Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2024 Filed Jun 12, 2024 21:28 UTC |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
GrantCommon Stock | 156,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001377 · form4.xml · nonDerivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 823,113 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:28 UTC |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
GrantCommon Stock | 235,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001377 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,232 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:25 UTC |
Green Scott A.President-Orion Services Group
|
GrantCommon Stock | 156,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001374 · form4.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986,941 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:25 UTC |
Green Scott A.President-Orion Services Group
|
GrantCommon Stock | 235,321 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001374 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,222,262 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| June 11, 2024 Filed Feb 19, 2025 22:04 UTC Amendment |
Wishart-Smith Heather LDirector
|
GrantCommon Stock | 27,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-000317 · form4.xml · nonDerivative · entry 1 Wishart-Smith Heather L · CIK 0001983131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,198 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. F2 · balance_after: This amended Form 4 is being filed to correct an error in calculation of the number of Common Stock directly owned by the reporting person following the reported transaction. The total being reported on this amended Form 4 is current as of the date of this filing. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 22:18 UTC |
Wishart-Smith Heather LDirector
|
GrantCommon Stock | 5,461 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-000379 · form4.xml · nonDerivative · entry 1 Wishart-Smith Heather L · CIK 0001983131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,675 F1 · kind: Shares granted in lieu of cash for quarterly retainer fees pursuant to the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 21:28 UTC |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
PurchaseCommon Stock | 5,000 | $0.91 | $4,550.00 |
DisclosureSEC source: 0000897069-23-001701 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,911 Read SEC document |
| November 30, 2023 Filed Nov 30, 2023 21:45 UTC |
Green Scott A.President-Orion Services Group
|
PurchaseCommon Stock | 53,300 | $0.92 | $49,238.54 |
DisclosureSEC source: 0000897069-23-001699 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 830,060 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $0.9017 to $0.9392. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:07 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,500 | $0.92 | $2,287.50 |
DisclosureSEC source: 0000897069-23-001693 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,889 Read SEC document |
| November 29, 2023 Filed Nov 29, 2023 22:04 UTC |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 10,000 | $0.92 | $9,155.00 |
DisclosureSEC source: 0000897069-23-001691 · form4.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,710 Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:42 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 30,000 | $0.93 | $27,900.00 |
DisclosureSEC source: 0000897069-23-001697 · form4.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,261 Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 21:37 UTC |
Wishart-Smith Heather LDirector
|
GrantCommon Stock | 5,859 | $0.96 | $5,624.64 |
DisclosureSEC source: 0000897069-23-001588 · form4.xml · nonDerivative · entry 1 Wishart-Smith Heather L · CIK 0001983131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,214 F1 · kind: Shares granted in lieu of cash for quarterly retainer fees pursuant to the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. Read SEC document |
| August 25, 2023 Filed Aug 28, 2023 21:05 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,000 | $1.46 | $2,912.80 |
DisclosureSEC source: 0000897069-23-001271 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,389 Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:41 UTC |
Washlow Sally A.Director
|
GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001216 · form4.xml · nonDerivative · entry 1 Washlow Sally A. · CIK 0001498395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,227 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:31 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001208 · form4.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,389 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:45 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001220 · form4.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,261 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:43 UTC |
Shapiro Richard ADirector
|
GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001218 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,355 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:40 UTC |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
GrantCommon Stock | 164,516 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001214 · form4.xml · nonDerivative · entry 2 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 645,710 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:40 UTC |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
GrantCommon Stock | 246,774 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001214 · form4.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,194 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:38 UTC |
Green Scott A.President-Orion Services Group
|
GrantCommon Stock | 110,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001212 · form4.xml · nonDerivative · entry 2 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,760 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:38 UTC |
Green Scott A.President-Orion Services Group
|
GrantCommon Stock | 165,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001212 · form4.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 666,437 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:35 UTC |
Wishart-Smith Heather LDirector
|
GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001210 · form4.xml · nonDerivative · entry 1 Wishart-Smith Heather L · CIK 0001983131 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,355 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:28 UTC |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
GrantCommon Stock | 110,323 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001206 · form4.xml · nonDerivative · entry 2 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 425,911 F2 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:28 UTC |
BRODIN J PEREVP, CFO, CAO & Treasurer
|
GrantCommon Stock | 165,484 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001206 · form4.xml · nonDerivative · entry 1 BRODIN J PER · CIK 0001184632 · EVP, CFO, CAO & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,588 F1 · kind: Performance shares granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The performance shares vest subject to achievement of certain performance goals over the performance period ending fiscal year 2026. Read SEC document |
| June 12, 2023 Filed Jun 12, 2023 17:53 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 8,185 | $1.85 | $15,166.81 |
DisclosureSEC source: 0000897069-23-000714 · form4.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,906 Read SEC document |
| June 09, 2023 Filed Jun 9, 2023 20:42 UTC |
RICHSTONE ELLEN BDirector
|
PurchaseCommon Stock | 16,815 | $1.78 | $29,849.99 |
DisclosureSEC source: 0000897069-23-000711 · form4.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,721 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 01:12 UTC |
Washlow Sally A.Director
|
