person · Reporting owner

COWEN SCOTT S

Disclosed activity across 3 companies

Tapewire entity: 155626
SEC CIK: 0001111142

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Forest City Realty Trust, Inc.FCEA/FCEB · Entity 161862	Director	March 24, 2017	March 28, 2017
NEWELL BRANDS INC.NWL · Entity 4339	Director	September 11, 2017	September 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Forest City Realty Trust, Inc.

Report date March 24, 2017 · Filed March 28, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	5,726	Reported balance After 2017-03-24 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2017-03-24 · Grant · Acquired 5,726 · Balance 5,726 F2: 2017 Restricted Stock Grant - 100% vest on 3/24/2018.
Class A Common StockSEC Table I · non-derivative	Direct	64,819	Reported balance Holding disclosure · report date 2017-03-24 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 64,819 F1: Shares are held in street account. 5,969 restricted shares vested on 3/23/2017 and were transferred to this account.
2007 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $65.35 · Expires 2017-03-29	Direct	10,800	Reported balance Holding disclosure · report date 2017-03-24 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance 10,800 F3: 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.
2009 Stock Option Grant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.80 · Expires 2019-04-21	Direct	10,966	Reported balance Holding disclosure · report date 2017-03-24 · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · Balance 10,966 F4: 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.

Filing footnotes · ownership attribution and instrument terms

F1: Shares are held in street account. 5,969 restricted shares vested on 3/23/2017 and were transferred to this account.

F2: 2017 Restricted Stock Grant - 100% vest on 3/24/2018.

F3: 2007 Stock Option Grant - 25% exercisable on 3/29/2009; 25% exercisable on 3/29/2010; and 50% exercisable on 3/29/2011.

F4: 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.

NEWELL BRANDS INC.

Report date September 11, 2017 · Filed September 13, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	87,883	Reported balance After 2017-09-11 transaction · row 1 1 source row Row 1 · 2017-09-11 · Purchase · Acquired 2,000 · Balance 87,883

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

BARNES & NOBLE INC

Report date August 07, 2019 · Filed August 07, 2019

Section 16 reporting ended · disclosed 2019-08-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-08-07 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2019-08-07 · Other · Disposed 60,660 · Balance 18,796 F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time. Row 2 · 2019-08-07 · Disposition to issuer · Disposed 18,796 · Balance 0 F2: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time.

