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Nasdaq · USD

NWL

NEWELL BRANDS INC.

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4339
SEC CIK
0000814453
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202605
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2017 Filed May 11, 2017 00:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000042 · wf-form4_149446278628626.xml · derivative · entry 2

Conroy Kevin C. · CIK 0001520465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:33 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000042 · wf-form4_149446278628626.xml · nonDerivative · entry 1

Conroy Kevin C. · CIK 0001520465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:29 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000041 · wf-form4_149446256385114.xml · derivative · entry 2

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:29 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000041 · wf-form4_149446256385114.xml · nonDerivative · entry 1

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000039 · wf-form4_149446243119112.xml · derivative · entry 2

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:27 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000039 · wf-form4_149446243119112.xml · nonDerivative · entry 1

TODMAN MICHAEL · CIK 0001224298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000037 · wf-form4_149446230607003.xml · derivative · entry 2

L'Esperance Ros · CIK 0001601972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:25 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000037 · wf-form4_149446230607003.xml · nonDerivative · entry 1

L'Esperance Ros · CIK 0001601972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000038 · wf-form4_149446236895966.xml · derivative · entry 2

Cowhig Michael T. · CIK 0001203058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:26 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000038 · wf-form4_149446236895966.xml · nonDerivative · entry 1

Cowhig Michael T. · CIK 0001203058 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000036 · wf-form4_149446224636188.xml · derivative · entry 4

CLARKE THOMAS E · CIK 0001215612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:24 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000036 · wf-form4_149446224636188.xml · nonDerivative · entry 1

CLARKE THOMAS E · CIK 0001215612 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000035 · wf-form4_149446218749487.xml · derivative · entry 2

VIAULT RAYMOND G · CIK 0001174487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:23 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000035 · wf-form4_149446218749487.xml · nonDerivative · entry 1

VIAULT RAYMOND G · CIK 0001174487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 11, 2017 00:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000034 · wf-form4_149446213222467.xml · derivative · entry 3

COWEN SCOTT S · CIK 0001111142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:22 UTC Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000034 · wf-form4_149446213222467.xml · nonDerivative · entry 1

COWEN SCOTT S · CIK 0001111142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 12, 2017 20:05 UTC Amendment Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000048 · wf-form4a_149461952571657.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amendment is being filed solely to add the written authorization to the previously filed Form 4.

F2 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 12, 2017 20:05 UTC Amendment Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000047 · wf-form4a_149461950349945.xml · nonDerivative · entry 1

Conroy Kevin C. · CIK 0001520465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amendment is being filed solely to add the written authorization to the previously filed Form 4.

F2 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
March 21, 2017 Filed Sep 25, 2017 20:07 UTC
DAVIES RICHARD BEVP, Chief Development Officer
PurchaseCommon Stock 42 $49.01 $2,058.42
Disclosure

SEC source: 0000814453-17-000079 · wf-form4_150637006432144.xml · nonDerivative · entry 1

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,258

F1 · shares: This transaction is being reported late due to administrative oversight.

F2 · shares: Represents purchases pursuant to reinvestment of quarterly dividends through a brokerage account of the reporting person.

F3 · price: The purchase price, although paid in Pounds Sterling, is stated above in U.S. Dollars, at the March 21, 2017 conversion rate of GBP1 = USD1.2461.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:11 UTC OtherPut option (right to sell) · Derivative 2,979,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008312 · doc4.xml · derivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,979,961 shares

Expires 2017-03-17

F1 · derivative.exercise_price: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · derivative.exercise_price: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

F1 · kind: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · kind: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:11 UTC OtherCall Option (obligation to sell) · Derivative 2,979,961 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-008312 · doc4.xml · derivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,979,961 shares

Expires 2017-03-17

F1 · derivative.exercise_price: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · derivative.exercise_price: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

F1 · kind: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · kind: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:11 UTC OtherCommon Stock 2,653,699 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-008312 · doc4.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,047,227

F1 · kind: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · kind: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

F1 · price: On March 17, 2017, the reporting person settled collar arrangements entered into the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangements obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,961 shares of NWL common stock on the expiration date of the contracts. In exchange for assuming this obligation, the reporting person received a cash payment of $182.7 million as of the date of settlement of the contracts. The reporting person pledged 2,979,961 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contracts, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. On March 17, 2017, the settlement price of the NWL common stock was $48.51.

