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Nasdaq · USD

NTRS

NORTHERN TRUST CORP

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Tapewire entity
1970
SEC CIK
0000073124
Parsed reports
1,224

Last 12 months

Inside the activity.

5 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202515
Dec 202501
Jan 202601
Feb 202623
Mar 202602
Apr 202603
May 202610
Jun 202602
Jul 202610
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 23, 2019 Filed Apr 25, 2019 21:31 UTC
CROWN SUSANDirector
GrantCommon Stock Units 1,146 $95.94 $109,947.24
Disclosure

SEC source: 0001124194-19-000004 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,853.62

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

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April 03, 2019 Filed Oct 2, 2019 21:09 UTC SaleCommon Stock 4 $93.99 $375.96
Disclosure

SEC source: 0000073124-19-000222 · wf-form4_157005056076666.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 47

Read SEC document
April 01, 2019 Filed Apr 2, 2019 22:58 UTC GrantCommon Stock 8.73 $92.70 $809.27
Disclosure

SEC source: 0000073124-19-000118 · wf-form4_155424588864365.xml · nonDerivative · entry 2

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,522.15

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 01, 2019 Filed Apr 2, 2019 23:01 UTC GrantCommon Stock 8.4 $92.70 $778.68
Disclosure

SEC source: 0000073124-19-000122 · wf-form4_155424604910979.xml · nonDerivative · entry 2

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,150.86

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April 01, 2019 Filed Apr 2, 2019 23:00 UTC GrantCommon Stock 9.74 $92.70 $902.90
Disclosure

SEC source: 0000073124-19-000121 · wf-form4_155424600751606.xml · nonDerivative · entry 2

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,693.28

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 01, 2019 Filed Apr 2, 2019 22:59 UTC GrantCommon Stock 8.06 $92.70 $747.16
Disclosure

SEC source: 0000073124-19-000120 · wf-form4_155424596688805.xml · nonDerivative · entry 2

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,512.05

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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April 01, 2019 Filed Apr 2, 2019 22:59 UTC GrantCommon Stock 8.06 $92.70 $747.16
Disclosure

SEC source: 0000073124-19-000119 · wf-form4_155424592751491.xml · nonDerivative · entry 2

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,442.72

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 22:57 UTC
BYNOE LINDADirector
GrantCommon Stock 8.4 $92.70 $778.68
Disclosure

SEC source: 0000073124-19-000117 · wf-form4_155424584432343.xml · nonDerivative · entry 2

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,814.11

F2 · balance_after: Includes 20,814.11 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 31, 2019 Filed Apr 2, 2019 22:58 UTC GrantCommon Stock 359.47 $90.41 $32,499.68
Disclosure

SEC source: 0000073124-19-000118 · wf-form4_155424588864365.xml · nonDerivative · entry 1

Harrison Dean M · CIK 0001629460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,513.42

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:01 UTC GrantCommon Stock 345.65 $90.41 $31,250.22
Disclosure

SEC source: 0000073124-19-000122 · wf-form4_155424604910979.xml · nonDerivative · entry 1

Tribbett Charles A · CIK 0001323371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,142.46

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:00 UTC GrantCommon Stock 400.95 $90.41 $36,249.89
Disclosure

SEC source: 0000073124-19-000121 · wf-form4_155424600751606.xml · nonDerivative · entry 1

Thompson Donald · CIK 0001374074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,683.54

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:59 UTC GrantCommon Stock 331.82 $90.41 $29,999.85
Disclosure

SEC source: 0000073124-19-000120 · wf-form4_155424596688805.xml · nonDerivative · entry 1

Richards Thomas E · CIK 0001322889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,503.99

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:59 UTC GrantCommon Stock 331.82 $90.41 $29,999.85
Disclosure

SEC source: 0000073124-19-000119 · wf-form4_155424592751491.xml · nonDerivative · entry 1

Prado Becerra Jose Luis · CIK 0001559800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,434.66

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:57 UTC
BYNOE LINDADirector
GrantCommon Stock 345.65 $90.41 $31,250.22
Disclosure

SEC source: 0000073124-19-000117 · wf-form4_155424584432343.xml · nonDerivative · entry 1

BYNOE LINDA · CIK 0001206129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,805.71

F1 · balance_after: Includes 20,805.71 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:26 UTC
CROWN SUSANDirector
GrantCommon Stock Units 331.82 $90.41 $29,999.85
Disclosure

SEC source: 0001124194-19-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,684.79

F1 · balance_after: Represents common stock units payable automatically on a one-for-one basis in shares of NTRS stock upon termination of service as a director.

