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DE SOLE DOMENICO

Disclosed activity across 8 companies

Tapewire entity
13916
SEC CIK
0001188711

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CarLotz, Inc.ACAMU · Entity 121687DirectorFebruary 21, 2019February 22, 2019
Ermenegildo Zegna N.V.ZGN · Entity 4130DirectorMarch 18, 2026March 18, 2026
NEWELL BRANDS INC.NWL · Entity 4339DirectorDecember 13, 2017December 15, 2017
Owlet, Inc.SBG.U · Entity 6551DirectorSeptember 14, 2020September 15, 2020
PROCTER & GAMBLE CoPG · Entity 2814DirectorMarch 08, 2005March 10, 2005
Sandbridge X2 CorpSBII.U · Entity 141136DirectorMarch 09, 2021March 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CarLotz, Inc.

Report date February 21, 2019 · Filed February 22, 2019

This filing explicitly reported no securities owned.

Ermenegildo Zegna N.V.

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, nominal value Euro 0.02 per shareSEC Table I · non-derivativeDirect170,348 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 170,348

Restricted Share UnitsSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: Restricted Share Units ("RSUs") were assigned as part of the 2021 Equity Incentive Plan. RSU awards will vest in two installments of 9,432 and 8,597 in January 2027 and January 2028 respectively, subject to continued service. Upon vesting, one ordinary share is assigned for each RSU.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Share Units ("RSUs") were assigned as part of the 2021 Equity Incentive Plan. RSU awards will vest in two installments of 9,432 and 8,597 in January 2027 and January 2028 respectively, subject to continued service. Upon vesting, one ordinary share is assigned for each RSU.

NEWELL BRANDS INC.

Report date December 13, 2017 · Filed December 15, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,464 Reported balance After 2017-12-13 transaction · row 1
1 source row

Row 1 · 2017-12-13 · Exercise / conversion · Acquired 10,000 · Balance 66,464

Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.32 · Expires 2018-02-13Direct0 Reported balance After 2017-12-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2017-12-13 · Exercise / conversion · Disposed 10,000 · Balance 0

F1: Options became exercisable in equal installments on February 13, 2009, 2010, 2011, 2012 & 2013.

Filing footnotes · ownership attribution and instrument terms

F1: Options became exercisable in equal installments on February 13, 2009, 2010, 2011, 2012 & 2013.

Owlet, Inc.

Report date September 14, 2020 · Filed September 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2020-09-14 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-248320) and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-248320) and have no expiration date.

PROCTER & GAMBLE Co

Report date March 08, 2005 · Filed March 10, 2005

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,572 Reported balance After 2005-03-08 transaction · row 1
1 source row

Row 1 · 2005-03-08 · Grant · Acquired 538 · Balance 11,572

F1: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Sandbridge X2 Corp

Report date March 09, 2021 · Filed March 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-03-09 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: . Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253203) and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: . Shares of Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as described under the heading "Description of Securities" in the Issuer's registration statement on form S-1 (File No. 333-253203) and have no expiration date.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GAP INC

Report date May 17, 2017 · Filed August 08, 2017 · Amendment

Section 16 reporting ended · disclosed 2017-08-08. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect35,754 Reported balance After 2017-05-17 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2017-05-17 · Exercise / conversion · Acquired 910 · Balance 35,754

F1: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

Dividend Equivalent RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct911.4393 Reported balance After 2017-05-17 transaction · row 2 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 2 · 2017-05-17 · Grant · Acquired 524.499 · Balance 911.4393

F2: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F1: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

F3: The dividend equivalent rights accrued on stock units originally granted on June 30, 2014, June 30, 2015 and June 30, 2016 and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. The reporting person's service on the Board ended May 17, 2017.

F4: Not applicable.

Dividend Equivalent RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2017-05-17 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2017-05-17 · Exercise / conversion · Disposed 911.4393 · Balance 0

F2: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F1: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

F5: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2014, June 30, 2015 and June 30, 2016.

F4: Not applicable.

