Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hill-Rom Holdings, Inc.HRC · Entity 132395 | SVP, Chief Financial Officer | November 17, 2018 | November 20, 2018 |
| NEWELL BRANDS INC.NWL · Entity 4339 | Director | May 11, 2020 | May 13, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hill-Rom Holdings, Inc.
Report date November 17, 2018 · Filed November 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,020 |
Ending reported balance
After 2018-11-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-11-17 · Exercise / conversion · Acquired 4,871 · Balance 27,178 Row 2 · 2018-11-17 · Tax withholding · Disposed 2,158 · Balance 25,020 F1: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3. |
| Restricted Stock Units (11/16/2015)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2018-11-17 | Direct | 0 |
Reported balance
After 2018-11-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-17 · Exercise / conversion · Disposed 4,871 · Balance 0 F2: Restricted stock units convert into common stock on a one-for-one basis. F3: On 11/16/2015, the reporting person was granted 4,717 restricted stock units which vested 100% on 11/17/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule and are entitled to dividend equivalent rights which accrue on dividend record dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On 11/16/2015, the reporting person was granted 4,717 restricted stock units which vested 100% on 11/17/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule and are entitled to dividend equivalent rights which accrue on dividend record dates.
NEWELL BRANDS INC.
Report date May 11, 2020 · Filed May 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred RSU phantom stockSEC Table II · derivative / convertible security | Direct | 12,053 |
Reported balance
After 2020-05-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-05-11 · Grant · Acquired 12,053 · Balance 12,053 F1: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person. F2: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date. F3: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock. F4: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued. F5: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period. F7: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F6: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date. F8: N/A |
Filing footnotes · ownership attribution and instrument terms
F1: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person.
F2: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date.
F3: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock.
F4: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued.
F5: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period.
F6: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date.
F7: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date.
F8: N/A
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2020 Filed May 13, 2020 20:35 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantDeferred RSU phantom stock · Derivative | 12,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-20-000170 · wf-form4_158940209477701.xml · derivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,053 Underlying: Common Stock · 12,053 shares Expires not disclosed F1 · security: On the transaction date (the "RSU Grant Date"), the reporting person received an award of 12,053 restricted stock units ("RSUs"), which, pursuant to his grant agreement with the Company, is scheduled to vest on the earlier of: (i) the first anniversary of the date of the RSU Grant Date; or (ii) the date immediately preceding the date of the Company's 2021 annual meeting of its stockholders (as applicable, the "RSU Vesting Date"), provided he remains in continuous service on the Board until such date. Pursuant to the grant agreement, the award may vest as common stock of the Company, on a one-for-one basis, earlier than the RSU Vesting Date in the event of the death, disability or retirement of the reporting person. F2 · security: Pursuant to the Company's 2008 Deferred Compensation Plan, as amended (the "DCP"), the reporting person elected to defer vesting of the RSUs as shares until the end of his service on the Company's Board. As a result, on the RSU Vesting Date, the reporting person will receive, in lieu of shares: (i) 12,053 phantom stock units and (ii) cash equal to the value of dividends paid on 12,053 shares of the Company's Common Stock between the RSU Grant Date and the RSU Vesting Date. F3 · security: The phantom stock units received on the RSU Vesting Date will be settled after the end of the reporting person's service on the Board of the Company on a one-for-one basis for shares of the Company's Common Stock. F4 · security: During the deferral period, additional phantom stock units will continue to accrue pursuant to a dividend reinvestment feature of the DCP. At the end of the deferral period, the reporting person will also have the right to receive the cash equivalent of the additional phantom stock units accrued. F5 · derivative.exercise_price: Before the RSU Vesting Date, each RSU represents a contingent right to receive one phantom stock unit. On and after the RSU Vesting Date, each phantom stock unit will represent the right to receive one share of Common Stock of the Company at the end of the deferral period. F7 · price: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F6 · derivative.exercise_date: The RSUs will be exchanged for an equal number of phantom stock units on the RSU Vesting Date. F7 · derivative.exercise_date: The 12,053 phantom stock units acquired on the RSU Vesting Date will be settled on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Board. On the settlement date, all additional phantom stock units acquired during the deferral period through reinvested dividends will also be payable to the reporting person in cash. The cash value will be calculated based on the closing stock price for the Company's Common Stock on the settlement date. F8 · derivative.expiration_date: N/A Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:27 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-20-000143 · wf-form4_158922881210346.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert to Newell Brands Inc. common stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:27 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-20-000143 · wf-form4_158922881210346.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:35 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 9,085 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000079 · wf-form4_155743413025943.xml · derivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,085 Underlying: Common Stock · 9,085 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2020 annual meeting of its stockholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of the Company's common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:23 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000057 · wf-form4_155735421263218.