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person · Reporting owner

FRANKLIN MARTIN E

Disclosed activity across 7 companies

Tapewire entity
39028
SEC CIK
0000940603

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
APi Group CorpAPG · Entity 3311Director · 10% ownerJune 11, 2026June 12, 2026
NEWELL BRANDS INC.NWL · Entity 4339DirectorOctober 02, 2017December 19, 2017
Nomad Foods LtdNOMD · Entity 4642Director · Co-ChairMay 06, 2026May 08, 2026
Restaurant Brands International Inc.QSR · Entity 3102DirectorDecember 29, 2018January 02, 2019
TIC Solutions, Inc.TIC · Entity 4496DirectorDecember 31, 2025January 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APi Group Corp

Report date June 11, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy MEF Holdings, LLLP19,240,426 Reported balance After 2026-06-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-06-11 · Sale · Disposed 2,000,000 · Balance 19,240,426

F1: On June 11, 2026, MEF Holdings, LLLP sold 2,000,000 shares of Common Stock in a block trade at a price of $42.08 per share pursuant to Rule 144 of the Securities Act of 1933, as amended.

F2: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Mariposa Acquisition IV, LLC102,656 Reported balance Holding disclosure · report date 2026-06-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 102,656

F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Brimstone Investments, LLC2,711,692 Reported balance Holding disclosure · report date 2026-06-11 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 2,711,692

F4: The shares of Common Stock reported herein are held directly by Brimstone Investments LLC, of which Mr. Franklin is the Manager. Brimstone Investments LLC is wholly-owned by a trust of which Mr. Franklin is a beneficiary and holds a limited liability company interest in Mariposa Acquisition IV, LLC.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Mariposa Acquisition IV, LLC3,456,000 Reported balance Holding disclosure · report date 2026-06-11 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 3,456,000

F5: The Series A Preferred Stock is convertible at any time at the election of the holder, on a 1.5 to 1 basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock will automatically convert into Common Stock on December 31, 2026 (the last day of the seventh full financial year of the Issuer following October 1, 2019, or if such date is not a trading day, the first trading day immediately following such date).

F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On June 11, 2026, MEF Holdings, LLLP sold 2,000,000 shares of Common Stock in a block trade at a price of $42.08 per share pursuant to Rule 144 of the Securities Act of 1933, as amended.

F2: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F3: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F4: The shares of Common Stock reported herein are held directly by Brimstone Investments LLC, of which Mr. Franklin is the Manager. Brimstone Investments LLC is wholly-owned by a trust of which Mr. Franklin is a beneficiary and holds a limited liability company interest in Mariposa Acquisition IV, LLC.

F5: The Series A Preferred Stock is convertible at any time at the election of the holder, on a 1.5 to 1 basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock will automatically convert into Common Stock on December 31, 2026 (the last day of the seventh full financial year of the Issuer following October 1, 2019, or if such date is not a trading day, the first trading day immediately following such date).

NEWELL BRANDS INC.

Report date October 02, 2017 · Filed December 19, 2017 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy MEF Holdings, LLLP2,047,227 Reported balance After 2017-10-02 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-10-02 · Sale · Disposed 2,047,022 · Balance 2,047,227

F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below.

F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests").

F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests").

F2: Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.

F3: On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below.

F4: The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.

Nomad Foods Ltd

Report date May 06, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeIndirectBY RSMA, LLC3,321,251 Reported balance After 2026-05-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-06 · Other · Disposed 220,000 · Balance 3,321,251

F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.

F2: These Ordinary Shares are held by directly by RSMA, LLC, of which Mr. Franklin is the managing member. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Ordinary SharesSEC Table I · non-derivativeIndirectBy the Martin E. Franklin Revocable Trust7,442,212 Reported balance After 2026-05-06 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-05-06 · Other · Acquired 220,000 · Balance 7,442,212

F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.

F4: These Ordinary Shares are held by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.14 · Expires 2031-05-07Direct1,000,000 Reported balance After 2026-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-07 · Grant · Acquired 1,000,000 · Balance 1,000,000

F5: Subject to (i) the Reporting Person satisfying the share purchase component under the Issuer's Co-Investment and Share Option Matching Sub Plan (the "Sub Plan") between May 5, 2025 and June 5, 2027 and (ii) the Issuer's achievement of the share price performance target during the period beginning May 7, 2026 and ending on May 7, 2031 (the "Performance Period"), the Options will vest and become exercisable, if at all, on the later of (x) May 7, 2029 and (y) the achievement of the specified share price performance target during the Performance Period.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Brimstone Investments LLC112,500 Reported balance Holding disclosure · report date 2026-05-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 112,500

F3: These Ordinary Shares reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.