Filing footnotes · ownership attribution and instrument terms

F1: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

F2: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F3: The dividend equivalent rights accrued on stock units originally granted on June 30, 2014, June 30, 2015 and June 30, 2016 and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. The reporting person's service on the Board ended May 17, 2017.

F4: Not applicable.

F5: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2014, June 30, 2015 and June 30, 2016.

SOTHEBYS

Report date October 03, 2019 · Filed October 04, 2019

Section 16 reporting ended · disclosed 2019-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-10-03 transaction · row 1
1 source row

Row 1 · 2019-10-03 · Disposition to issuer · Disposed 33,105 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2019-10-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-10-03 · Disposition to issuer · Disposed 31,525.76 · Balance 0

F2: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.

F2: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2019 Filed Oct 4, 2019 12:20 UTC SOTHEBYS BID · Entity 154560 Disposition to issuerDeferred Stock Units · Derivative 31,525.76 $57.00 $1,796,968.32
Disclosure

SEC source: 0001127602-19-030114 · form4.xml · derivative · entry 2

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,525.76 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

F2 · price: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

F2 · derivative.exercise_date: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

F2 · derivative.expiration_date: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

F2 · derivative.underlying: Each Deferred Stock Unit represented the right to receive one share of Common Stock under the Company's Stock Compensation Plan for Non-Employee Directors. Pursuant to the Merger Agreement, at the effective time of the merger, the Deferred Stock Units held by the reporting person were canceled and converted into the right to receive an amount in cash equal to the product of (x) the total number of shares of Common Stock underlying such Deferred Stock Units and (y) the Merger Consideration.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 12:20 UTC SOTHEBYS BID · Entity 154560 Disposition to issuerCommon Stock 33,105 $57.00 $1,886,985.00
Disclosure

SEC source: 0001127602-19-030114 · form4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of June 16, 2019, by and among BidFair USA Inc. (formerly a limited liability company known as BidFair USA LLC), BidFair MergeRight, Inc. and the Issuer (the "Merger Agreement"), each share of the Issuer's Common Stock held by the reporting person was converted into the right to receive $57 in cash (the "Merger Consideration") at the effective time of the merger.

Read SEC document
August 15, 2019 Filed Aug 15, 2019 15:57 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,073 $58.24 $62,491.52
Disclosure

SEC source: 0001127602-19-026709 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,215.76

Underlying: Common Stock · 1,073 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
May 15, 2019 Filed May 15, 2019 13:51 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,689 $37.00 $62,493.00
Disclosure

SEC source: 0001127602-19-018521 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,452.76

Underlying: Common Stock · 1,689 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
February 15, 2019 Filed Feb 22, 2019 14:09 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,548 $40.37 $62,492.76
Disclosure

SEC source: 0001127602-19-007669 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,763.76

Underlying: Common Stock · 1,548 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 11:01 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,591 $39.26 $62,462.66
Disclosure

SEC source: 0001127602-18-033612 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,215.76

Underlying: Common Stock · 1,591 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
August 15, 2018 Filed Aug 15, 2018 15:12 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,332 $46.90 $62,470.80
Disclosure

SEC source: 0001127602-18-025435 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,624.76

Underlying: Common Stock · 1,332 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
May 15, 2018 Filed May 15, 2018 15:15 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,106 $56.49 $62,477.94
Disclosure

SEC source: 0001127602-18-017506 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,292.76

Underlying: Common Stock · 1,106 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 13:53 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,317 $47.44 $62,478.48
Disclosure

SEC source: 0001127602-18-007057 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,186.76

Underlying: Common Stock · 1,317 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:38 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionOptions (Right to Buy) · Derivative 10,000 $0.00 Strike: $23.32 $0.00
Disclosure

SEC source: 0000814453-17-000094 · wf-form4_151329831100585.xml · derivative · entry 2

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2018-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options became exercisable in equal installments on February 13, 2009, 2010, 2011, 2012 & 2013.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:38 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 10,000 $23.32 $233,200.00
Disclosure

