Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BBQ HOLDINGS, INC.DAVE · Entity 123890 | Director | April 10, 2018 | April 12, 2018 |
| Evolv Technologies Holdings, Inc.EVLV · Entity 5017 | Director | September 04, 2026 | September 09, 2026 |
| ORION ENERGY SYSTEMS, INC.OESX · Entity 6811 | Director | August 11, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BBQ HOLDINGS, INC.
Report date April 10, 2018 · Filed April 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 12,132 |
Reported balance
After 2018-04-10 transaction · row 1
1 source rowRow 1 · 2018-04-10 · Other · Acquired 2,132 · Balance 12,132 F1: Represents Common Stock of the Issuer acquired in the Issuer's rights offering described in the Form 424B4 filed by the Issuer with the U.S. Securities and Exchange Commission on March 12, 2018. |
| Subscription RightsSEC Table II · derivative / convertible security · Conversion / exercise price $3.50 · Expires 2018-04-10 | Direct | 0 |
Reported balance
After 2018-04-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-10 · Other · Disposed 2,132 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Common Stock of the Issuer acquired in the Issuer's rights offering described in the Form 424B4 filed by the Issuer with the U.S. Securities and Exchange Commission on March 12, 2018.
Evolv Technologies Holdings, Inc.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 93,065 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 13,500 · Balance 93,065 F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by a trust | 29,000 |
Reported balance
After 2026-09-04 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-04 · Purchase · Acquired 6,500 · Balance 29,000 F2: Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 39,000 |
Reported balance
After 2026-09-04 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-09-04 · Purchase · Acquired 9,000 · Balance 39,000 |
| Class A Common StockSEC Table I · non-derivative | IndirectHeld by spouse in a retirement plan | 20,000 |
Reported balance
After 2026-09-04 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2026-09-04 · Purchase · Acquired 3,600 · Balance 20,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.
F2: Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust.
ORION ENERGY SYSTEMS, INC.
Report date August 11, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,219 |
Reported balance
After 2026-08-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-11 · Grant · Acquired 2,532 · Balance 9,219 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 60,191 less shares of common stock held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively.
F2: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 60,191 less shares of common stock held directly.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Altus Power, Inc.
Report date April 16, 2025 · Filed April 16, 2025
Section 16 reporting ended · disclosed 2025-04-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-04-16 transaction · row 1
1 source rowRow 1 · 2025-04-16 · Disposition to issuer · Disposed 48,357 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 5, 2025, by and among Altus Power, Inc. (the "Company"), Avenger Parent, Inc. ("Avenger") and Avenger Merger Sub, Inc., a wholly owned subsidiary of Avenger ("Merger Sub"), Merger Sub merged with and into the Company, and the Company became a wholly owned subsidiary of Avenger upon consummation of the merger (the "Effective Time"). F2: At the Effective Time, each (i) outstanding share of Class A Common Stock was automatically converted into the right to receive $5.00 in cash (the "Merger Consideration") and (ii) outstanding award of restricted stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of shares of Class A Common Stock underlying such award and (b) the Merger Consideration, subject to applicable vesting terms. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 5, 2025, by and among Altus Power, Inc. (the "Company"), Avenger Parent, Inc. ("Avenger") and Avenger Merger Sub, Inc., a wholly owned subsidiary of Avenger ("Merger Sub"), Merger Sub merged with and into the Company, and the Company became a wholly owned subsidiary of Avenger upon consummation of the merger (the "Effective Time").
F2: At the Effective Time, each (i) outstanding share of Class A Common Stock was automatically converted into the right to receive $5.00 in cash (the "Merger Consideration") and (ii) outstanding award of restricted stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of shares of Class A Common Stock underlying such award and (b) the Merger Consideration, subject to applicable vesting terms.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 9, 2026 20:07 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 3,600 | $4.94 | $17,784.00 |
DisclosureSEC source: 0001648814-26-000004 · wk-form4_1788984435.xml · nonDerivative · entry 4 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse in a retirement plan Disclosed balance after: 20,000 Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 20:07 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 9,000 | $4.98 | $44,820.00 |
DisclosureSEC source: 0001648814-26-000004 · wk-form4_1788984435.xml · nonDerivative · entry 3 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 39,000 Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 20:07 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 6,500 | $4.95 | $32,175.00 |
DisclosureSEC source: 0001648814-26-000004 · wk-form4_1788984435.xml · nonDerivative · entry 2 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by a trust Disclosed balance after: 29,000 F2 · ownership.nature: Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 20:07 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 13,500 | $4.96 | $66,960.00 |
DisclosureSEC source: 0001648814-26-000004 · wk-form4_1788984435.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,065 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 11, 2026 Filed Aug 12, 2026 21:35 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001659 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,219 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 11, 2027, 2028 and 2029, respectively. F2 · balance_after: On August 22, 2025, the issuer effected a 1-for-10 reverse stock split of the issued and outstanding shares of its common stock. Upon effectiveness of the reverse stock split, every 10 shares of common stock was automatically converted into one share of common stock, resulting in the reporting person's beneficial ownership of 60,191 less shares of common stock held directly. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 28,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001648814-26-000002 · wk-form4_1782158682.xml · derivative · entry 6 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,318 Underlying: Class A Common Stock · 28,318 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F4 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 18, 2027 or the day immediately preceding the Issuer's next annual meeting date. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001648814-26-000002 · wk-form4_1782158682.xml · derivative · entry 5 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,050 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3 · derivative.exercise_date: The RSUs vested in full on June 17, 2026. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:04 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001648814-26-000002 · wk-form4_1782158682.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2025 Filed Nov 20, 2025 21:20 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 8,800 | $6.02 | $52,976.00 |
