Last 12 months
Inside the activity.
5 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 5 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 3 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 3 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 1 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 30,044 | $0.00 Strike: $60.85 | $0.00 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · derivative · entry 8 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,014 Underlying: Common Stock · 30,044 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/10/2015. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,921 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · derivative · entry 7 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,921 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 41,965 | $91.89 | $3,856,163.85 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 3 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,146 F2 · price: Price reflects the weighted average sales price from $91.60 to $92.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionCommon Stock | 30,044 | $60.85 | $1,828,177.40 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 2 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 21:16 UTC |
MORRISON WILLIAM LVice Chairman
|
Exercise / conversionCommon Stock | 11,921 | $52.69 | $628,117.49 |
DisclosureSEC source: 0000073124-17-000219 · wf-form4_149738854341031.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 22:59 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
SaleCommon Stock | 14,700 | $89.23 | $1,311,681.00 |
DisclosureSEC source: 0000073124-17-000215 · wf-form4_149696275128958.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · GRAT Disclosed balance after: 0 F1 · price: Price reflects the weighted average sales price from $89.20 to $89.285. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 22:08 UTC |
SMITH DAVID BYRON JRDirector
|
GiftCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000213 · wf-form4_149644131641931.xml · nonDerivative · entry 1 SMITH DAVID BYRON JR · CIK 0001478669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On June 1, 2017, the reporting person received a gift of 2,585 shares of the Corporation's common stock. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing revocable trust account. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC |
Pembleton Susan GillianEVP/Human Resources
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 9,793 | $0.00 Strike: $70.21 | $0.00 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · derivative · entry 4 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,792 Underlying: Common Stock · 9,793 shares Expires 2025-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning on February 17, 2016. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC |
Pembleton Susan GillianEVP/Human Resources
|
SaleCommon Stock | 9,793 | $88.29 | $864,623.97 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · nonDerivative · entry 2 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,711 F2 · price: Price reflects the weighted average sales price from $88.17 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 24, 2017 Filed May 26, 2017 21:21 UTC |
Pembleton Susan GillianEVP/Human Resources
|
Exercise / conversionCommon Stock | 9,793 | $70.21 | $687,566.53 |
DisclosureSEC source: 0000073124-17-000209 · wf-form4_149583369058312.xml · nonDerivative · entry 1 Pembleton Susan Gillian · CIK 0001618993 · EVP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,504 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:37 UTC |
MORRISON WILLIAM LVice Chairman
|
SaleCommon Stock | 25,000 | $87.28 | $2,182,000.00 |
DisclosureSEC source: 0000073124-17-000206 · wf-form4_149557542277281.xml · nonDerivative · entry 1 MORRISON WILLIAM L · CIK 0001188084 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,146 F1 · price: Price reflects the weighted average sales price from $87.25 to $87.35. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 76,135 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 16, 2017 Filed May 17, 2017 21:45 UTC | GiftCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000204 · wf-form4_149505750704641.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 20,637 Read SEC document |
|
| May 09, 2017 Filed May 9, 2017 22:53 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 1,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000200 · wf-form4_149437040732137.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,788 F1 · balance_after: Reflects gift of 11,040 shares from the reporting person to the reporting person's spouse on May 8, 2017. Read SEC document |
| May 08, 2017 Filed May 8, 2017 23:13 UTC | Disposition to issuerCommon Stock | 6,405 | $90.51 | $579,716.55 |
DisclosureSEC source: 0000073124-17-000198 · wf-form4_149428517515612.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,867 F1 · price: Price reflects the weighted average sales price from $90.50 to $90.54. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Reflects the May 2, 2017 distribution of 1,542 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument. Read SEC document |
|
| May 08, 2017 Filed May 8, 2017 23:12 UTC |
FRADKIN STEVEN LPresident/Wealth Management
|
GiftCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000197 · wf-form4_149428515767723.xml · nonDerivative · entry 1 FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 110,601 Read SEC document |
| May 08, 2017 Filed May 9, 2017 22:53 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 11,040 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000200 · wf-form4_149437040732137.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 92,540 F1 · balance_after: Reflects gift of 11,040 shares from the reporting person to the reporting person's spouse on May 8, 2017. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 205,923 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · derivative · entry 10 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 205,923 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