F2: These Ordinary Shares are held by directly by RSMA, LLC, of which Mr. Franklin is the managing member. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F3: These Ordinary Shares reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F4: These Ordinary Shares are held by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F5: Subject to (i) the Reporting Person satisfying the share purchase component under the Issuer's Co-Investment and Share Option Matching Sub Plan (the "Sub Plan") between May 5, 2025 and June 5, 2027 and (ii) the Issuer's achievement of the share price performance target during the period beginning May 7, 2026 and ending on May 7, 2031 (the "Performance Period"), the Options will vest and become exercisable, if at all, on the later of (x) May 7, 2029 and (y) the achievement of the specified share price performance target during the Performance Period.

Restaurant Brands International Inc.

Report date December 29, 2018 · Filed January 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect18,357 Reported balance After 2018-12-29 transaction · row 1
1 source row

Row 1 · 2018-12-29 · Grant · Acquired 2,307 · Balance 18,357

F1: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service.

Exchangeable unitsSEC Table II · derivative / convertible securityDirect1,161,469 Reported balance Holding disclosure · report date 2018-12-29 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 1,161,469

F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.

Exchangeable unitsSEC Table II · derivative / convertible securityIndirectSee Footnote157,706 Reported balance Holding disclosure · report date 2018-12-29 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 157,706

F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.

F3: Represents an indirect interest held by RSMA, LLC. The Reporting Person is the managing member of RSMA, LLC and may be considered to have beneficial ownership of RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Exchangeable unitsSEC Table II · derivative / convertible securityIndirectSee Footnote277,310 Reported balance Holding disclosure · report date 2018-12-29 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 277,310

F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.

F4: Represents an indirect interest held by Mini-RSMA, LLC. The Reporting Person is the managing member of Mini-RSMA, LLC and may be considered to have beneficial ownership of Mini-RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.25 · Expires 2022-08-01Direct32,786 Reported balance Holding disclosure · report date 2018-12-29 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 32,786

F5: These options are immediately exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that are earned and vested upon grant and that settle upon termination of board service.

F2: Each Restaurant Brands International Limited Partnership exchangeable unit is convertible, at the Reporting Person's election into common shares of Restaurant Brands International Inc. or a cash amount equal to a prescribed cash amount determined by reference to the weighted average trading price of Restaurant Brands International Inc.'s common shares on the New York Stock Exchange for the 20 consecutive trading days ending on the last business day prior to the exchange date, at the sole discretion of the general partner of Restaurant Brands International Limited Partnership (subject to the consent of the Restaurant Brands International Inc. conflicts committee, in certain circumstances). This conversion right has no expiration date.

F3: Represents an indirect interest held by RSMA, LLC. The Reporting Person is the managing member of RSMA, LLC and may be considered to have beneficial ownership of RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

F4: Represents an indirect interest held by Mini-RSMA, LLC. The Reporting Person is the managing member of Mini-RSMA, LLC and may be considered to have beneficial ownership of Mini-RSMA, LLC's interests in Restaurant Brands International, Inc. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.

F5: These options are immediately exercisable.

TIC Solutions, Inc.

Report date December 31, 2025 · Filed January 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Mariposa Acquisition IX, LLC0 Last balance in matching sequence After 2026-01-02 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2025-12-31 · Grant · Acquired 668,347 · Balance 19,545,847

F1: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.

F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

Row 2 · 2026-01-02 · Other · Disposed 19,545,847 · Balance 0

F3: Represents a pro rata distribution from Mariposa IX to its members.

F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy MEF Holdings, LLLP1,952,745 Reported balance After 2026-01-02 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-01-02 · Other · Acquired 1,952,745 · Balance 1,952,745

F3: Represents a pro rata distribution from Mariposa IX to its members.

F4: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Brimstone Investments LLC5,410,813 Reported balance After 2026-01-02 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-01-02 · Other · Acquired 5,410,813 · Balance 5,410,813

F3: Represents a pro rata distribution from Mariposa IX to its members.