Read SEC document
March 29, 2019 Filed Dec 7, 2023 23:39 UTC
Cherecwich PeterPresident/Asset Servicing
PurchaseCommon Stock 5 $90.41 $452.05
Disclosure

SEC source: 0000073124-23-000209 · wk-form4_1701992375.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/Asset Servicing

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse's Trust

Disclosed balance after: 5

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:52 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 556 $93.49 $51,980.44
Disclosure

SEC source: 0000073124-19-000110 · wf-form4_155183351221085.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,561

F1 · balance_after: Reflects 556 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,254 previously reported stock units. The remaining 698 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 13,661 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:51 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 682 $93.49 $63,760.18
Disclosure

SEC source: 0000073124-19-000109 · wf-form4_155183347901705.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,322

F1 · balance_after: Reflects 682 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,624 previously reported stock units. The remaining 942 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:50 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 437 $93.49 $40,855.13
Disclosure

SEC source: 0000073124-19-000108 · wf-form4_155183344512960.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,963

F1 · balance_after: Reflects 437 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,015 previously reported stock units. The remaining 578 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 12,698 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:50 UTC
O'Grady MichaelPresident and CEO
Tax withholdingCommon Stock 1,796 $93.49 $167,908.04
Disclosure

SEC source: 0000073124-19-000107 · wf-form4_155183340893473.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,356

F1 · balance_after: Reflects 1,796 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,053 previously reported stock units. The remaining 2,257 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:49 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 572 $93.49 $53,476.28
Disclosure

SEC source: 0000073124-19-000106 · wf-form4_155183337258208.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,242

F1 · balance_after: Reflects 572 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,363 previously reported stock units. The remaining 791 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 19,477 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:49 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 668 $93.49 $62,451.32
Disclosure

SEC source: 0000073124-19-000105 · wf-form4_155183333596626.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,279.63

F1 · balance_after: Reflects 668 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,421 previously reported stock units. The remaining 753 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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March 01, 2019 Filed Mar 6, 2019 00:48 UTC
FRADKIN STEVEN LPresident/Wealth Management
Tax withholdingCommon Stock 774 $93.49 $72,361.26
Disclosure

SEC source: 0000073124-19-000104 · wf-form4_155183329997169.xml · nonDerivative · entry 1

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,131

F1 · balance_after: Reflects 774 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,844 previously reported stock units. The remaining 1,070 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:47 UTC
Cherecwich PeterPresident/C&IS
Tax withholdingCommon Stock 815 $93.49 $76,194.35
Disclosure

SEC source: 0000073124-19-000103 · wf-form4_155183326308900.xml · nonDerivative · entry 1

Cherecwich Peter · CIK 0001614598 · President/C&IS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,766

F1 · balance_after: Reflects 815 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,839 previously reported stock units. The remaining 1,024 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:47 UTC
BROWNE ROBERT PEVP & Chief Investment Officer
Tax withholdingCommon Stock 778 $93.49 $72,735.22
Disclosure

SEC source: 0000073124-19-000102 · wf-form4_155183322749146.xml · nonDerivative · entry 1

BROWNE ROBERT P · CIK 0001136778 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,932

F1 · balance_after: Reflects 778 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,755 previously reported stock units. The remaining 977 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 24,118 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:46 UTC
Bowman BiffEVP & Chief Financial Officer
Tax withholdingCommon Stock 707 $93.49 $66,097.43
Disclosure

