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Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 21, 2019 22:41 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 1,578 $92.83 $146,485.74
Disclosure

SEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,964

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:41 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 2,140 $92.83 $198,656.20
Disclosure

SEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,525

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 9,748 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000076 · wf-form4_155078883356852.xml · nonDerivative · entry 3

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,605

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 1,263 $92.83 $117,244.29
Disclosure

SEC source: 0000073124-19-000076 · wf-form4_155078883356852.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,857

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 1,263 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,849 previously reported stock units. The remaining 1,586 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:40 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 1,664 $92.83 $154,469.12
Disclosure

SEC source: 0000073124-19-000076 · wf-form4_155078883356852.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,706

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 1,664 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,756 previously reported stock units. The remaining 2,092 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:40 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 8,562 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 3

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,710

F5 · balance_after: Includes 25,873 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 1,578 $92.83 $146,485.74
Disclosure

SEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,148

F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 17,311 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:40 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 2,045 $92.83 $189,837.35
Disclosure

SEC source: 0000073124-19-000075 · wf-form4_155078879456979.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,726

F1 · balance_after: Reflects 2,045 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,614 previously reported stock units. The remaining 2,569 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 20,872 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:38 UTC
Blake Aileen BEVP & Controller
GrantCommon Stock 2,339 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 3

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,767

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:38 UTC
Blake Aileen BEVP & Controller
Tax withholdingCommon Stock 261 $92.83 $24,228.63
Disclosure

SEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 2

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,428

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 261 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 890 previously reported stock units. The remaining 629 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:38 UTC
Blake Aileen BEVP & Controller
Tax withholdingCommon Stock 299 $92.83 $27,756.17
Disclosure

SEC source: 0000073124-19-000073 · wf-form4_155078872202679.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,318

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 299 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,020 previously reported stock units. The remaining 721 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:39 UTC
Bowman BiffEVP & Chief Financial Officer
GrantCommon Stock 8,694 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 3

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,713

F5 · balance_after: Includes 25,772 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:39 UTC
Bowman BiffEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,578 $92.83 $146,485.74
Disclosure

SEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 2

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,019

F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 17,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:39 UTC
Bowman BiffEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,140 $92.83 $198,656.20
Disclosure

SEC source: 0000073124-19-000074 · wf-form4_155078875808568.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,597

F1 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 20,639 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 23, 2019 Filed Feb 14, 2019 01:11 UTC OtherCommon Stock 4 $89.78 $359.12
Disclosure

SEC source: 0000073124-19-000053 · wf-form4_155010669713452.xml · nonDerivative · entry 4

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 51

Read SEC document
January 22, 2019 Filed Jan 22, 2019 23:21 UTC GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000023 · wf-form4_154819927721785.xml · nonDerivative · entry 1

Mehta Siddharth N · CIK 0001321443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 22, 2019 23:20 UTC GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000022 · wf-form4_154819923932688.xml · nonDerivative · entry 1

Klevorn Marcy S · CIK 0001692367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:04 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 2,102 $90.42 $190,062.84
Disclosure

SEC source: 0000073124-19-000047 · wf-form4_154834945451579.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,073

F1 · balance_after: Includes 14,282 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:04 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 4,884 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000047 · wf-form4_154834945451579.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,175

F1 · balance_after: Includes 14,282 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:06 UTC
WADDELL FREDERICK HDirector · Chairman
Tax withholdingCommon Stock 29,546 $90.42 $2,671,549.32
Disclosure

SEC source: 0000073124-19-000050 · wf-form4_154834957385922.xml · nonDerivative · entry 2

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,065

F1 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 40,786 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:06 UTC
WADDELL FREDERICK HDirector · Chairman
GrantCommon Stock 70,332 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000050 · wf-form4_154834957385922.xml · nonDerivative · entry 1

WADDELL FREDERICK H · CIK 0001223690 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,397

F1 · balance_after: Includes 187,945 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:05 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 1,503 $90.42 $135,901.26
Disclosure

SEC source: 0000073124-19-000049 · wf-form4_154834953097214.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,531

F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:05 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 4,933 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000049 · wf-form4_154834953097214.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,034

F1 · balance_after: Includes 9,598 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:05 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 7,053 $90.42 $637,732.26
Disclosure

SEC source: 0000073124-19-000048 · wf-form4_154834949317456.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,436

F1 · balance_after: Includes 28,436 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 12,484 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:05 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 19,537 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000048 · wf-form4_154834949317456.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,973

F1 · balance_after: Includes 28,436 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:03 UTC
O'Grady MichaelPresident and CEO
Tax withholdingCommon Stock 8,128 $90.42 $734,933.76
Disclosure

SEC source: 0000073124-19-000046 · wf-form4_154834941628312.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,371