F5: The shares of Common Stock reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Martin E. Franklin Revocable Trust4,851,977 Reported balance After 2026-01-02 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-01-02 · Other · Acquired 4,851,977 · Balance 4,851,977

F3: Represents a pro rata distribution from Mariposa IX to its members.

F6: The shares of Common Stock reported herein are held by the Martin E. Franklin Revocable Trust.

Series A Preferred StockSEC Table II · derivative / convertible securityIndirectBy Mariposa Acquisition IX, LLC1,000,000 Reported balance Holding disclosure · report date 2025-12-31 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 1,000,000

F7: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change of control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034.

F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.

F2: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

F3: Represents a pro rata distribution from Mariposa IX to its members.

F4: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F5: The shares of Common Stock reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F6: The shares of Common Stock reported herein are held by the Martin E. Franklin Revocable Trust.

F7: The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock upon the earlier of (i) immediately following the "change of control dividend date" (as defined in the Issuer's certificate of incorporation) and (ii) December 31, 2034.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Element Solutions Inc

Report date May 04, 2026 · Filed May 05, 2026

Section 16 reporting ended · disclosed 2026-05-05. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Whole Earth Brands, Inc.

Report date August 05, 2024 · Filed August 05, 2024

Jointly reported with Sababa Holdings Free LLC

Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-08-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2024-08-05 · Other · Acquired 8,905,223 · Balance 0

F1: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II").

F2: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration.

F3: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest.

Filing footnotes · ownership attribution and instrument terms

F1: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II").

F2: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration.

F3: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 12, 2026 16:08 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 2,000,000 $42.08 $84,160,000.00
Disclosure

SEC source: 0001628280-26-042843 · wk-form4_1781294924.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,240,426

F1 · shares: On June 11, 2026, MEF Holdings, LLLP sold 2,000,000 shares of Common Stock in a block trade at a price of $42.08 per share pursuant to Rule 144 of the Securities Act of 1933, as amended.

F2 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
May 07, 2026 Filed May 8, 2026 16:45 UTC Nomad Foods Ltd NOMD · Entity 4642 GrantStock Options (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0000940603-26-000007 · wk-form4_1778273136.xml · derivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · Co-Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Ordinary Shares · 1,000,000 shares

Expires 2031-05-07

F5 · derivative.exercise_date: Subject to (i) the Reporting Person satisfying the share purchase component under the Issuer's Co-Investment and Share Option Matching Sub Plan (the "Sub Plan") between May 5, 2025 and June 5, 2027 and (ii) the Issuer's achievement of the share price performance target during the period beginning May 7, 2026 and ending on May 7, 2031 (the "Performance Period"), the Options will vest and become exercisable, if at all, on the later of (x) May 7, 2029 and (y) the achievement of the specified share price performance target during the Performance Period.

Read SEC document
May 06, 2026 Filed May 8, 2026 16:45 UTC Nomad Foods Ltd NOMD · Entity 4642 OtherOrdinary Shares 220,000 $0.00 $0.00
Disclosure

SEC source: 0000940603-26-000007 · wk-form4_1778273136.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · Co-Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Martin E. Franklin Revocable Trust

Disclosed balance after: 7,442,212

F1 · kind: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.

F4 · ownership.nature: These Ordinary Shares are held by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
May 06, 2026 Filed May 8, 2026 16:45 UTC Nomad Foods Ltd NOMD · Entity 4642 OtherOrdinary Shares 220,000 $0.00 $0.00
Disclosure

SEC source: 0000940603-26-000007 · wk-form4_1778273136.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · Co-Chair

10b5-1 filing: No plan indicated

Ownership: Indirect · BY RSMA, LLC

Disclosed balance after: 3,321,251

F1 · kind: 220,000 shares previously reported as held indirectly by RSMA, LLC, of which Mr. Franklin is the managing member, were transferred to the Martin E. Franklin Revocable Trust (the "Franklin Trust") for estate planning purposes.

F2 · ownership.nature: These Ordinary Shares are held by directly by RSMA, LLC, of which Mr. Franklin is the managing member. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
March 19, 2026 Filed Mar 19, 2026 19:25 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 3,000,000 $40.88 $122,640,000.00
Disclosure

SEC source: 0001213900-26-032001 · ownership.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 21,240,426

F1 · shares: On March 19, 2026, MEF Holdings, LLLP sold 3,000,000 shares of Common Stock in a block trade at a price of $40.88 per share pursuant to Rule 144 of the Securities Act of 1933, as amended.