SaleCommon Stock | 205,923 | $90.46 | $18,627,794.58 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · nonDerivative · entry 2 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,519 F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 05, 2017 Filed May 5, 2017 23:11 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 205,923 | $50.99 | $10,500,013.77 |
DisclosureSEC source: 0000073124-17-000193 · wf-form4_149402585349924.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 201,399 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 02, 2017 Filed May 5, 2017 23:11 UTC |
Cherecwich PeterPresident/C&IS
|
GiftCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000194 · wf-form4_149402587155250.xml · nonDerivative · entry 1 Cherecwich Peter · CIK 0001614598 · President/C&IS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,239 F1 · balance_after: Includes 20,016 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| May 01, 2017 Filed Apr 3, 2018 23:48 UTC |
Harrison Dean MDirector
|
SaleCommon Stock | 2 | $90.13 | $180.26 |
DisclosureSEC source: 0000073124-18-000165 · wf-form4_152279929134421.xml · nonDerivative · entry 3 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 31 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 23:20 UTC | GiftCommon Stock | 293 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000188 · wf-form4_149342162533442.xml · nonDerivative · entry 3 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,730 Read SEC document |
|
| April 28, 2017 Filed Apr 28, 2017 23:19 UTC |
St Clair JoyceExecutive Vice President
|
GiftCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000184 · wf-form4_149342155033178.xml · nonDerivative · entry 2 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,416 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 23:19 UTC |
St Clair JoyceExecutive Vice President
|
SaleCommon Stock | 17,406 | $90.46 | $1,574,546.76 |
DisclosureSEC source: 0000073124-17-000184 · wf-form4_149342155033178.xml · nonDerivative · entry 1 St Clair Joyce · CIK 0001393081 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,609 F1 · price: Price reflects the weighted average sales price from $90.335 to $90.66. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:20 UTC |
WADDELL FREDERICK HDirector · Chairman and CEO
|
GiftCommon Stock | 8,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000187 · wf-form4_149342160376052.xml · nonDerivative · entry 1 WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · 2014 GRAT Disclosed balance after: 0 F1 · balance_after: On April 27, 2017, the reporting person's grantor retained annuity trust ("GRAT") distributed 8,737 shares of the Corporation's common stock to the reporting person's existing revocable trust as an annuity payment. On such date 8,504 shares also were distributed to the remaindermen of the GRAT. Each distribution was made in accordance with the terms of the GRAT instrument. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:20 UTC |
Cohodes Jeffrey D.Executive Vice President
|
SaleCommon Stock | 15,000 | $91.67 | $1,375,050.00 |
DisclosureSEC source: 0000073124-17-000186 · wf-form4_149342158690951.xml · nonDerivative · entry 1 Cohodes Jeffrey D. · CIK 0001514798 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,658 F1 · price: Price reflects the weighted average sales price from $91.62 to $91.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F2 · balance_after: Includes 21,591 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,399 | $0.00 Strike: $52.64 | $0.00 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · derivative · entry 6 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,399 shares Expires 2021-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/14/2012. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 11,768 | $0.00 Strike: $50.99 | $0.00 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · derivative · entry 5 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,768 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal annual installments beginning 2/15/2011. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC |
Bowman BiffChief Financial Officer
|
SaleCommon Stock | 23,167 | $91.77 | $2,126,035.59 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 3 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,365 F2 · price: Price reflects the weighted average sales price from $91.55 to $91.97. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionCommon Stock | 11,399 | $52.64 | $600,043.36 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 2 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 23:19 UTC |
Bowman BiffChief Financial Officer
|
Exercise / conversionCommon Stock | 11,768 | $50.99 | $600,050.32 |
DisclosureSEC source: 0000073124-17-000185 · wf-form4_149342156893991.xml · nonDerivative · entry 1 Bowman Biff · CIK 0001548048 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 25,917 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 23:20 UTC | Exercise / conversionEmployee Stock Option (right-to-buy) · Derivative | 28,469 | $0.00 Strike: $52.69 | $0.00 |
DisclosureSEC source: 0000073124-17-000188 · wf-form4_149342162533442.xml · derivative · entry 9 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,469 shares Expires 2023-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option becomes exercisable in four equal annual installments beginning 2/11/2014. Read SEC document |
|
| April 26, 2017 Filed Apr 28, 2017 23:20 UTC | SaleCommon Stock | 28,469 | $92.00 | $2,619,148.00 |
DisclosureSEC source: 0000073124-17-000188 · wf-form4_149342162533442.xml · nonDerivative · entry 2 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,600 F2 · kind: This transaction was effected pursuant to a trading plan adopted in accordance with SEC Rule 10b5-1. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| April 26, 2017 Filed Apr 28, 2017 23:20 UTC | Exercise / conversionCommon Stock | 28,469 | $52.69 | $1,500,031.61 |
DisclosureSEC source: 0000073124-17-000188 · wf-form4_149342162533442.xml · nonDerivative · entry 1 Schreuder Jana R · CIK 0001328600 · COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 43,600 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
|
| April 25, 2017 Filed Apr 27, 2017 23:26 UTC |
Tribbett Charles ADirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000176 · wf-form4_149333558452968.xml · nonDerivative · entry 1 Tribbett Charles A · CIK 0001323371 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,466.74 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:26 UTC |