F1 · balance_after: Includes 38,371 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 13,851 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:03 UTC
O'Grady MichaelPresident and CEO
GrantCommon Stock 21,979 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000046 · wf-form4_154834941628312.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,350

F1 · balance_after: Includes 38,371 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:03 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 6,189 $90.42 $559,609.38
Disclosure

SEC source: 0000073124-19-000045 · wf-form4_154834937242092.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,715

F1 · balance_after: Includes 20,528 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:03 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
GrantCommon Stock 17,583 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000045 · wf-form4_154834937242092.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,904

F1 · balance_after: Includes 20,528 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:02 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 919 $90.42 $83,095.98
Disclosure

SEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 4

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,115.63

F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:02 UTC
Leech WilsonEVP/Chief Risk Officer
GrantCommon Stock 1,954 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000044 · wf-form4_154834933353332.xml · nonDerivative · entry 3

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034.63

F4 · balance_after: Includes 13,508 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:01 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 8,134 $90.42 $735,476.28
Disclosure

SEC source: 0000073124-19-000043 · wf-form4_154834929548794.xml · nonDerivative · entry 2

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,354

F1 · balance_after: Includes 45,354 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 13,845 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:01 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 21,979 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000043 · wf-form4_154834929548794.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,333

F1 · balance_after: Includes 45,354 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:01 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 5,971 $90.42 $539,897.82
Disclosure

SEC source: 0000073124-19-000042 · wf-form4_154834925174456.xml · nonDerivative · entry 2

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,462

F1 · balance_after: Includes 23,462 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 11,124 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:01 UTC
Cherecwich PeterPresident/C&IS
GrantCommon Stock 17,095 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000042 · wf-form4_154834925174456.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,557

F1 · balance_after: Includes 23,462 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:00 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 7,704 $90.42 $696,595.68
Disclosure

SEC source: 0000073124-19-000041 · wf-form4_154834920858984.xml · nonDerivative · entry 2

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,771

F1 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 17:00 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
GrantCommon Stock 21,002 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000041 · wf-form4_154834920858984.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,475

F1 · balance_after: Includes 25,486 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 16:59 UTC
Bowman BiffEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,135 $90.42 $735,566.70
Disclosure

SEC source: 0000073124-19-000040 · wf-form4_154834917047792.xml · nonDerivative · entry 2

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,737

F1 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 16:59 UTC
Bowman BiffEVP & Chief Financial Officer
GrantCommon Stock 21,979 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000040 · wf-form4_154834917047792.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,872

F1 · balance_after: Includes 25,468 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 16:59 UTC
Blake Aileen BEVP & Controller
Tax withholdingCommon Stock 1,423 $90.42 $128,667.66
Disclosure

SEC source: 0000073124-19-000039 · wf-form4_154834913125790.xml · nonDerivative · entry 2

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,338

F1 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects the transfer of 3,218 shares directly held by the reporting person into the reporting person's existing trust account.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 16:59 UTC
Blake Aileen BEVP & Controller
GrantCommon Stock 4,641 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000039 · wf-form4_154834913125790.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979

F1 · balance_after: Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:31 UTC GrantCommon Stock 6.03 $83.59 $504.05
Disclosure

SEC source: 0000073124-19-000012 · wf-form4_154655465178896.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,796.81

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:30 UTC GrantCommon Stock 7 $83.59 $585.13
Disclosure

SEC source: 0000073124-19-000011 · wf-form4_154655461281395.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,282.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:29 UTC GrantCommon Stock 5.79 $83.59 $483.99
Disclosure

SEC source: 0000073124-19-000010 · wf-form4_154655457498907.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,172.17

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:29 UTC GrantCommon Stock 5.79 $83.59 $483.99
Disclosure

SEC source: 0000073124-19-000009 · wf-form4_154655453629639.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,102.84

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:28 UTC GrantCommon Stock 6.28 $83.59 $524.95
Disclosure

SEC source: 0000073124-19-000008 · wf-form4_154655449736728.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,153.95

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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January 01, 2019 Filed Jan 3, 2019 22:27 UTC
BYNOE LINDADirector
GrantCommon Stock 6.03 $83.59 $504.05
Disclosure

SEC source: 0000073124-19-000007 · wf-form4_154655445290948.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,460.06

F1 · balance_after: Includes 2,000 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:31 UTC GrantCommon Stock 373.85 $83.59 $31,250.12
Disclosure

SEC source: 0000073124-19-000012 · wf-form4_154655465178896.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,790.78

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:30 UTC GrantCommon Stock 433.66 $83.59 $36,249.64
Disclosure

SEC source: 0000073124-19-000011 · wf-form4_154655461281395.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275.59

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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December 31, 2018 Filed Jan 3, 2019 22:29 UTC GrantCommon Stock 358.89 $83.59 $29,999.62
Disclosure

SEC source: 0000073124-19-000010 · wf-form4_154655457498907.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,166.38

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.