Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment |
Altschaefl Michael WDirector · CEO and Board Chair
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 3 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075,156 F2 · date: This amendment is being filed to include an additional restricted stock award for the reporting person that was not reported on the Form 4 filed June 13, 2022. F3 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests immediately. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment |
Altschaefl Michael WDirector · CEO and Board Chair
|
GrantCommon Stock | 163,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,156 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment |
Altschaefl Michael WDirector · CEO and Board Chair
|
Exercise / conversionCommon Stock | 26,646 | $2.03 | $54,091.38 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2022 Filed Oct 4, 2022 18:41 UTC Amendment |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
GrantCommon Stock | 74,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018116 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,104 F1 · date: This Amendment is being filed to correct the grant date originally reported on a Form 4 filed on June 13, 2022. The original Form 4 erroneously indicated that the grant was made on June 10, 2021. F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 15:39 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
PurchaseCommon Stock | 5,000 | $3.56 | $17,811.00 |
DisclosureSEC source: 0001567619-21-021205 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,093 F2 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.56 to $3.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 24, 2021 Filed Nov 29, 2021 15:39 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
PurchaseCommon Stock | 10,000 | $3.63 | $36,293.00 |
DisclosureSEC source: 0001567619-21-021205 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,093 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $3.60 to $3.63. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| November 19, 2021 Filed Nov 19, 2021 21:34 UTC |
Green Scott A.President-Orion Services Group
|
SaleCommon Stock | 3,291 | $3.95 | $12,999.45 |
DisclosureSEC source: 0001567619-21-020855 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,756 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 21:34 UTC |
Green Scott A.President-Orion Services Group
|
SaleCommon Stock | 47,665 | $3.97 | $189,358.75 |
DisclosureSEC source: 0001567619-21-020855 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,047 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.95 to $4.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 20:28 UTC |
JENKINS MICHAEL HChief Operating Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-020363 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of November 11, 2022, 2023 and 2023, respectively. Read SEC document |
| June 10, 2021 Filed Jun 13, 2022 19:57 UTC |
BRODIN J PERExecutive Vice President
|
GrantCommon Stock | 74,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012755 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,104 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 19:44 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011804 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,741 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:37 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 5,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011798 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,599 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:40 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 8,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011802 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,971 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:39 UTC |
Howe Alan BDirector
|
GrantCommon Stock | 8,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011800 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,873 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:35 UTC |
BRODIN J PERExecutive Vice President
|
GrantCommon Stock | 51,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011796 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,586 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:33 UTC |
Green Scott A.Chief Operating Officer
|
GrantCommon Stock | 31,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011794 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,712 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:30 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 71,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011792 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 820,093 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 22,045 | $0.00 Strike: $4.19 | $0.00 |
DisclosureSEC source: 0001567619-21-011109 · doc1.xml · derivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,045 shares Expires 2021-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vested and became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively. Read SEC document |
| May 21, 2021 Filed May 25, 2021 15:01 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 22,045 | $4.19 | $92,368.55 |
DisclosureSEC source: 0001567619-21-011109 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 16, 2020 15:18 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 6,934 | $8.10 | $56,165.40 |
DisclosureSEC source: 0001567619-20-019829 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,422 Read SEC document |
| November 16, 2020 Filed Mar 26, 2021 10:52 UTC Amendment |
Potts Michael JDirector
|
SaleCommon Stock | 6,934 | $8.10 | $56,165.40 |
DisclosureSEC source: 0001567619-21-006996 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,627 F1 · balance_after: This Amendment to the Form 4 filed on November 16, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 17:59 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 59,066 | $8.03 | $474,299.98 |
DisclosureSEC source: 0001567619-20-019635 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,356 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price Read SEC document |
| November 13, 2020 Filed Mar 26, 2021 10:49 UTC Amendment |
Potts Michael JDirector
|
SaleCommon Stock | 59,066 | $8.03 | $474,299.98 |
DisclosureSEC source: 0001567619-21-006993 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,561 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price F2 · balance_after: This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 17:59 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 9,000 | $8.13 | $73,134.90 |
DisclosureSEC source: 0001567619-20-019635 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,422 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 12, 2020 Filed Mar 26, 2021 10:49 UTC Amendment |
Potts Michael JDirector
|
SaleCommon Stock | 9,000 | $8.13 | $73,134.90 |
DisclosureSEC source: 0001567619-21-006993 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,627 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · balance_after: This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:57 UTC |
BRODIN J PERExecutive Vice President
|
GrantCommon Stock | 23,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-018063 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,705 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of October 19, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 13:49 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011989 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,725 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:45 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011985 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,583 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:50 UTC |