SEC source: 0000814453-17-000094 · wf-form4_151329831100585.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2017 Filed Nov 16, 2017 12:20 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,368 $45.66 $62,462.88
Disclosure

SEC source: 0001127602-17-032333 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,869.76

Underlying: Common Stock · 1,368 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 13:36 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,306 $47.85 $62,492.10
Disclosure

SEC source: 0001127602-17-025875 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,501.76

Underlying: Common Stock · 1,306 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
May 17, 2017 Filed May 18, 2017 18:10 UTC GAP INC GPS · Entity 3661 Exercise / conversionStock Units · Derivative 13,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000074 · edgardoc.xml · derivative · entry 5

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,632 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each stock unit represents a contingent right to receive one share of Gap Inc. common stock.

F6 · derivative.exercise_date: These shares were issued in settlement of stock units granted on June 30, 2014, June 30, 2015 and June 30, 2016.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2017 Filed May 18, 2017 18:10 UTC GAP INC GPS · Entity 3661 Exercise / conversionDividend Equivalent Rights · Derivative 780.3145 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000074 · edgardoc.xml · derivative · entry 4

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 780.3145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F4 · derivative.exercise_date: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2014, June 30, 2015 and June 30, 2016.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2017 Filed May 18, 2017 18:10 UTC GAP INC GPS · Entity 3661 GrantDividend Equivalent Rights · Derivative 393.3742 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000074 · edgardoc.xml · derivative · entry 3

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780.3145

Underlying: Common Stock · 393.3742 shares

Expires not disclosed

F1 · security: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued on stock units originally granted on June 30, 2014, June 30, 2015 and June 30, 2016 and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. The reporting person's service on the Board ended May 17, 2017.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2017 Filed May 18, 2017 18:10 UTC GAP INC GPS · Entity 3661 Exercise / conversionCommon Stock 779 $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000074 · edgardoc.xml · nonDerivative · entry 2

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed May 18, 2017 18:10 UTC GAP INC GPS · Entity 3661 Exercise / conversionCommon Stock 13,632 $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000074 · edgardoc.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2017 Filed Aug 8, 2017 23:22 UTC Amendment GAP INC GPS · Entity 3661 Exercise / conversionDividend Equivalent Rights · Derivative 911.4393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000108 · edgardoc.xml · derivative · entry 3

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 911.4393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F1 · shares: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

F5 · derivative.exercise_date: These shares were issued in settlement of dividend equivalent rights accrued on stock units granted on June 30, 2014, June 30, 2015 and June 30, 2016.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2017 Filed Aug 8, 2017 23:22 UTC Amendment GAP INC GPS · Entity 3661 GrantDividend Equivalent Rights · Derivative 524.499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000108 · edgardoc.xml · derivative · entry 2

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 911.4393

Underlying: Common Stock · 524.499 shares

Expires not disclosed

F2 · security: Each dividend equivalent right is the economic equivalent of one share of Gap Inc. common stock.

F1 · shares: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

F3 · derivative.exercise_date: The dividend equivalent rights accrued on stock units originally granted on June 30, 2014, June 30, 2015 and June 30, 2016 and are immediately vested. Vested shares are delivered to the reporting person no sooner than 3 years from the date of grant, unless further deferred, or immediately upon cessation of service as a member of the Board, if earlier. The reporting person's service on the Board ended May 17, 2017.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
May 17, 2017 Filed Aug 8, 2017 23:22 UTC Amendment GAP INC GPS · Entity 3661 Exercise / conversionCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0000039911-17-000108 · edgardoc.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being filed to correct the number of dividend equivalent rights previously reported as accrued as of May 17, 2017 and the corresponding number of shares issued in settlement of the dividend equivalent rights.