F2 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 2,168,331 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 6

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brimstone Investments, LLC

Disclosed balance after: 2,711,692

F6 · kind: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone Investments LLC ("Brimstone").

F6 · shares: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone Investments LLC ("Brimstone").

F7 · ownership.nature: The shares of Common Stock reported herein are held directly by Brimstone.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 2,168,331 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 5

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 102,656

F6 · kind: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone Investments LLC ("Brimstone").

F6 · shares: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone Investments LLC ("Brimstone").

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3, 4 and 6) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Brimstone Investments LLC, of which Mr. Franklin is the Manager, which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, holds a limited liability company interest in Mariposa. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 5,771,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 24,740,106

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 5,771,316 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 2,270,987

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3, 4 and 6) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Brimstone Investments LLC, of which Mr. Franklin is the Manager, which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, holds a limited liability company interest in Mariposa. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 57,940 $38.97 $2,257,921.80
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 8,042,303

F3 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F3 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3, 4 and 6) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Brimstone Investments LLC, of which Mr. Franklin is the Manager, which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, holds a limited liability company interest in Mariposa. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:55 UTC TIC Solutions, Inc. TIC · Entity 4496 OtherCommon Stock 4,851,977 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-000487 · ownership.xml · nonDerivative · entry 5

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 4,851,977

F3 · kind: Represents a pro rata distribution from Mariposa IX to its members.

F3 · shares: Represents a pro rata distribution from Mariposa IX to its members.

F3 · price: Represents a pro rata distribution from Mariposa IX to its members.

F6 · ownership.nature: The shares of Common Stock reported herein are held by the Martin E. Franklin Revocable Trust.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:55 UTC TIC Solutions, Inc. TIC · Entity 4496 OtherCommon Stock 5,410,813 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-000487 · ownership.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brimstone Investments LLC

Disclosed balance after: 5,410,813

F3 · kind: Represents a pro rata distribution from Mariposa IX to its members.

F3 · shares: Represents a pro rata distribution from Mariposa IX to its members.

F3 · price: Represents a pro rata distribution from Mariposa IX to its members.

F5 · ownership.nature: The shares of Common Stock reported herein are held directly by Brimstone, Mr. Franklin is the manager of Brimstone, which is wholly-owned by a family trust of which Mr. Franklin is a beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:55 UTC TIC Solutions, Inc. TIC · Entity 4496 OtherCommon Stock 1,952,745 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-000487 · ownership.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 1,952,745

F3 · kind: Represents a pro rata distribution from Mariposa IX to its members.

F3 · shares: Represents a pro rata distribution from Mariposa IX to its members.

F3 · price: Represents a pro rata distribution from Mariposa IX to its members.

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor, trustee and beneficiary. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 16:55 UTC TIC Solutions, Inc. TIC · Entity 4496 OtherCommon Stock 19,545,847 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-000487 · ownership.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IX, LLC

Disclosed balance after: 0

F3 · kind: Represents a pro rata distribution from Mariposa IX to its members.

F3 · shares: Represents a pro rata distribution from Mariposa IX to its members.

F3 · price: Represents a pro rata distribution from Mariposa IX to its members.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 16:56 UTC APi Group Corp APG · Entity 3311 GrantCommon Stock 8,084,991 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-000192 · wk-form4_1767390990.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 8,100,243

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3, 4 and 6) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Brimstone Investments LLC, of which Mr. Franklin is the Manager, which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, holds a limited liability company interest in Mariposa. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 16:55 UTC TIC Solutions, Inc. TIC · Entity 4496 GrantCommon Stock 668,347 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-000487 · ownership.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IX, LLC

Disclosed balance after: 19,545,847

F1 · kind: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.

F1 · shares: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.

