person · Reporting owner

CLARKE THOMAS E

Disclosed activity across 2 companies

Tapewire entity: 176226
SEC CIK: 0001215612

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
NEWELL BRANDS INC.NWL · Entity 4339	Director	May 10, 2017	May 12, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEWELL BRANDS INC.

Report date May 10, 2017 · Filed May 12, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	2,731	Reported balance After 2017-05-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2017-05-10 · Grant · Acquired 2,731 · Balance 2,731 F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock. F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3: N/A

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock.

F2: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units.

F3: N/A

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

STARWOOD HOTELS & RESORTS WORLDWIDE, LLC

Report date September 22, 2016 · Filed September 26, 2016

Section 16 reporting ended · disclosed 2016-09-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2016-09-22 transaction · row 1 1 source row Row 1 · 2016-09-22 · Disposition to issuer · Disposed 23,541 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.49 · Expires 2018-02-26	Direct	Reported balance After 2016-09-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-09-22 · Disposition to issuer · Disposed 4,403 · Balance 0 F2: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off"). F3: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.88 · Expires 2019-02-28	Direct	Reported balance After 2016-09-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2016-09-22 · Disposition to issuer · Disposed 2,747 · Balance 0 F4: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off. F3: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.11 · Expires 2020-02-28	Direct	Reported balance After 2016-09-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2016-09-22 · Disposition to issuer · Disposed 3,057 · Balance 0 F5: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off. F3: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott.

F2: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off").

F3: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent).

F4: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off.

F5: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 10, 2017 Filed May 12, 2017 20:07 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	2,731	$0.00	$0.00	Disclosure SEC source: 0000814453-17-000049 · wf-form4_149461965523540.xml · derivative · entry 1 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document
May 09, 2017 Filed May 10, 2017 14:58 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionOptions (Right to Buy) · Derivative	5,353	$0.00 Strike: $31.20	$0.00	Disclosure SEC source: 0000814453-17-000033 · wf-form4_149442826708260.xml · derivative · entry 5 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,353 shares Expires 2017-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012 Read SEC document
May 09, 2017 Filed May 10, 2017 14:58 UTC	NEWELL BRANDS INC. NWL · Entity 4339	SaleCommon Stock	5,353	$52.49	$280,978.97	Disclosure SEC source: 0000814453-17-000033 · wf-form4_149442826708260.xml · nonDerivative · entry 2 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,933 Read SEC document
May 09, 2017 Filed May 10, 2017 14:58 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	5,353	$31.20	$167,013.60	Disclosure SEC source: 0000814453-17-000033 · wf-form4_149442826708260.xml · nonDerivative · entry 1 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 08, 2017 Filed May 11, 2017 00:24 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionRestricted Stock Units · Derivative	2,995	$0.00	$0.00	Disclosure SEC source: 0000814453-17-000036 · wf-form4_149446224636188.xml · derivative · entry 4 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document
May 08, 2017 Filed May 11, 2017 00:24 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	2,995	Not disclosed	Not disclosed	Disclosure SEC source: 0000814453-17-000036 · wf-form4_149446224636188.xml · nonDerivative · entry 1 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:12 UTC	STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112	Disposition to issuerStock Option (Right to Buy) · Derivative	3,057	Not disclosed Strike: $51.11	Not disclosed	Disclosure SEC source: 0000899243-16-030060 · doc4.xml · derivative · entry 4 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,057 shares Expires 2020-02-28 F5 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off. F5 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off. F3 · price: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent). F5 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $55.06 and 2,838 respectively) that was made in connection with the SVO Spin-Off. Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:12 UTC	STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112	Disposition to issuerStock Option (Right to Buy) · Derivative	2,747	Not disclosed Strike: $56.88	Not disclosed	Disclosure SEC source: 0000899243-16-030060 · doc4.xml · derivative · entry 3 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,747 shares Expires 2019-02-28 F4 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off. F4 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off. F3 · price: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent). F4 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $61.28 and 2,550 respectively) that was made in connection with the SVO Spin-Off. Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:12 UTC	STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112	Disposition to issuerStock Option (Right to Buy) · Derivative	4,403	Not disclosed Strike: $35.49	Not disclosed	Disclosure SEC source: 0000899243-16-030060 · doc4.xml · derivative · entry 2 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,403 shares Expires 2018-02-26 F2 · derivative.exercise_price: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off"). F2 · shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off"). F3 · price: As a result of the conversions described in the Merger Agreement , these Stock Options, which were fully vested, were converted into options to purchase a number of shares of Marriott common stock equal to the number of shares of Common Stock underlying the Stock Options multiplied by 1.1046 (rounded down to the nearest whole number of shares), at an exercise price equal to the exercise price of the Stock Options divided by 1.1046 (rounded up to the nearest whole cent). F2 · derivative.underlying_shares: Reflects an antidilution adjustment to the exercise price and number of remaining Stock Options (previously reported as $38.235 and 4,087 respectively) that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016 (the "SVO Spin-Off"). Read SEC document
September 22, 2016 Filed Sep 26, 2016 21:12 UTC	STARWOOD HOTELS & RESORTS WORLDWIDE, LLC HOT · Entity 182112	Disposition to issuerCommon Stock	23,541	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-16-030060 · doc4.xml · nonDerivative · entry 1 CLARKE THOMAS E · CIK 0001215612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Each share of Common Stock was disposed of pursuant to the transactions described in the Agreement and Plan of Merger, dated as of November 15, 2015, by and among the Issuer, Marriott International, Inc. ("Marriott") et al., as thereafter amended by the Amendment No. 1 to the Agreement and Plan of Merger (the "Merger Agreement"), in exchange for the right to receive (1) 0.800 shares of common stock of Marriott, (2) $21.00 in cash, without interest, and (3) any applicable cash in lieu of fractional shares of common stock of Marriott. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.