SEC source: 0000073124-19-000101 · wf-form4_155183319093330.xml · nonDerivative · entry 1

Bowman Biff · CIK 0001548048 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,006

F1 · balance_after: Reflects 707 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,684 previously reported stock units. The remaining 977 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 00:46 UTC
Blake Aileen BEVP & Controller
Tax withholdingCommon Stock 477 $93.49 $44,594.73
Disclosure

SEC source: 0000073124-19-000100 · wf-form4_155183315377008.xml · nonDerivative · entry 1

Blake Aileen B · CIK 0001322843 · EVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,692

F1 · balance_after: Reflects 477 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,075 previously reported stock units. The remaining 598 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

F2 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
Thomas Shundrawn APresident / Asset Management
GrantCommon Stock 7,113 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 3

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,117

F5 · balance_after: Includes 14,915 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 209 $92.83 $19,401.47
Disclosure

SEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 2

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,004

F3 · balance_after: Reflects 209 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 712 previously reported stock units. The remaining 503 shares were distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 7,802 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
Thomas Shundrawn APresident / Asset Management
Tax withholdingCommon Stock 318 $92.83 $29,519.94
Disclosure

SEC source: 0000073124-19-000084 · wf-form4_155078912880167.xml · nonDerivative · entry 1

Thomas Shundrawn A · CIK 0001717894 · President / Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,213

F1 · balance_after: Reflects 318 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,084 previously reported stock units. The remaining 766 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 8,514 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
St Clair JoyceExecutive Vice President
GrantCommon Stock 7,509 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 3

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,946

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 1,578 $92.83 $146,485.74
Disclosure

SEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 2

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,437

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:45 UTC
St Clair JoyceExecutive Vice President
Tax withholdingCommon Stock 2,853 $92.83 $264,843.99
Disclosure

SEC source: 0000073124-19-000083 · wf-form4_155078909190722.xml · nonDerivative · entry 1

St Clair Joyce · CIK 0001393081 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,998

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 2,853 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 6,438 previously reported stock units. The remaining 3,585 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:44 UTC
South Thomas AExecutive Vice President
GrantCommon Stock 3,388 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000082 · wf-form4_155078905475353.xml · nonDerivative · entry 3

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,400

F6 · balance_after: Includes 13,713 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:44 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 470 $92.83 $43,630.10
Disclosure

SEC source: 0000073124-19-000082 · wf-form4_155078905475353.xml · nonDerivative · entry 2

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,012

F4 · balance_after: Reflects 470 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 1,602 previously reported stock units. The remaining 1,132 shares were distributed to the reporting person as shares of common stock.

F5 · balance_after: Includes 10,325 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:44 UTC
South Thomas AExecutive Vice President
Tax withholdingCommon Stock 789 $92.83 $73,242.87
Disclosure

SEC source: 0000073124-19-000082 · wf-form4_155078905475353.xml · nonDerivative · entry 1

South Thomas A · CIK 0001751051 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,482

F1 · balance_after: Reflects 789 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,576 previously reported stock units. The remaining 1,787 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 11,927 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects a correction to the previously reported number of stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 1,554 $92.83 $144,257.82
Disclosure

SEC source: 0000073124-19-000081 · wf-form4_155078901762631.xml · nonDerivative · entry 4

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,424

F7 · balance_after: Reflects 1,554 shares withheld in payment of taxes upon the vesting of 3,280 stock units. The remaining 1,726 shares will be distributed to the reporting person as shares of common stock.

F8 · balance_after: Includes 23,959 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC
Parker TeresaExecutive Vice President
GrantCommon Stock 14,920 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000081 · wf-form4_155078901762631.xml · nonDerivative · entry 3

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,798

F6 · balance_after: Includes 27,239 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 422 $92.83 $39,174.26
Disclosure

SEC source: 0000073124-19-000081 · wf-form4_155078901762631.xml · nonDerivative · entry 2

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,878

F4 · balance_after: Reflects 422 shares withheld in payment of taxes upon the vesting of 890 previously reported stock units. The remaining 468 shares were distributed to the reporting person as shares of common stock.