F1 · price: Represents a stock dividend on the Issuer's Series A Preferred Stock. Mariposa Acquisition IX, LLC ("Mariposa IX"), the holder of the Issuer's Series A Preferred Stock, is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten trading days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock reported herein are held directly by Mariposa Acquisition IX, LLC ("Mariposa IX"). Sir Martin is the manager of Mariposa IX. In such capacity, Sir Martin exercises voting power and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa IX. Sir Martin disclaims beneficial ownership of the shares of Common Stock and Series A Preferred Stock held directly by Mariposa IX except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2025 Filed Jan 9, 2026 17:11 UTC APi Group Corp APG · Entity 3311 GiftCommon Stock 499,680 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-001654 · wk-form4_1767996683.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 18,469,110

F1 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 16:25 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionShare Award · Derivative 225,000 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001590714-25-000101 · wk-form4_1765574718.xml · derivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 225,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

F1 · derivative.exercise_date: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

F1 · derivative.expiration_date: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 16:25 UTC Element Solutions Inc ESI · Entity 3625 OtherCommon Stock, par value $0.01 per share 225,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-25-000101 · wk-form4_1765574718.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 334,100

F1 · price: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 16:25 UTC Element Solutions Inc ESI · Entity 3625 OtherCommon Stock, par value $0.01 per share 225,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-25-000101 · wk-form4_1765574718.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 16:25 UTC Element Solutions Inc ESI · Entity 3625 Exercise / conversionCommon Stock, par value $0.01 per share 225,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001590714-25-000101 · wk-form4_1765574718.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents settlement of a share award granted and vested on 12/10/2025 as part of the Issuer's continued evaluation of its executive compensation program. Under the terms of the award, the vested shares are subject to a lock-up agreement, effective 12/10/2025 (the "Lock-up Date"), with restrictions expiring ratably on the first, second and third anniversary of the Lock-up Date. On 12/10/2025, the reporting person's previously-reported executive stretch share grant of 300,000 performance restricted stock units was cancelled for no value.

Read SEC document
November 05, 2025 Filed Nov 5, 2025 18:24 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 87,878 $36.44 $3,202,274.32
Disclosure

SEC source: 0001628280-25-049741 · wk-form4_1762385055.xml · nonDerivative · entry 5

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 18,968,790

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F7 · price: Represents the weighted average price of the shares sold on November 5, 2025. The prices of the shares sold pursuant to the transactions ranged from $36.32 to $36.55 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

Read SEC document
November 05, 2025 Filed Nov 5, 2025 18:24 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 252,122 $35.97 $9,068,828.34
Disclosure

SEC source: 0001628280-25-049741 · wk-form4_1762385055.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,056,668

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F6 · price: Represents the weighted average price of the shares sold on November 5, 2025. The prices of the shares sold pursuant to the transactions ranged from $35.32 to $36.315 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 04, 2025 Filed Nov 5, 2025 18:24 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 260,000 $35.44 $9,214,400.00
Disclosure

SEC source: 0001628280-25-049741 · wk-form4_1762385055.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,308,790

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F5 · price: Represents the weighted average price of the shares sold on November 4, 2025. The prices of the shares sold pursuant to the transactions ranged from $34.93 to $35.73 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 03, 2025 Filed Nov 5, 2025 18:24 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 10,163 $36.78 $373,795.14
Disclosure

SEC source: 0001628280-25-049741 · wk-form4_1762385055.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,568,790

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F4 · price: Represents the weighted average price of the shares sold on November 3, 2025. The prices of the shares sold pursuant to the transactions ranged from $36.645 to $36.89 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 03, 2025 Filed Nov 5, 2025 18:24 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 289,837 $36.17 $10,483,404.29
Disclosure

SEC source: 0001628280-25-049741 · wk-form4_1762385055.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,578,953

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F2 · price: Represents the weighted average price of the shares sold on November 3, 2025. The prices of the shares sold pursuant to the transactions ranged from $35.6365 to $36.635 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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September 02, 2025 Filed Sep 4, 2025 17:03 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 1,200,000 $34.64 $41,568,000.00
Disclosure

SEC source: 0000940603-25-000011 · wk-form4_1757019808.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 19,868,790

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on May 8, 2025.

F2 · price: Represents the weighted average price of the shares sold on September 2, 2025. The prices of the shares sold pursuant to the transactions ranged from $34.46 to $35.19 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · balance_after: Amount has been adjusted pursuant to a three-for-two stock dividend effected on June 30, 2025 (the "Stock Dividend").