Thompson DonaldDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000175 · wf-form4_149333556581850.xml · nonDerivative · entry 1 Thompson Donald · CIK 0001374074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:26 UTC |
SMITH DAVID BYRON JRDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000174 · wf-form4_149333554174352.xml · nonDerivative · entry 1 SMITH DAVID BYRON JR · CIK 0001478669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. F2 · balance_after: On April 25, 2017, 1,531 already reported and vested stock units, granted on April 19, 2016, were distributed to the reporting person. Shares reported herein reflect the transfer of such shares into the reporting person's previously existing trust account. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:25 UTC |
SLARK MARTIN PDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000173 · wf-form4_149333552282853.xml · nonDerivative · entry 1 SLARK MARTIN P · CIK 0001012930 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824.67 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:25 UTC |
ROWE JOHN WDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000172 · wf-form4_149333550278729.xml · nonDerivative · entry 1 ROWE JOHN W · CIK 0001067838 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,866.74 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:24 UTC |
Richards Thomas EDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000171 · wf-form4_149333548400603.xml · nonDerivative · entry 1 Richards Thomas E · CIK 0001322889 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:15 UTC |
Prado Becerra Jose LuisDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000170 · wf-form4_149333489788187.xml · nonDerivative · entry 1 Prado Becerra Jose Luis · CIK 0001559800 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824.67 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:14 UTC |
POWELL CHARLES DAdvisory Director
|
GrantStock Units · Derivative | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000169 · wf-form4_149333487885419.xml · derivative · entry 4 POWELL CHARLES D · CIK 0001172570 · Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,214 Underlying: Common Stock · 1,214 shares Expires not disclosed F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F3 · derivative.exercise_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2018 Annual Meeting of Stockholders. F3 · derivative.expiration_date: The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2018 Annual Meeting of Stockholders. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:14 UTC |
POWELL CHARLES DAdvisory Director
|
Exercise / conversionStock Units · Derivative | 1,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000073124-17-000169 · wf-form4_149333487885419.xml · derivative · entry 3 POWELL CHARLES D · CIK 0001172570 · Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2 · derivative.exercise_date: 1,531 stock units vested on April 25, 2017 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. F2 · derivative.expiration_date: 1,531 stock units vested on April 25, 2017 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:14 UTC |
POWELL CHARLES DAdvisory Director
|
Disposition to issuerCommon Stock | 1,531 | $90.36 | $138,341.16 |
DisclosureSEC source: 0000073124-17-000169 · wf-form4_149333487885419.xml · nonDerivative · entry 2 POWELL CHARLES D · CIK 0001172570 · Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · balance_after: 1,531 stock units vested on April 25, 2017 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:14 UTC |
POWELL CHARLES DAdvisory Director
|
Exercise / conversionCommon Stock | 1,531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000073124-17-000169 · wf-form4_149333487885419.xml · nonDerivative · entry 1 POWELL CHARLES D · CIK 0001172570 · Advisory Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting. F2 · balance_after: 1,531 stock units vested on April 25, 2017 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 23:05 UTC |
Henderson Jay LDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000168 · wf-form4_149333431158134.xml · nonDerivative · entry 1 Henderson Jay L · CIK 0001673525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,374 F1 · balance_after: Includes 1,214 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 22:58 UTC |
Harrison Dean MDirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000167 · wf-form4_149333390395681.xml · nonDerivative · entry 1 Harrison Dean M · CIK 0001629460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,772 F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 22:58 UTC |
BYNOE LINDADirector
|
GrantCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0000073124-17-000166 · wf-form4_149333386772250.xml · nonDerivative · entry 1 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,129.99 F1 · balance_after: Includes 18,129.99 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 22:10 UTC |
CROWN SUSANDirector
|
GrantCommon Stock Units | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001124194-17-000004 · primary_doc.xml · nonDerivative · entry 1 CROWN SUSAN · CIK 0001124194 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,066.74 F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of the Issuer's stock. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 21:55 UTC |
BYNOE LINDADirector
|
GrantStock Units · Derivative | 316 | $86.78 | $27,422.48 |
DisclosureSEC source: 0000073124-17-000133 · wf-form4_149125650642554.xml · derivative · entry 2 BYNOE LINDA · CIK 0001206129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,787 Underlying: Common Stock · 316 shares Expires not disclosed F2 · derivative.exercise_price: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.exercise_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. F2 · derivative.expiration_date: Stock units representing the deferral of cash compensation pursuant to the Northern Trust Corporation 1997 Deferred Compensation Plan for Non-Employee Directors. Each unit is the economic equivalent of one share of the Corporation's common stock and will be settled in cash upon termination of the Director's service on the Board. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.