash. Read SEC document
March 28, 2022 Filed Mar 28, 2022 14:59 UTC	Resonant Inc RESN · Entity 128713	OtherCommon Stock	69,184	$4.50	$311,328.00	Disclosure SEC source: 0001104659-22-038517 · tm2210529-1_4seq1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document
March 10, 2022 Filed Mar 14, 2022 21:18 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	2,500	$7.63	$19,077.25	Disclosure SEC source: 0001127602-22-009165 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,106 Read SEC document
February 14, 2022 Filed Apr 11, 2022 20:04 UTC	NEXTNAV INC. NN · Entity 2565	OtherCommon Stock	25,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001062993-22-010034 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,112 F1 · kind: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration. F1 · price: Represents receipt of a pro-rata distribution from Spartacus Sponsor LLC for no consideration. F2 · balance_after: Includes 16,112 restricted shares (the ???Restricted Shares???). Subject to the Reporting Person???s continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021. Read SEC document
December 27, 2021 Filed Dec 29, 2021 21:42 UTC	NEXTNAV INC. NN · Entity 2565	GrantCommon Stock	16,112	$0.00	$0.00	Disclosure SEC source: 0001213900-21-067941 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,112 F1 · shares: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on the one year anniversary of October 29, 2021. Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:39 UTC	DNA X, Inc. SONM · Entity 8261	GrantCommon Stock	27,906	$0.00	$0.00	Disclosure SEC source: 0000899243-21-044823 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,139 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: The amount of securities reported in this Form 4 as beneficially owned by the Reporting Person reflects adjustments made in connection with a 1-for-10 reverse stock split of the Issuer's common stock on September 15, 2021. Read SEC document
June 08, 2021 Filed Jun 10, 2021 00:58 UTC	Resonant Inc RESN · Entity 128713	GrantRestricted Stock Units · Derivative	19,788	$0.00	$0.00	Disclosure SEC source: 0001104659-21-079007 · tm2119308-1_4seq1.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,788 Underlying: Common Stock · 19,788 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023. F4 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023. Read SEC document
June 07, 2021 Filed Jun 10, 2021 00:58 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionRestricted Stock Units · Derivative	12,712	$0.00	$0.00	Disclosure SEC source: 0001104659-21-079007 · tm2119308-1_4seq1.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,711 Underlying: Common Stock · 12,712 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. F3 · derivative.expiration_date: 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. Read SEC document
June 07, 2021 Filed Jun 10, 2021 00:58 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionRestricted Stock Units · Derivative	13,736	$0.00	$0.00	Disclosure SEC source: 0001104659-21-079007 · tm2119308-1_4seq1.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021. F2 · derivative.expiration_date: 50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021. Read SEC document
June 07, 2021 Filed Jun 10, 2021 00:58 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionCommon Stock	12,712	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-079007 · tm2119308-1_4seq1.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.