Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | November 16, 2020 | March 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date November 16, 2020 · Filed March 26, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 465,627 |
Reported balance
After 2020-11-16 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-11-16 · Sale · Disposed 6,934 · Balance 465,627 F1: This Amendment to the Form 4 filed on November 16, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. |
Filing footnotes · ownership attribution and instrument terms
F1: This Amendment to the Form 4 filed on November 16, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2020 Filed Nov 16, 2020 15:18 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 6,934 | $8.10 | $56,165.40 |
DisclosureSEC source: 0001567619-20-019829 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,422 Read SEC document |
| November 16, 2020 Filed Mar 26, 2021 10:52 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 6,934 | $8.10 | $56,165.40 |
DisclosureSEC source: 0001567619-21-006996 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,627 F1 · balance_after: This Amendment to the Form 4 filed on November 16, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 17:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 59,066 | $8.03 | $474,299.98 |
DisclosureSEC source: 0001567619-20-019635 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,356 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price Read SEC document |
| November 13, 2020 Filed Mar 26, 2021 10:49 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 59,066 | $8.03 | $474,299.98 |
DisclosureSEC source: 0001567619-21-006993 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,561 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.10. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price F2 · balance_after: This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 17:59 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 9,000 | $8.13 | $73,134.90 |
DisclosureSEC source: 0001567619-20-019635 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,422 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 12, 2020 Filed Mar 26, 2021 10:49 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 9,000 | $8.13 | $73,134.90 |
DisclosureSEC source: 0001567619-21-006993 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,627 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $8.00 to $8.2438. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · balance_after: This Amendment to the Form 4 filed on November 13, 2020 is being filed to correct the starting balance used to calculate the number of shares beneficially owned. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 14:51 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 85,170 | $3.54 | $301,655.11 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 3 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,627 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.43 to $3.685. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 13:55 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 29,546 | $3.30 | $97,422.03 |
DisclosureSEC source: 0001567619-19-021737 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 682,422 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.2674 to $3.3598. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 14:51 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 20,000 | $3.31 | $66,204.00 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 2 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,797 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.25 to $3.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 14:51 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 36,625 | $3.12 | $114,244.36 |
DisclosureSEC source: 0001567619-19-021833 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,797 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.26. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 11:20 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | SaleCommon Stock | 28,659 | $2.96 | $84,701.67 |
DisclosureSEC source: 0001567619-19-021649 · doc1.xml · nonDerivative · entry 1 Potts Michael J · CIK 0001418594 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,968 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $2.95 to $2.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.