F4 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 13, 2025 Filed Aug 15, 2025 16:59 UTC Element Solutions Inc ESI · Entity 3625 OtherCommon Stock, par value $0.01 per share 1,037,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000940603-25-000009 · wk-form4_1755291585.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Foundation

Disclosed balance after: 0

F1 · price: This form is filed solely to reflect that the shares are owned by a charitable foundation as to which the reporting person disclaims beneficial ownership and does not have any pecuniary interest. As a result, shares held by the charitable foundation will no longer be included in the reporting person's Forms 4. This form does not reflect a purchase or sale of the shares reported on this form.

F1 · ownership.nature: This form is filed solely to reflect that the shares are owned by a charitable foundation as to which the reporting person disclaims beneficial ownership and does not have any pecuniary interest. As a result, shares held by the charitable foundation will no longer be included in the reporting person's Forms 4. This form does not reflect a purchase or sale of the shares reported on this form.

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March 19, 2025 Filed Mar 21, 2025 16:23 UTC Element Solutions Inc ESI · Entity 3625 SaleCommon Stock, par value $0.01 per share 390,900 $26.10 $10,202,490.00
Disclosure

SEC source: 0001590714-25-000024 · wk-form4_1742588599.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Martin E. Franklin Revocable Trust

Disclosed balance after: 109,100

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.51, inclusive. Sir Martin undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 19, 2025 Filed Mar 21, 2025 16:23 UTC Element Solutions Inc ESI · Entity 3625 SaleCommon Stock, par value $0.01 per share 1,609,100 $26.10 $41,997,510.00
Disclosure

SEC source: 0001590714-25-000024 · wk-form4_1742588599.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 5,280,413

F1 · price: This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.51, inclusive. Sir Martin undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 03, 2025 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 362,241 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 6

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Brimstone Investments, LLC

Disclosed balance after: 362,241

F7 · kind: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone.

F7 · shares: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone.

F8 · ownership.nature: The shares of Common Stock reported herein are held directly by Brimstone.

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January 03, 2025 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 362,241 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 5

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 10,168

F7 · kind: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone.

F7 · shares: Represents a pro rata distribution of Common Stock from Mariposa Acquisition IV, LLC to Brimstone.

F2 · ownership.nature: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 03, 2025 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 978,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 14,045,860

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F6 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 03, 2025 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 978,958 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 372,409

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F2 · ownership.nature: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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January 03, 2025 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 OtherCommon Stock 6,328 $36.65 $231,921.20
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,351,367

F4 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F4 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F2 · ownership.nature: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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December 31, 2024 Filed Jan 3, 2025 20:35 UTC APi Group Corp APG · Entity 3311 GrantCommon Stock 1,353,962 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-000425 · wk-form4_1735954509.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,357,695

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. In addition, as of December 31, 2024, Mr. Franklin became the manager of Brimstone Investments LLC ("Brimstone"), which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, and as such the number of shares of Common Stock reported herein has increased by 1,243 shares held by Brimstone. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. In addition, as of December 31, 2024, Mr. Franklin became the manager of Brimstone Investments LLC ("Brimstone"), which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, and as such the number of shares of Common Stock reported herein has increased by 1,243 shares held by Brimstone. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. In addition, as of December 31, 2024, Mr. Franklin became the manager of Brimstone Investments LLC ("Brimstone"), which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, and as such the number of shares of Common Stock reported herein has increased by 1,243 shares held by Brimstone. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F1 · balance_after: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year. In addition, as of December 31, 2024, Mr. Franklin became the manager of Brimstone Investments LLC ("Brimstone"), which is wholly-owned by a trust of which Mr. Franklin is a beneficiary, and as such the number of shares of Common Stock reported herein has increased by 1,243 shares held by Brimstone. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The shares of Common Stock and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 14, 2024 Filed Nov 14, 2024 19:16 UTC APi Group Corp APG · Entity 3311 GiftCommon Stock 380,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048001 · wk-form4_1731629796.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 13,066,902

F1 · shares: The Reporting Person gifted these shares of Common Stock to a 501(c)(3) private charitable foundation in an exempt transaction pursuant to Rule 16b-5 of the Securities Exchange Act of 1934, as amended, following which the Reporting Person no longer has any voting or dispositive power over, or any pecuniary interest in, such shares of the Issuer's common stock.