F2 · price: (continued from Footnote 1) Accordingly, the reporting person transferred to the purchasers 2,653,699 of the Pledged Shares, and the purchasers returned to the reporting person the remaining 326,262 Pledged Shares.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 01:00 UTC OtherPut option (right to sell) · Derivative 481,852 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007679 · doc4.xml · derivative · entry 5

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 481,852 shares

Expires 2017-03-14

F1 · derivative.exercise_price: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

F1 · kind: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 01:00 UTC OtherCall Option (obligation to sell) · Derivative 481,852 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007679 · doc4.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 481,852 shares

Expires 2017-03-14

F1 · derivative.exercise_price: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · derivative.exercise_price: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

F1 · kind: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 01:00 UTC OtherCommon Stock 430,535 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-007679 · doc4.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,374

F1 · kind: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

F1 · price: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · price: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 01:00 UTC SaleCommon Stock 21,000 $47.99 $1,007,790.00
Disclosure

SEC source: 0000899243-17-007679 · doc4.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,909

F1 · kind: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

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March 14, 2017 Filed Mar 16, 2017 01:02 UTC SaleCommon Stock 140,000 $48.13 $6,738,200.00
Disclosure

SEC source: 0000899243-17-007680 · doc4.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,700,926

F1 · kind: On March 14, 2017, the reporting person reported the sale in an open market transaction of 340,000 shares, an amount estimated to be approximately equivalent to previously pledged shares that are expected to be returned to the reporting person pursuant to a previously disclosed collar arrangement entered into in the second quarter of 2016 scheduled to settle on March 17, 2017. The collar arrangement obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,963 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person will receive a cash payment of $128.7 million as of the date of settlement of the contract.

F2 · kind: (Continued from footnote 1) The reporting person pledged 2,979,963 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The reporting person estimated that approximately 2.64 million shares will be transferred to the purchasers on the settlement date and therefore requested that the remaining approximately 340,000 Pledged Shares be sold in an open market transaction.

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March 13, 2017 Filed Mar 16, 2017 01:00 UTC SaleCommon Stock 30,000 $48.47 $1,454,100.00
Disclosure

SEC source: 0000899243-17-007679 · doc4.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,909

F1 · kind: On March 14, 2017, the reporting person settled a collar arrangement entered into in the second quarter of 2016 pursuant to which he wrote a covered call option and purchased a put option. The collar arrangement obligated the reporting person to deliver to an unaffiliated third party purchaser up to 481,852 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person received a cash payment of $20.8 million as of the date of settlement of the contract. The reporting person pledged 481,852 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge.

F2 · kind: (Continued from Footnote 1) On March 14, 2017, the settlement price of the NWL common stock was $48.369. Accordingly, the reporting person transferred to the purchaser 430,535 of the Pledged Shares, and the reporting person requested that the remaining approximately 51,000 Pledged Shares be sold in an open market transaction.

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March 13, 2017 Filed Mar 16, 2017 01:02 UTC SaleCommon Stock 200,000 $48.48 $9,696,000.00
Disclosure

SEC source: 0000899243-17-007680 · doc4.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840,926

F1 · kind: On March 14, 2017, the reporting person reported the sale in an open market transaction of 340,000 shares, an amount estimated to be approximately equivalent to previously pledged shares that are expected to be returned to the reporting person pursuant to a previously disclosed collar arrangement entered into in the second quarter of 2016 scheduled to settle on March 17, 2017. The collar arrangement obligated the reporting person to deliver to unaffiliated third party purchasers up to 2,979,963 shares of NWL common stock on the expiration date of the contract. In exchange for assuming this obligation, the reporting person will receive a cash payment of $128.7 million as of the date of settlement of the contract.

F2 · kind: (Continued from footnote 1) The reporting person pledged 2,979,963 shares of NWL common stock (the "Pledged Shares") to secure his obligation under the contract, and retained dividend and voting rights in the Pledged Shares during the term of the pledge. The reporting person estimated that approximately 2.64 million shares will be transferred to the purchasers on the settlement date and therefore requested that the remaining approximately 340,000 Pledged Shares be sold in an open market transaction.

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March 06, 2017 Filed Mar 7, 2017 19:06 UTC GrantCommon Stock 40,355 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000028 · wf-form4_148891359427571.xml · nonDerivative · entry 1

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,112

F1 · shares: Reflects the distribution of shares of common stock from GRATs. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported.

F1 · balance_after: Reflects the distribution of shares of common stock from GRATs. The distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported.

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February 27, 2017 Filed Feb 28, 2017 20:58 UTC Exercise / conversionOptions (Right to Buy) · Derivative 5,353 $0.00 Strike: $31.20 $0.00
Disclosure

SEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · derivative · entry 3

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,353 shares

Expires 2017-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012.

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February 27, 2017 Filed Feb 28, 2017 20:58 UTC SaleCommon Stock 5,353 $49.38 $264,331.14
Disclosure

SEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · nonDerivative · entry 2

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,712

Read SEC document
February 27, 2017 Filed Feb 28, 2017 20:58 UTC Exercise / conversionCommon Stock 5,353 $31.20 $167,013.60
Disclosure

SEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · nonDerivative · entry 1

STROBEL STEVEN J · CIK 0001237657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Jun 8, 2017 20:17 UTC
DAVIES RICHARD BEVP, Chief Development Officer
PurchaseCommon Stock 13,170 $47.17 $621,228.90
Disclosure

SEC source: 0000814453-17-000066 · wf-form4_149695304088521.xml · nonDerivative · entry 1

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · price: The purchase price, although paid in Pounds Sterling, is stated above in U.S. Dollars, at the February 14, 2017 conversion rate of GBP1 = USD1.2454.