Young Kenneth MDirector
|
GrantCommon Stock | 11,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011991 · doc1.xml · nonDerivative · entry 1 Young Kenneth M · CIK 0001365572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,062 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:47 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 11,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011987 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,610 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:44 UTC |
Howe Alan BDirector
|
GrantCommon Stock | 11,479 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011983 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,512 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:42 UTC |
Green Scott A.Chief Operating Officer
|
GrantCommon Stock | 45,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011981 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,584 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:40 UTC |
Hull William TChief Financial Officer
|
GrantCommon Stock | 75,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011979 · doc1.xml · nonDerivative · entry 1 Hull William T · CIK 0001335193 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,252 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:38 UTC |
Altschaefl Michael WDirector · Chief Executive Officer
|
GrantCommon Stock | 92,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011977 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,978 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 14:51 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 85,170 | $3.54 | $301,655.11 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 3 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,627 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.43 to $3.685. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 13:55 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 29,546 | $3.30 | $97,422.03 |
DisclosureSEC source: 0001567619-19-021737 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,422 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.2674 to $3.3598. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:37 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 125,000 | $3.29 | $411,437.50 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 0 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:37 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 23,473 | $3.26 | $76,634.65 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 125,000 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 10 | $3.11 | $31.05 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 5 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 0 F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 125,000 | $3.29 | $411,437.50 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 10 F7 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.18 to $3.39. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 15, 2019 Filed Mar 25, 2020 16:07 UTC Amendment |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 23,473 | $3.26 | $76,634.65 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 125,000 F6 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 21:46 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 50,000 | $3.02 | $151,240.00 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 4 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,697 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.99 to $3.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:37 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 15,270 | $3.23 | $49,261.02 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 148,473 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:37 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 19,145 | $3.27 | $62,642.44 |
DisclosureSEC source: 0001567619-19-021778 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 163,743 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 14:51 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 20,000 | $3.31 | $66,204.00 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,797 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 14:51 UTC |
Potts Michael JDirector
|
SaleCommon Stock | 36,625 | $3.12 | $114,244.36 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,797 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Mar 25, 2020 16:07 UTC Amendment |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 15,270 | $3.23 | $49,261.02 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 148,473 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.205 to $3.30. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 14, 2019 Filed Mar 25, 2020 16:07 UTC Amendment |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 19,145 | $3.27 | $62,642.44 |
DisclosureSEC source: 0001567619-20-006986 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ANKMC, LLC Disclosed balance after: 163,743 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.26 to $3.31. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F1 · balance_after: This amended Form 4 is being filed to correct the number of shares held directly and indirectly by the reporting person. The reporting person's initial Form 3 and subsequent Form 4 filings inadvertently over-reported a holding of 125,270 shares held indirectly by the reporting person's 401k plan that had been disposed of prior to his becoming a Section 16 reporting person. In addition, the reporting person's initial Form 3 and subsequent Form 4 filings inadvertently under-reported the reporting person's direct holdings by 50,000 shares that the reporting person held in an IRA at the time he became a Section 16 reporting person. Please refer to the reporting person's Form 3/A filed with the SEC on March 25, 2020. (continued in next footnote) F2 · balance_after: Additionally, 175,648 shares sold by ANKMC, LLC were also inadvertently included in the reporting person's direct holdings balance. The duplication of these shares resulted from the reporting of the reporting person's purchases of 37,450 shares in June 2018 by ANKMC, LLC as direct holdings, and a transfer in June 2018 of 138,198 shares from the reporting person's direct holdings to ANKMC, LLC which was not reflected in the reporting person's direct holdings. This amended Form 4 is also being filed to include an additional sale of 10 shares from ANKMC, LLC which was not previously reported. The net amount of over-reported direct holdings, and the under-reported indirect holdings, result in the reporting person holding a total of 250,928 fewer shares than originally reported on the reporting person's Form 4 filed on November 18, 2019. F4 · ownership.nature: Shares owned by ANKMC, LLC, of which the reporting person is the sole member. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:46 UTC |
Green Scott A.Chief Operating Officer
|
SaleCommon Stock | 50,000 | $2.95 | $147,500.00 |
DisclosureSEC source: 0001567619-19-021604 · doc1.xml · nonDerivative · entry 3 Green Scott A. · CIK 0001681065 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,697 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 11:20 UTC |
Potts Michael JDirector · President and COO
|
SaleCommon Stock | 28,659 | $2.96 | $84,701.67 |
DisclosureSEC source: 0001567619-19-021649 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,968 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.95 to $2.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.