F2 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 05, 2024 Filed Nov 6, 2024 16:22 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 199,678 $35.14 $7,016,684.92
Disclosure

SEC source: 0001628280-24-045739 · wk-form4_1730928152.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 13,446,902

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F4 · price: Represents the weighted average price of the shares sold on November 5, 2024. The prices of the shares sold pursuant to the transactions ranged from $35.08 to $35.29 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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November 04, 2024 Filed Nov 6, 2024 16:22 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 460,322 $35.61 $16,392,066.42
Disclosure

SEC source: 0001628280-24-045739 · wk-form4_1730928152.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 13,646,580

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F2 · price: Represents the weighted average price of the shares sold on November 4, 2024. The prices of the shares sold pursuant to the transactions ranged from $35.33 to $35.92 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 23, 2024 Filed Aug 23, 2024 18:30 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 160,577 $35.51 $5,702,089.27
Disclosure

SEC source: 0001628280-24-038375 · wk-form4_1724452235.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 14,106,902

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F5 · price: Represents the weighted average price of the shares sold on August 23, 2024. The prices of the shares sold pursuant to the transactions ranged from $35.20 to $35.90 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 22, 2024 Filed Aug 23, 2024 18:30 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 178,346 $35.26 $6,288,479.96
Disclosure

SEC source: 0001628280-24-038375 · wk-form4_1724452235.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 14,267,479

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F4 · price: Represents the weighted average price of the shares sold on August 22, 2024. The prices of the shares sold pursuant to the transactions ranged from $35.10 to $35.42 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 21, 2024 Filed Aug 23, 2024 18:30 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 321,077 $35.16 $11,289,067.32
Disclosure

SEC source: 0001628280-24-038375 · wk-form4_1724452235.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 14,445,825

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F2 · price: Represents the weighted average price of the shares sold on August 21, 2024. The prices of the shares sold pursuant to the transactions ranged from $35.15 to $35.34 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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August 05, 2024 Filed Aug 5, 2024 14:10 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 8,905,223 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-090606 · ownership.xml · nonDerivative · entry 1

Sababa Holdings Free LLC · CIK 0001931342 · 10% owner

FRANKLIN MARTIN E · CIK 0000940603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II").

F2 · kind: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration.

F3 · shares: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest.

F1 · price: On August 5, 2024 (the "Effective Time"), Sweet Oak Merger Sub, LLC, a Delaware limited liability company and a wholly owned subsidiary of Parent ("Merger Sub") merged with and into the Issuer (the "Merger"), pursuant to an Agreement of Merger, dated February 12, 2024, by and among Sweet Oak Parent LLC (f/k/a Ozark Holdings, LLC), a Delaware limited liability company ("Parent") and Merger Sub, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger Agreement"). Sir Marin E. Franklin ("Sir Martin") is the controlling member of Sababa Partners II LLC, the entity which indirectly has a controlling interest in Parent ("Sababa II").

F2 · price: (Continued from footnote 1) At the Effective Time, the 8,905,223 shares of Common Stock (the "Shares") held by Sababa Holdings FREE LLC ("Sababa") were automatically contributed by Sababa to Sababa II and immediately thereafter, the Shares then held by Sababa II were automatically contributed to Sweet Oak Holdings LP, a Delaware limited partnership and a wholly owned subsidiary of Sababa II ("Sweet Oak Holdings") (in consideration of the issuance by Sweet Oak Holdings of partnership interests therein to Sababa II). The Shares held by Sweet Oak Holdings were then immediately contributed to certain wholly-owned subsidiaries of Sweet Oak Holdings and were then cancelled and ceased to exist pursuant to the Merger Agreement, for no consideration.

F3 · ownership.direct: Prior to the consummation of the Merger, Sababa was the direct beneficial owner of the 8,905,223 shares of Common Stock. Sir Martin is the trustee, settlor and sole beneficiary of the Martin E. Franklin Revocable Trust (the "Franklin Trust") and the manager of Sababa. The Franklin Trust is the sole member of Sababa. Sir Martin is the controlling member of Sababa II. Consequently, Sir Martin and the Franklin Trust may be deemed the beneficial owners of the Shares held by Sababa. Each of Sir Martin and the Franklin Trust expressly disclaim beneficial ownership of any shares not held directly, except to the extent of his or its pecuniary interest.