Read SEC document
May 15, 2017 Filed May 16, 2017 14:52 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,263 $49.45 $62,455.35
Disclosure

SEC source: 0001127602-17-018283 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,195.76

Underlying: Common Stock · 1,263 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
May 10, 2017 Filed May 12, 2017 20:10 UTC NEWELL BRANDS INC. NWL · Entity 4339 GrantRestricted Stock Units · Derivative 2,731 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000057 · wf-form4_149461981896319.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,731

Underlying: Common Stock · 2,731 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock.

F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units.

F3 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:28 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionRestricted Stock Units · Derivative 2,995 $0.00 $0.00
Disclosure

SEC source: 0000814453-17-000040 · wf-form4_149446251557110.xml · derivative · entry 2

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

F2 · derivative.expiration_date: N/A

Read SEC document
May 08, 2017 Filed May 11, 2017 00:28 UTC NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000040 · wf-form4_149446251557110.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
May 08, 2017 Filed May 12, 2017 20:05 UTC Amendment NEWELL BRANDS INC. NWL · Entity 4339 Exercise / conversionCommon Stock 2,995 Not disclosed Not disclosed
Disclosure

SEC source: 0000814453-17-000048 · wf-form4a_149461952571657.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amendment is being filed solely to add the written authorization to the previously filed Form 4.

F2 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 09:42 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,510 $41.38 $62,483.80
Disclosure

SEC source: 0001127602-17-006433 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,932.76

Underlying: Common Stock · 1,510 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 11:09 UTC SOTHEBYS BID · Entity 154560 GrantDeferred Stock Units · Derivative 1,650 $37.87 $62,485.50
Disclosure

SEC source: 0001127602-16-067506 · form4.xml · derivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,422.76

Underlying: Common Stock · 1,650 shares

Expires not disclosed

F1 · derivative.exercise_price: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · kind: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.exercise_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

F1 · derivative.expiration_date: The Deferred Stock Units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.

Read SEC document
November 19, 2012 Filed Mar 9, 2017 21:53 UTC GAP INC GPS · Entity 3661 SaleCommon Stock 17,829 $34.00 $606,234.14
Disclosure

SEC source: 0000039911-17-000032 · edgardoc.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. At the time of filing, additional information regarding the range of prices for the reported transaction was not available. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer available information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: The amount reflected in this column represents the reporting person's beneficial ownership at the end of the most recently completed fiscal year. The number of shares beneficially owned by the reporting person immediately following the reported transaction was zero.

Read SEC document
March 08, 2005 Filed Mar 10, 2005 19:28 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0000080424-05-000036 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,572

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
December 14, 2004 Filed Dec 16, 2004 15:54 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000206 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,034

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
October 12, 2004 Filed Oct 13, 2004 18:37 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 1,863 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000183 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,593

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
September 14, 2004 Filed Sep 16, 2004 15:57 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 474 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000153 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

F2 · balance_after: Adjusted for 2-for-1 stock split on June 21, 2004.

Read SEC document
June 08, 2004 Filed Jun 10, 2004 18:33 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000096 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,128

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
March 09, 2004 Filed Mar 11, 2004 15:00 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000062 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,902

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
January 02, 2004 Filed Jan 6, 2004 16:55 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0000080424-04-000005 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,660

F1 · price: Shares received pursuant to the 2003 Non-Employee Directors' Stock Plan.

Read SEC document
December 09, 2003 Filed Dec 11, 2003 20:47 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0000080424-03-000214 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,654

F1 · price: Shares received pursuant to the 1993 Non-Employee Directors' Stock Plan.

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September 09, 2003 Filed Sep 11, 2003 18:28 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000080424-03-000111 · doc4.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439

F1 · price: Shares received pursuant to the 1993 Non-Employee Directors' Stock Plan.

Read SEC document
June 10, 2003 Filed Jun 12, 2003 18:17 UTC PROCTER & GAMBLE Co PG · Entity 2814 GrantCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0000080424-03-000038 · primary_doc.xml · nonDerivative · entry 1

DE SOLE DOMENICO · CIK 0001188711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274

F1 · price: Shares received pursuant to the 1993 Non-Employee Directors' Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.