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February 13, 2017 Filed Feb 15, 2017 17:52 UTC
DAVIES RICHARD BEVP, Chief Development Officer
Exercise / conversionCash Settled Stock Units · Derivative 13,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000019 · wf-form4_148718115465868.xml · derivative · entry 5

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit of cash settled SU is the economic equivalent of one share of Newell Brands Inc. Common Stock.

F2 · price: Each unit of cash settled SU is the economic equivalent of one share of Newell Brands Inc. Common Stock.

F3 · derivative.expiration_date: N/A

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
DAVIES RICHARD BEVP, Chief Development Officer
Disposition to issuerCommon Stock 13,545 $47.06 $637,427.70
Disclosure

SEC source: 0000814453-17-000019 · wf-form4_148718115465868.xml · nonDerivative · entry 4

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
DAVIES RICHARD BEVP, Chief Development Officer
Exercise / conversionCommon Stock 13,545 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000019 · wf-form4_148718115465868.xml · nonDerivative · entry 3

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each unit of cash settled SU is the economic equivalent of one share of Newell Brands Inc. Common Stock.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
DAVIES RICHARD BEVP, Chief Development Officer
Disposition to issuerCommon Stock 24,380 $47.06 $1,147,322.80
Disclosure

SEC source: 0000814453-17-000019 · wf-form4_148718115465868.xml · nonDerivative · entry 2

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
DAVIES RICHARD BEVP, Chief Development Officer
Exercise / conversionCommon Stock 24,380 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000019 · wf-form4_148718115465868.xml · nonDerivative · entry 1

DAVIES RICHARD B · CIK 0001661100 · EVP, Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired upon vesting of performance-based stock units previously granted on February 12, 2014.

F2 · price: Each unit of cash settled SU is the economic equivalent of one share of Newell Brands Inc. Common Stock.

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February 13, 2017 Filed Feb 15, 2017 17:52 UTC
Turner Bradford RChief Legal Officer & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 2,692 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000018 · wf-form4_148718113677539.xml · derivative · entry 5

Turner Bradford R · CIK 0001633076 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,692 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Newell Brands Inc. common stock.

F3 · derivative.expiration_date: N/A

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
Turner Bradford RChief Legal Officer & Corp Sec
Tax withholdingCommon Stock 1,003 $47.06 $47,201.18
Disclosure

SEC source: 0000814453-17-000018 · wf-form4_148718113677539.xml · nonDerivative · entry 4

Turner Bradford R · CIK 0001633076 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
Turner Bradford RChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 2,692 $47.06 $126,685.52
Disclosure

SEC source: 0000814453-17-000018 · wf-form4_148718113677539.xml · nonDerivative · entry 3

Turner Bradford R · CIK 0001633076 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
Turner Bradford RChief Legal Officer & Corp Sec
Tax withholdingCommon Stock 1,850 $47.06 $87,061.00
Disclosure

SEC source: 0000814453-17-000018 · wf-form4_148718113677539.xml · nonDerivative · entry 2

Turner Bradford R · CIK 0001633076 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,649

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC
Turner Bradford RChief Legal Officer & Corp Sec
Exercise / conversionCommon Stock 4,846 $47.06 $228,052.76
Disclosure

SEC source: 0000814453-17-000018 · wf-form4_148718113677539.xml · nonDerivative · entry 1

Turner Bradford R · CIK 0001633076 · Chief Legal Officer & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired upon vesting of performance-based restricted stock units previously granted on February 12, 2014.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC Exercise / conversionRestricted Stock Units · Derivative 77,871 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000017 · wf-form4_148718111785495.xml · derivative · entry 12

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the equivalent of one share of Newell Brands Inc. common stock.

F3 · derivative.expiration_date: N/A

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC Tax withholdingCommon Stock 40,377 $47.06 $1,900,141.62
Disclosure

SEC source: 0000814453-17-000017 · wf-form4_148718111785495.xml · nonDerivative · entry 4

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,757

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC Exercise / conversionCommon Stock 77,871 $47.06 $3,664,609.26
Disclosure

SEC source: 0000814453-17-000017 · wf-form4_148718111785495.xml · nonDerivative · entry 3

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC Tax withholdingCommon Stock 109,946 $47.06 $5,174,058.76
Disclosure

SEC source: 0000814453-17-000017 · wf-form4_148718111785495.xml · nonDerivative · entry 2

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,263

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:52 UTC Exercise / conversionCommon Stock 218,040 $47.06 $10,260,962.40
Disclosure

SEC source: 0000814453-17-000017 · wf-form4_148718111785495.xml · nonDerivative · entry 1

POLK MICHAEL B · CIK 0001192505 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquired upon vesting of performance-based restricted stock units previously granted on February 12, 2014.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 17:51 UTC
Burke William A IIIEVP, Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 19,273 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000016 · wf-form4_148718110220107.xml · derivative · entry 5

Burke William A III · CIK 0001420622 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Newell Brands Inc. common stock.

F3 · derivative.expiration_date: N/A

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.