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June 11, 2024 Filed Jun 12, 2024 16:37 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 264,626 $37.41 $9,899,658.66
Disclosure

SEC source: 0001628280-24-027848 · wk-form4_1718224659.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 14,766,902

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F5 · price: Represents the weighted average price of the shares sold on June 11, 2024. The prices of the shares sold pursuant to the transactions ranged from $37.12 to $37.63 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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June 10, 2024 Filed Jun 12, 2024 16:37 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 375,981 $37.75 $14,193,282.75
Disclosure

SEC source: 0001628280-24-027848 · wk-form4_1718224659.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 15,031,528

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F4 · price: Represents the weighted average price of the shares sold on June 10, 2024. The prices of the shares sold pursuant to the transactions ranged from $37.43 to $37.94 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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June 10, 2024 Filed Jun 12, 2024 16:37 UTC APi Group Corp APG · Entity 3311 SaleCommon Stock 19,393 $37.04 $718,316.72
Disclosure

SEC source: 0001628280-24-027848 · wk-form4_1718224659.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 15,407,509

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by MEF Holdings LLLP on March 8, 2024.

F2 · price: Represents the weighted average price of the shares sold on June 10, 2024. The prices of the shares sold pursuant to the transactions ranged from $36.42 to $37.42 per share. MEF Holdings LLLP, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

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February 12, 2024 Filed Feb 13, 2024 19:15 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014836 · ownership.xml · nonDerivative · entry 4

Sababa Holdings Free LLC · CIK 0001931342 · 10% owner

FRANKLIN MARTIN E · CIK 0000940603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,905,223

F4 · kind: Represents a capital contribution from the Trust to Sababa Holdings FREE LLC ("Sababa").

F4 · price: Represents a capital contribution from the Trust to Sababa Holdings FREE LLC ("Sababa").

F5 · balance_after: These shares of Common Stock (the "Shares") are held directly by Sababa. The Trust is the sole member of Sababa (excluding certain individuals affiliated with Sababa holding direct or indirect profits interests therein). Franklin is the manager of Sababa and, as such, has the sole voting and disposition power with respect to these Shares. As a result, the Trust and Franklin may be deemed to have a pecuniary interest in the Shares held by Sababa. Each of the Trust and Franklin disclaim beneficial ownership of the Shares except to the extent of their pecuniary interest therein.

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February 12, 2024 Filed Feb 13, 2024 19:15 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014836 · ownership.xml · nonDerivative · entry 3

Sababa Holdings Free LLC · CIK 0001931342 · 10% owner

FRANKLIN MARTIN E · CIK 0000940603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F4 · kind: Represents a capital contribution from the Trust to Sababa Holdings FREE LLC ("Sababa").

F4 · price: Represents a capital contribution from the Trust to Sababa Holdings FREE LLC ("Sababa").

F3 · ownership.nature: These shares are held directly by the Trust and Franklin is the trustee, settlor and sole beneficiary of the Trust.

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February 12, 2024 Filed Feb 13, 2024 19:15 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014836 · ownership.xml · nonDerivative · entry 2

Sababa Holdings Free LLC · CIK 0001931342 · 10% owner

FRANKLIN MARTIN E · CIK 0000940603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 50,000

F1 · kind: Represents a distribution from Marpet Capital, LLC, a Delaware limited liability company ("Marpet") to the Martin E. Franklin Revocable Trust (the "Trust").

F1 · price: Represents a distribution from Marpet Capital, LLC, a Delaware limited liability company ("Marpet") to the Martin E. Franklin Revocable Trust (the "Trust").

F3 · ownership.nature: These shares are held directly by the Trust and Franklin is the trustee, settlor and sole beneficiary of the Trust.

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February 12, 2024 Filed Feb 13, 2024 19:15 UTC Whole Earth Brands, Inc. FREE · Entity 88485 OtherCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-014836 · ownership.xml · nonDerivative · entry 1

Sababa Holdings Free LLC · CIK 0001931342 · 10% owner

FRANKLIN MARTIN E · CIK 0000940603 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Marpet Capital, LLC

Disclosed balance after: 0

F1 · kind: Represents a distribution from Marpet Capital, LLC, a Delaware limited liability company ("Marpet") to the Martin E. Franklin Revocable Trust (the "Trust").

F1 · price: Represents a distribution from Marpet Capital, LLC, a Delaware limited liability company ("Marpet") to the Martin E. Franklin Revocable Trust (the "Trust").

F2 · ownership.nature: Marpet is 75% owned by the Trust. Sir Martin E. Franklin ("Franklin") controls the disposition and voting of these shares as a manager of Marpet.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.