Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | EVP, CFO, CAO & Treasurer | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORION ENERGY SYSTEMS, INC.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,263 |
Reported balance
After 2026-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 9,000 · Balance 85,263 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2: The amount of common stock beneficially owned by reporting person has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2036-08-11 | Direct | 17,500 |
Reported balance
After 2026-08-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-11 · Grant · Acquired 17,500 · Balance 17,500 F3: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.00 · Expires 2035-07-17 | Direct | 12,500 |
Reported balance
Holding disclosure · report date 2026-08-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 12,500 F4: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 18, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.
F2: The amount of common stock beneficially owned by reporting person has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met.
F3: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
F4: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 18, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2026 Filed Aug 12, 2026 20:27 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantStock Options (right to buy) · Derivative | 17,500 | $0.00 Strike: $19.75 | $0.00 |
DisclosureSEC source: 0000897069-26-001647 · form4.xml · derivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires 2036-08-11 F3 · derivative.exercise_date: Option to buy shares of common stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted August 11, 2026 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Mr. Brodin remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 20:27 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001647 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,263 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2 · balance_after: The amount of common stock beneficially owned by reporting person has been adjusted to reflect the forfeiture of 16,548 performance shares for which performance conditions were not met. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 23:19 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 500 | $11.07 | $5,535.00 |
DisclosureSEC source: 0000897069-26-000523 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,811 F1 · balance_after: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 830,802 less shares of common stock held directly. Read SEC document |
| July 18, 2025 Filed Jul 18, 2025 21:02 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantStock Options (right to buy) · Derivative | 125,000 | $0.00 Strike: $0.60 | $0.00 |
DisclosureSEC source: 0000897069-25-001182 · form4.xml · derivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires 2035-07-17 F1 · derivative.exercise_date: Grant to reporting person of option to buy shares under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. This option was granted July 16, 2025 and becomes exercisable, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $3.00, $4.00 and $5.00, respectively. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 21:20 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001143 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923,113 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of July 1, 2026, 2027 and 2028, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 156,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001377 · form4.xml · nonDerivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 823,113 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 235,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001377 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,232 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | PurchaseCommon Stock | 5,000 | $0.91 | $4,550.00 |
DisclosureSEC source: 0000897069-23-001701 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,911 Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 110,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001206 · form4.xml · nonDerivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,911 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:28 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 165,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001206 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,588 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| June 10, 2022 Filed Oct 4, 2022 18:41 UTC Amendment | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 74,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018116 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,104 F1 · date: This Amendment is being filed to correct the grant date originally reported on a Form 4 filed on June 13, 2022. The original Form 4 erroneously indicated that the grant was made on June 10, 2021. F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2021 Filed Jun 13, 2022 19:57 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 74,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012755 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,104 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 04, 2021 Filed Jun 7, 2021 23:35 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 51,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011796 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,586 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document |
| October 19, 2020 Filed Oct 21, 2020 21:57 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 23,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-018063 · doc1.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,705 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of October 19, 2021, 2022 and 2023, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.