Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | May 10, 2017 | May 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWELL BRANDS INC.
Report date May 10, 2017 · Filed May 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,731 |
Reported balance
After 2017-05-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-10 · Grant · Acquired 2,731 · Balance 2,731 F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock
F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units.
F3: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2017 Filed May 12, 2017 20:08 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000051 · wf-form4_149461969204729.xml · derivative · entry 1 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:23 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000035 · wf-form4_149446218749487.xml · derivative · entry 2 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:23 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 2,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-17-000035 · wf-form4_149446218749487.xml · nonDerivative · entry 1 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 17:50 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | PurchaseCommon Stock | 1,630 | $45.96 | $74,914.80 |
DisclosureSEC source: 0000814453-17-000008 · wf-form4_148666261895111.xml · nonDerivative · entry 3 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,483 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:50 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionOptions (Right to Buy) · Derivative | 5,353 | $0.00 Strike: $31.20 | $0.00 |
DisclosureSEC source: 0000814453-17-000008 · wf-form4_148666261895111.xml · derivative · entry 4 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,353 shares Expires 2017-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:50 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | SaleCommon Stock | 5,353 | $45.62 | $244,203.86 |
DisclosureSEC source: 0000814453-17-000008 · wf-form4_148666261895111.xml · nonDerivative · entry 2 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,853 Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 17:50 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,353 | $31.20 | $167,013.60 |
DisclosureSEC source: 0000814453-17-000008 · wf-form4_148666261895111.xml · nonDerivative · entry 1 VIAULT RAYMOND G · CIK 0001174487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.