GrantCommon Stock | 1,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-003097 · doc1.xml · nonDerivative · entry 1 Washlow Sally A. · CIK 0001498395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,872 F1 · kind: Shares granted in lieu of cash for quarterly retainer fees pursuant to the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 20:49 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,500 | $1.84 | $4,599.75 |
DisclosureSEC source: 0001567619-23-003038 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,034 Read SEC document |
| November 22, 2022 Filed Nov 22, 2022 19:43 UTC |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $1.77 | $885.00 |
DisclosureSEC source: 0001567619-22-020748 · doc1.xml · nonDerivative · entry 2 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,620 Read SEC document |
| November 22, 2022 Filed Nov 28, 2022 17:01 UTC Amendment |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 500 | $1.77 | $885.00 |
DisclosureSEC source: 0001567619-22-020903 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,420 F1 · balance_after: This amendment is being filed to correct the number of shares beneficially owned by the reporting person. Read SEC document |
| November 21, 2022 Filed Nov 22, 2022 19:43 UTC |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 9,500 | $1.74 | $16,520.50 |
DisclosureSEC source: 0001567619-22-020748 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,120 Read SEC document |
| November 21, 2022 Filed Nov 28, 2022 17:01 UTC Amendment |
JENKINS MICHAEL HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 9,500 | $1.74 | $16,520.50 |
DisclosureSEC source: 0001567619-22-020903 · doc1.xml · nonDerivative · entry 2 JENKINS MICHAEL H · CIK 0001891883 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,920 F1 · balance_after: This amendment is being filed to correct the number of shares beneficially owned by the reporting person. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 21:46 UTC |
JENKINS MICHAEL HChief Executive Officer
|
PurchaseCommon Stock | 1,800 | $1.74 | $3,134.88 |
DisclosureSEC source: 0001567619-22-020698 · doc1.xml · nonDerivative · entry 2 JENKINS MICHAEL H · CIK 0001891883 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,420 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.7200 to $1.7588. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:46 UTC |
JENKINS MICHAEL HChief Executive Officer
|
PurchaseCommon Stock | 4,108 | $1.75 | $7,189.82 |
DisclosureSEC source: 0001567619-22-020698 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,620 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.7499 to $1.7600. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:36 UTC |
JENKINS MICHAEL HChief Executive Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020100 · doc1.xml · nonDerivative · entry 2 JENKINS MICHAEL H · CIK 0001891883 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,512 F1 · shares: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of November 11, 2023, 2024 and 2025, respectively. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:36 UTC |
JENKINS MICHAEL HChief Executive Officer
|
GrantCommon Stock | 19,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-020100 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,512 F1 · shares: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of November 11, 2023, 2024 and 2025, respectively. Read SEC document |
| November 10, 2022 Filed Dec 14, 2022 22:30 UTC |
Altschaefl Michael WDirector
|
GrantCommon Stock | 35,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-021593 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111,108 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. Read SEC document |
| November 10, 2022 Filed May 26, 2023 20:32 UTC Amendment |
Altschaefl Michael WDirector
|
GrantCommon Stock | 35,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-000590 · form4.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,108 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vested on November 10, 2022 in connection with a Voluntary Retirement and Consulting Agreement dated August 2, 2022 by and between the issuer and the reporting person. F2 · balance_after: Amending solely to correct the beneficially owned shares reported on the Form 4 filed December 14, 2022. Read SEC document |
| June 27, 2022 Filed Jun 28, 2022 18:16 UTC |
Otten Anthony L.Director
|
PurchaseCommon Stock | 2,000 | $2.10 | $4,196.60 |
DisclosureSEC source: 0001567619-22-013439 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,534 Read SEC document |
| June 24, 2022 Filed Jun 24, 2022 20:02 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
PurchaseCommon Stock | 10,000 | $2.04 | $20,408.00 |
DisclosureSEC source: 0001567619-22-013361 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,156 F1 · price: The price reported in Column 4 is a weighted average price. The prices actually received ranged from $2.0336 to $2.0549. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 16:06 UTC |
Williamson Mark CDirector
|
GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012764 · doc1.xml · nonDerivative · entry 1 Williamson Mark C · CIK 0001463800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,676 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:59 UTC |
Otten Anthony L.Director
|
GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012757 · doc1.xml · nonDerivative · entry 1 Otten Anthony L. · CIK 0001450795 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,534 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:02 UTC |
RICHSTONE ELLEN BDirector
|
GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012761 · doc1.xml · nonDerivative · entry 1 RICHSTONE ELLEN B · CIK 0001281526 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,906 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:01 UTC |
Howe Alan BDirector
|
GrantCommon Stock | 22,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012759 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,808 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:57 UTC |
Green Scott A.President-Orion Services Group
|
GrantCommon Stock | 124,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012753 · doc1.xml · nonDerivative · entry 1 Green Scott A. · CIK 0001681065 · President-Orion Services Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,953 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC |
JENKINS MICHAEL HChief Operating Officer
|
GrantCommon Stock | 124,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012751 · doc1.xml · nonDerivative · entry 1 JENKINS MICHAEL H · CIK 0001891883 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,197 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
Exercise / conversionStock Options (right to buy) · Derivative | 26,646 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · derivative · entry 3 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,646 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
GrantCommon Stock | 163,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · nonDerivative · entry 2 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,156 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 19:55 UTC |
Altschaefl Michael WDirector · CEO and Board Chair
|
Exercise / conversionCommon Stock | 26,646 | $2.03 | $54,091.38 |
DisclosureSEC source: 0001567619-22-012749 · doc1.xml · nonDerivative · entry 1 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 861,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2022 Filed Sep 16, 2022 14:59 UTC Amendment |
Altschaefl Michael WDirector · CEO and Board Chair
|
Exercise / conversionStock Options (right to buy) · Derivative | 26,646 | $0.00 Strike: $2.03 | $0.00 |
DisclosureSEC source: 0001567619-22-017480 · doc1.xml · derivative · entry 4 Altschaefl Michael W · CIK 0001476048 · Director · CEO and Board Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,646 shares Expires 2022-06-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.