F5 · balance_after: Includes 12,319 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC
Parker TeresaExecutive Vice President
Tax withholdingCommon Stock 509 $92.83 $47,250.47
Disclosure

SEC source: 0000073124-19-000081 · wf-form4_155078901762631.xml · nonDerivative · entry 1

Parker Teresa · CIK 0001705976 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,300

F1 · balance_after: Reflects 509 shares withheld in payment of taxes upon the vesting of 1,073 previously reported stock units. The remaining 564 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 13,209 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects a correction to the previously reported number of shares withheld in payment of taxes on January 22, 2019. On such date 2,366 shares were withheld in payment of taxes.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC
O'Grady MichaelPresident and CEO
GrantCommon Stock 23,428 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 3

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,409

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:43 UTC
O'Grady MichaelPresident and CEO
Tax withholdingCommon Stock 1,578 $92.83 $146,485.74
Disclosure

SEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 2

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,981

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F3 · balance_after: Reflects 1,578 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,561 previously reported stock units. The remaining 1,983 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:43 UTC
O'Grady MichaelPresident and CEO
Tax withholdingCommon Stock 2,140 $92.83 $198,656.20
Disclosure

SEC source: 0000073124-19-000080 · wf-form4_155078898138122.xml · nonDerivative · entry 1

O'Grady Michael · CIK 0001527742 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,542

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

F2 · balance_after: Reflects 2,140 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 4,829 previously reported stock units. The remaining 2,689 shares were distributed to the reporting person as shares of common stock and transferred to the reporting person's existing trust account.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
GrantCommon Stock 7,113 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000079 · wf-form4_155078894457582.xml · nonDerivative · entry 3

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,814

F5 · balance_after: Includes 20,840 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 1,302 $92.83 $120,864.66
Disclosure

SEC source: 0000073124-19-000079 · wf-form4_155078894457582.xml · nonDerivative · entry 2

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,701

F3 · balance_after: Reflects 1,302 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 2,938 previously reported stock units. The remaining 1,636 shares were distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 13,727 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Levy Susan CohenEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 1,712 $92.83 $158,924.96
Disclosure

SEC source: 0000073124-19-000079 · wf-form4_155078894457582.xml · nonDerivative · entry 1

Levy Susan Cohen · CIK 0001607570 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,003

F1 · balance_after: Reflects 1,712 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 3,863 previously reported stock units. The remaining 2,151 shares were distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 16,665 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Leech WilsonEVP/Chief Risk Officer
GrantCommon Stock 7,245 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 3

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,947.63

F5 · balance_after: Includes 19,878 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 210 $92.83 $19,494.30
Disclosure

SEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 2

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,702.63

F3 · balance_after: Reflects 210 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 445 previously reported stock units. The remaining 235 shares will be distributed to the reporting person as shares of common stock.

F4 · balance_after: Includes 12,633 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:42 UTC
Leech WilsonEVP/Chief Risk Officer
Tax withholdingCommon Stock 203 $92.83 $18,844.49
Disclosure

SEC source: 0000073124-19-000078 · wf-form4_155078890771493.xml · nonDerivative · entry 1

Leech Wilson · CIK 0001666823 · EVP/Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,912.63

F1 · balance_after: Reflects 203 shares withheld in payment of Federal, State and Medicare taxes upon the vesting of 430 previously reported stock units. The remaining 227 shares will be distributed to the reporting person as shares of common stock.

F2 · balance_after: Includes 13,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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February 19, 2019 Filed Feb 21, 2019 22:41 UTC
FRADKIN STEVEN LPresident/Wealth Management
GrantCommon Stock 10,011 $0.00 $0.00
Disclosure

SEC source: 0000073124-19-000077 · wf-form4_155078886975235.xml · nonDerivative · entry 3

FRADKIN STEVEN L · CIK 0001214324 · President/Wealth Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,975

F1 · balance_after: Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.