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 06, 2019 Filed May 8, 2019 22:23 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-19-000057 · wf-form4_155735421263218.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2018 Filed Nov 20, 2018 16:10 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionRestricted Stock Units (11/16/2015) · Derivative | 4,871 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000047518-18-000128 · wf-form4_154274821332373.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,871 shares Expires 2018-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On 11/16/2015, the reporting person was granted 4,717 restricted stock units which vested 100% on 11/17/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule and are entitled to dividend equivalent rights which accrue on dividend record dates. F3 · derivative.expiration_date: On 11/16/2015, the reporting person was granted 4,717 restricted stock units which vested 100% on 11/17/2018. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule and are entitled to dividend equivalent rights which accrue on dividend record dates. Read SEC document |
| November 17, 2018 Filed Nov 20, 2018 16:10 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Tax withholdingCommon Stock | 2,158 | $93.18 | $201,082.44 |
DisclosureSEC source: 0000047518-18-000128 · wf-form4_154274821332373.xml · nonDerivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,020 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3. Read SEC document |
| November 17, 2018 Filed Nov 20, 2018 16:10 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionCommon Stock | 4,871 | $93.18 | $453,879.78 |
DisclosureSEC source: 0000047518-18-000128 · wf-form4_154274821332373.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 16:24 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantRestricted Stock Units (11/7/2018) · Derivative | 4,207 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000047518-18-000116 · wf-form4_154179863809653.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207 Underlying: Common Stock · 4,207 shares Expires 2021-11-08 F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units vest 34% on November 8, 2019 and 33% on November 8, 2020 and 2021. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. F3 · derivative.expiration_date: Restricted stock units vest 34% on November 8, 2019 and 33% on November 8, 2020 and 2021. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. Read SEC document |
| November 07, 2018 Filed Nov 9, 2018 16:24 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantEmployee Stock Option (11/7/2018) · Derivative | 14,649 | $0.00 Strike: $96.96 | $0.00 |
DisclosureSEC source: 0000047518-18-000116 · wf-form4_154179863809653.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,649 Underlying: Common Stock · 14,649 shares Expires 2028-11-07 F1 · derivative.exercise_date: Stock options vest 25% on each of November 7, 2019, 2020, 2021 and 2022. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:11 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionPerformance Share Units (11/16/2015) · Derivative | 12,254 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000047518-18-000093 · wf-form4_153859746381802.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,254 shares Expires 2018-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The shares of common stock were issued upon previously awarded performance based restricted stock. The performance based restricted stock unit award did not constitute derivative security reporting and therefore were not reported at the time of award. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:11 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Tax withholdingCommon Stock | 3,838 | $94.26 | $361,769.88 |
DisclosureSEC source: 0000047518-18-000093 · wf-form4_153859746381802.xml · nonDerivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,307 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of performance restricted stock units in accordance with Rule 16b-3. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:11 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionCommon Stock | 12,254 | $94.26 | $1,155,062.04 |
DisclosureSEC source: 0000047518-18-000093 · wf-form4_153859746381802.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:57 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000039 · wf-form4_152659064463564.xml · derivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,504 Underlying: Common Stock · 5,504 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2019 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:06 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-18-000027 · wf-form4_152632837992301.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,731 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:06 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 2,731 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-18-000027 · wf-form4_152632837992301.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| November 18, 2017 Filed Nov 22, 2017 15:57 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionRestricted Stock Units (11/17/2014) · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0000047518-17-000144 · wf-form4_151138421739872.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On 11/17/2014, the reporting person was granted 6,072 restricted stock units. Restricted stock units vested 100% on 11/18/2017. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. F2 · derivative.expiration_date: On 11/17/2014, the reporting person was granted 6,072 restricted stock units. Restricted stock units vested 100% on 11/18/2017. Restricted stock units are automatically converted into shares of common stock in accordance with the respective vesting schedule unless a previous deferral election was made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. Read SEC document |
| November 18, 2017 Filed Nov 22, 2017 15:57 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Tax withholdingCommon Stock | 2,952 | $82.00 | $242,064.00 |
DisclosureSEC source: 0000047518-17-000144 · wf-form4_151138421739872.xml · nonDerivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,891 Read SEC document |
| November 18, 2017 Filed Nov 22, 2017 15:57 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionCommon Stock | 6,294 | $82.00 | $516,108.00 |