DisclosureSEC source: 0001648814-25-000004 · wk-form4_1763673645.xml · nonDerivative · entry 3 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse in a retirement plan Disclosed balance after: 16,400 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.01 to $6.02. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 20, 2025 Filed Nov 20, 2025 21:20 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 7,500 | $6.02 | $45,150.00 |
DisclosureSEC source: 0001648814-25-000004 · wk-form4_1763673645.xml · nonDerivative · entry 2 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by a trust Disclosed balance after: 22,500 F2 · ownership.nature: Held by a trust for which the reporting person has voting and dispositive power over the share-based assets of the trust. Read SEC document |
| November 20, 2025 Filed Nov 20, 2025 21:20 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | PurchaseClass A Common Stock | 30,000 | $6.00 | $180,000.00 |
DisclosureSEC source: 0001648814-25-000004 · wk-form4_1763673645.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,515 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.97 to $6.02. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 21:32 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-25-001151 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,878 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of July 1, 2026, 2027 and 2028, respectively. Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:13 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 27,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032838 · wk-form4_1750796020.xml · derivative · entry 7 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,050 Underlying: Class A Common Stock · 27,050 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F5 · derivative.exercise_date: The RSUs will vest in full at the earlier of June 20, 2026 or the day immediately preceding the Issuer's next annual meeting date. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 19, 2025 Filed Jun 24, 2025 20:13 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionRestricted Stock Units · Derivative | 12,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032838 · wk-form4_1750796020.xml · derivative · entry 6 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F4 · derivative.exercise_date: The RSUs vested in full on June 19, 2025. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| June 19, 2025 Filed Jun 24, 2025 20:13 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | Exercise / conversionClass A Common Stock | 12,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032838 · wk-form4_1750796020.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2025 Filed Apr 16, 2025 22:17 UTC | Altus Power, Inc. AMPS · Entity 15102 | Disposition to issuerClass A Common Stock | 48,357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-054914 · ownership.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 5, 2025, by and among Altus Power, Inc. (the "Company"), Avenger Parent, Inc. ("Avenger") and Avenger Merger Sub, Inc., a wholly owned subsidiary of Avenger ("Merger Sub"), Merger Sub merged with and into the Company, and the Company became a wholly owned subsidiary of Avenger upon consummation of the merger (the "Effective Time"). F2 · price: At the Effective Time, each (i) outstanding share of Class A Common Stock was automatically converted into the right to receive $5.00 in cash (the "Merger Consideration") and (ii) outstanding award of restricted stock units automatically converted into the right to receive, without interest and subject to withholding taxes, the product of (a) the aggregate number of shares of Class A Common Stock underlying such award and (b) the Merger Consideration, subject to applicable vesting terms. Read SEC document |
| February 03, 2025 Filed Jun 24, 2025 20:13 UTC | Evolv Technologies Holdings, Inc. EVLV · Entity 5017 | GrantRestricted Stock Units · Derivative | 12,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-032838 · wk-form4_1750796020.xml · derivative · entry 5 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,515 Underlying: Class A Common Stock · 12,515 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. F3 · shares: The RSUs were automatically and effectively made on February 3, 2025, pursuant to Evolv's Non-Employee Director Compensation Policy upon the Reporting Person's appointment to the Board. Due to an administrative error, the issuance and the Form 4 were delayed. The Reporting Person did not sell or otherwise transfer any of these shares prior to this filing. F4 · derivative.exercise_date: The RSUs vested in full on June 19, 2025. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock. The RSUs have no expiration date. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:17 UTC | Altus Power, Inc. AMPS · Entity 15102 | GrantClass A Common Stock | 24,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001828723-24-000088 · primary_doc.xml · nonDerivative · entry 2 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,357 F2 · shares: Each RSU represents the right to receive one share of Common Stock of the Issuer. The RSUs vest 50% on August 1, 2025 and 50% on August 1, 2026, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| August 01, 2024 Filed Aug 2, 2024 21:17 UTC | Altus Power, Inc. AMPS · Entity 15102 | GrantClass A Common Stock | 24,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001828723-24-000088 · primary_doc.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,261 F1 · shares: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A common stock, par value $0.0001 per share ("Common Stock"), of Altus Power, Inc. (the "Issuer"). The RSUs will vest 100% on the date of the Issuer's 2025 annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such date. Read SEC document |
| June 11, 2024 Filed Jun 12, 2024 21:37 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 27,523 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-24-001383 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,878 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 11, 2025, 2026 and 2027, respectively. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 17:43 UTC | ORION ENERGY SYSTEMS, INC. OESX · Entity 6811 | GrantCommon Stock | 19,355 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-23-001218 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,355 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 15, 2024, 2025 and 2026, respectively. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 17:43 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherSubscription Rights · Derivative | 2,132 | $0.00 Strike: $3.50 | $0.00 |
DisclosureSEC source: 0001048462-18-000016 · form4.xml · derivative · entry 2 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 2,132 shares Expires 2018-04-10 Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 17:43 UTC | BBQ HOLDINGS, INC. DAVE · Entity 123890 | OtherCommon Stock, par value $0.01 | 2,132 | $3.50 | $7,462.00 |
DisclosureSEC source: 0001048462-18-000016 · form4.xml · nonDerivative · entry 1 Shapiro Richard A · CIK 0001648814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,132 F1 · shares: Represents Common Stock of the Issuer acquired in the Issuer's rights offering described in the Form 424B4 filed by the Issuer with the U.S. Securities and Exchange Commission on March 12, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.