F2: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 07, 2019 Filed Aug 7, 2019 17:16 UTC	BARNES & NOBLE INC BKS · Entity 17123	Disposition to issuerCommon Stock	18,796	Not disclosed	Not disclosed	Disclosure SEC source: 0000950138-19-000446 · edgar.xml · nonDerivative · entry 2 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash. F2 · price: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 24, 2019, by and among Chapters Holdco Inc. ("Parent"), the Merger Sub and the Issuer, Merger Sub has merged with and into the Issuer, with the Issuer continuing as the surviving corporation in the merger as a wholly owned subsidiary of Parent. At the effective time of the merger, each outstanding restricted share issued pursuant to the Issuer's Amended and Restated 2009 Incentive Plan has fully vested and was converted into the right to receive $6.50 in cash. Read SEC document
August 07, 2019 Filed Aug 7, 2019 17:16 UTC	BARNES & NOBLE INC BKS · Entity 17123	OtherCommon Stock	60,660	$6.50	$394,290.00	Disclosure SEC source: 0000950138-19-000446 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,796 F1 · shares: Represents shares tendered to Chapters Merger Sub Inc. ("Merger Sub") in connection with the tender offer by Merger Sub pursuant to the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission on June 7, 2019, as amended from time to time. Read SEC document
October 04, 2018 Filed Oct 9, 2018 16:58 UTC	BARNES & NOBLE INC BKS · Entity 17123	GrantCommon Stock	18,796	$0.00	$0.00	Disclosure SEC source: 0000950138-18-000552 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,456 F1 · shares: Grant of restricted shares on October 04, 2018 (the "Grant Date") vesting on the earlier of (i) October 04, 2019, or (ii) the date of the next regularly scheduled Annual Meeting of Stockholders of the Issuer following the Grant Date. Read SEC document
September 20, 2017 Filed Sep 22, 2017 18:12 UTC	BARNES & NOBLE INC BKS · Entity 17123	GrantCommon Stock	17,605	$0.00	$0.00	Disclosure SEC source: 0000950138-17-000662 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,660 F1 · shares: Grant of restricted shares on September 20, 2017 (the "Grant Date") vesting on the earlier of (i) September 20, 2018, or (ii) the date of the next regularly scheduled Annual Meeting of Stockholders of the Issuer following the Grant Date. Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:52 UTC	NEWELL BRANDS INC. NWL · Entity 4339	PurchaseCommon Stock	2,000	$43.60	$87,200.00	Disclosure SEC source: 0000814453-17-000078 · wf-form4_150532516519204.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,883 Read SEC document
May 10, 2017 Filed May 12, 2017 20:09 UTC	NEWELL BRANDS INC. NWL · Entity 4339	GrantRestricted Stock Units · Derivative	2,731	$0.00	$0.00	Disclosure SEC source: 0000814453-17-000054 · wf-form4_149461975729406.xml · derivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document
May 08, 2017 Filed May 11, 2017 00:22 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionRestricted Stock Units · Derivative	2,995	$0.00	$0.00	Disclosure SEC source: 0000814453-17-000034 · wf-form4_149446213222467.xml · derivative · entry 3 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document
May 08, 2017 Filed May 11, 2017 00:22 UTC	NEWELL BRANDS INC. NWL · Entity 4339	Exercise / conversionCommon Stock	2,995	Not disclosed	Not disclosed	Disclosure SEC source: 0000814453-17-000034 · wf-form4_149446213222467.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document
March 24, 2017 Filed Mar 28, 2017 16:59 UTC	Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862	GrantClass A Common Stock	5,726	$0.00	$0.00	Disclosure SEC source: 0001111142-17-000002 · edgar.xml · nonDerivative · entry 2 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,726 F2 · ownership.direct: 2017 Restricted Stock Grant - 100% vest on 3/24/2018. Read SEC document
March 06, 2017 Filed Mar 7, 2017 15:23 UTC	Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862	PurchaseClass A Common Stock	3,500	$23.11	$80,885.00	Disclosure SEC source: 0001111142-17-000001 · edgar.xml · nonDerivative · entry 2 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,850 F1 · ownership.direct: Shares are held in street account. Read SEC document
March 06, 2017 Filed Mar 7, 2017 15:23 UTC	Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862	PurchaseClass A Common Stock	2,500	$23.12	$57,787.50	Disclosure SEC source: 0001111142-17-000001 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,350 F1 · ownership.direct: Shares are held in street account. Read SEC document
December 07, 2016 Filed Dec 8, 2016 11:02 UTC	Forest City Realty Trust, Inc. FCEA/FCEB · Entity 161862	PurchaseClass A Common Stock	7,000	$21.76	$152,320.00	Disclosure SEC source: 0001111142-16-000004 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,850 F1 · price: Shares are held in street account. The price $21.76025 represents a weighed average of purchase prices ranging from $21.7550 per share to $21. 7661per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. F1 · ownership.direct: Shares are held in street account. The price $21.76025 represents a weighed average of purchase prices ranging from $21.7550 per share to $21. 7661per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request. Read SEC document
September 15, 2016 Filed Sep 16, 2016 15:20 UTC	BARNES & NOBLE INC BKS · Entity 17123	GrantCommon Stock	10,958	$0.00	$0.00	Disclosure SEC source: 0000950138-16-001308 · edgar.xml · nonDerivative · entry 1 COWEN SCOTT S · CIK 0001111142 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,055 F1 · shares: Grant of restricted shares vesting on September 15, 2017. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.