DisclosureSEC source: 0000047518-17-000144 · wf-form4_151138421739872.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:09 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantRestricted Stock Units (11/8/2017) · Derivative | 4,083 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000047518-17-000113 · wf-form4_151060732490330.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,083 Underlying: Common Stock · 4,083 shares Expires 2020-11-09 F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units will automatically be converted into shares of common stock on the date indicated unless a previous deferral election is made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. F3 · derivative.expiration_date: Restricted stock units will automatically be converted into shares of common stock on the date indicated unless a previous deferral election is made. Restricted stock units are entitled to dividend equivalent rights which accrue on dividend record dates. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 16:09 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantEmployee Stock Option Award (11/8/2017) · Derivative | 14,758 | $0.00 Strike: $78.16 | $0.00 |
DisclosureSEC source: 0000047518-17-000113 · wf-form4_151060732490330.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,758 Underlying: Common Stock · 14,758 shares Expires 2027-11-08 F1 · derivative.exercise_date: Options vest 25% on each of November 8, 2018, 2019, 2020 and 2021. Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 17:29 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionPerformance Share Units (11/17/2014) · Derivative | 16,139 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000047518-17-000087 · wf-form4_150715257651806.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,139 shares Expires 2017-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The shares of common stock were issued upon previously awarded performance based restricted stock. The performance based restricted stock unit award did not constitute derivative security reporting and therefore were not reported at the time of award. Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 17:29 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Tax withholdingCommon Stock | 5,590 | $73.75 | $412,262.50 |
DisclosureSEC source: 0000047518-17-000087 · wf-form4_150715257651806.xml · nonDerivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,549 F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of performance restricted stock units in accordance with Rule 16b-3. Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 17:29 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | Exercise / conversionCommon Stock | 16,139 | $73.75 | $1,190,251.25 |
DisclosureSEC source: 0000047518-17-000087 · wf-form4_150715257651806.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:10 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | GrantRestricted Stock Units · Derivative | 2,731 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000056 · wf-form4_149461979562770.xml · derivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,731 Underlying: Common Stock · 2,731 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. (the "Company") common stock. F2 · derivative.exercise_date: The reporting person shall become fully vested in his or her award upon the earlier of: (i) the first anniversary of the date of the grant of the award; or (ii) the date immediately preceding the date of the Company's 2018 annual meeting of shareholders, provided he or she remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock, upon vesting, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Company common stock represented by the restricted stock units. F3 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:29 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionRestricted Stock Units · Derivative | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0000814453-17-000041 · wf-form4_149446256385114.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. F2 · derivative.expiration_date: N/A Read SEC document |
| May 08, 2017 Filed May 11, 2017 00:29 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 2,995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000814453-17-000041 · wf-form4_149446256385114.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,707 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Newell Brands Inc. Common Stock on a one-for-one basis. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:58 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionOptions (Right to Buy) · Derivative | 5,353 | $0.00 Strike: $31.20 | $0.00 |
DisclosureSEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · derivative · entry 3 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,353 shares Expires 2017-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options became exercisable in equal installments on May 9, 2008, 2009, 2010, 2011 & 2012. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:58 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | SaleCommon Stock | 5,353 | $49.38 | $264,331.14 |
DisclosureSEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · nonDerivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,712 Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 20:58 UTC | NEWELL BRANDS INC. NWL · Entity 4339 | Exercise / conversionCommon Stock | 5,353 | $31.20 | $167,013.60 |
DisclosureSEC source: 0000814453-17-000021 · wf-form4_148831551003990.xml · nonDerivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:02 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantRestricted Stock Units (11/14/2016) · Derivative | 5,531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-16-014793 · marketforms-36987.xml · derivative · entry 2 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,531 Underlying: Common Stock · 5,531 shares Expires 2019-11-15 F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: Restricted stock units will automatically be converted into shares of common stock at the date indicated unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates. F3 · derivative.expiration_date: Restricted stock units will automatically be converted into shares of common stock at the date indicated unless a previous deferral election has been made. Restricted stock units are entitled to dividend equivalent rights, which accrue on dividend record dates. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 19:02 UTC | Hill-Rom Holdings, Inc. HRC · Entity 132395 | GrantEmployee Stock Option Award (11/14/2016) · Derivative | 20,000 | $0.00 Strike: $53.70 | $0.00 |
DisclosureSEC source: 0001214659-16-014793 · marketforms-36987.xml · derivative · entry 1 STROBEL STEVEN J · CIK 0001237657 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_date: Options vest 25% on each of November 14, 2017, 2018, 2019, 2020, and have an expiration date of November 14, 2026. F1 · derivative.expiration_date: Options vest 25% on each of November 14, 2017, 2018, 2019, 2020, and have an expiration date of November 14, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.