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NRGV

Energy Vault Holdings, Inc.

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Tapewire entity
5363
SEC CIK
0001828536
Parsed reports
383

Last 12 months

Inside the activity.

11 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202601
Feb 202620
Mar 202640
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 28, 2023 23:15 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 1,150 $3.12 $3,588.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 2

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,051

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC
Icoren GoncagulChief People Officer
Exercise / conversionCommon Stock 5,644 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:13 UTC
Jung John GPresident of EVS
Exercise / conversionRestricted Stock Unit · Derivative 28,225 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · derivative · entry 4

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 969,778 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:13 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 5,756 $4.24 $24,405.44
Disclosure

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 3

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,506

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:13 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 5,753 $3.12 $17,949.36
Disclosure

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 2

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,262

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:13 UTC
Jung John GPresident of EVS
Exercise / conversionCommon Stock 28,225 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 969,778 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:12 UTC
Wiese ChristopherChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,058 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · derivative · entry 4

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 715,395 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:12 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 1,046 $4.24 $4,435.04
Disclosure

SEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 3

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,125

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:12 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 1,046 $3.12 $3,263.52
Disclosure

SEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 2

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836,171

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:12 UTC
Wiese ChristopherChief Operating Officer
Exercise / conversionCommon Stock 7,058 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 715,395 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Mar 3, 2023 22:18 UTC
Pedretti AndreaChief Technology Officer
OtherCommon Stock 125,905 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000019 · wf-form4_167788186506191.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,982

F1 · kind: As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents the final disposition in full satisfaction of the reporting person's obligation to deliver such shares pursuant to such stock pledge and transfer agreement.

F1 · price: As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents the final disposition in full satisfaction of the reporting person's obligation to deliver such shares pursuant to such stock pledge and transfer agreement.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 25,000 $3.78 $94,585.00
Disclosure

SEC source: 0001828536-23-000017 · wf-form4_167667328687611.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,887

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $3.95. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 22:39 UTC
Pedretti AndreaChief Technology Officer
SaleCommon Stock 50,000 $4.39 $219,315.00
Disclosure

SEC source: 0001828536-23-000013 · wf-form4_167546393007509.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,887

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.70. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:45 UTC
Wiese ChristopherChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 151,699 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · derivative · entry 3

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,639

Underlying: Common Stock · 151,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:45 UTC
Wiese ChristopherChief Operating Officer
Tax withholdingCommon Stock 36,935 $3.78 $139,614.30
Disclosure

SEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · nonDerivative · entry 2

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,764

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:45 UTC
Wiese ChristopherChief Operating Officer
Exercise / conversionCommon Stock 151,699 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Jung John GPresident of EVS
Exercise / conversionRestricted Stock Unit · Derivative 183,447 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · derivative · entry 3

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,903

Underlying: Common Stock · 183,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Jung John GPresident of EVS
Tax withholdingCommon Stock 63,435 $3.78 $239,784.30
Disclosure

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · nonDerivative · entry 2

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,012

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Jung John GPresident of EVS
Exercise / conversionCommon Stock 183,447 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Pedretti AndreaChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 781,135 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000009 · wf-form4_167529145650924.xml · derivative · entry 3

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,568

Underlying: Common Stock · 781,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs vest on July 19, 2020 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Pedretti AndreaChief Technology Officer
Tax withholdingCommon Stock 387,283 $3.78 $1,463,929.74
Disclosure

SEC source: 0001828536-23-000009 · wf-form4_167529145650924.xml · nonDerivative · entry 2

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,352,887

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Pedretti AndreaChief Technology Officer
Exercise / conversionCommon Stock 781,135 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000009 · wf-form4_167529145650924.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Icoren GoncagulChief People Officer
Exercise / conversionRestricted Stock Unit · Derivative 107,250 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · derivative · entry 3

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,220

Underlying: Common Stock · 107,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Icoren GoncagulChief People Officer
Tax withholdingCommon Stock 37,083 $3.78 $140,173.74
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 2

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,167

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC
Icoren GoncagulChief People Officer
Exercise / conversionCommon Stock 107,250 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 17:10 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
GrantRestricted Stock Units · Derivative 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 2

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F3 · derivative.exercise_date: The RSUs will vest as to 33% of the underlying shares upon the achievement of each of the Issuer's share price achieving a daily closing trading price at or above $11.00, $13.00, and $15.00 per share for 20 trading days within any 30 trading day period during the period beginning on November 30, 2023 and ending on November 30, 2026.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 17:10 UTC
van Gaalen Johannes Cornelis MariaChief Financial Officer
GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 1

van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

Read SEC document
December 30, 2022 Filed Dec 30, 2022 19:39 UTC GiftCommon Stock 211,864 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-131449 · tm2233731-2_4seq1.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gross Goodstein Living Trust dated April 18, 2006

Disclosed balance after: 4,611,086

F1 · ownership.nature: Mr. Gross is co-Trustee together with his wife of the Gross Trust and may be deemed to have beneficial ownership of the securities held by the Gross Trust. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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December 27, 2022 Filed Dec 29, 2022 22:30 UTC
Pedretti AndreaChief Technology Officer
OtherCommon Stock 167,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-130998 · tm2233731-1_4seq1.xml · nonDerivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,035

F1 · kind: As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents a disposition in partial satisfaction of the reporting person's obligation to deliver such shares pursuant to suck stock pledge and transfer agreement.

F1 · price: As payment for $2,195,200 of a personal loan, Mr. Pedretti granted to the lender a security interest in 1,083,760 shares of the issuer's common stock pursuant to stock pledge and transfer agreement dated December 4, 2019. This transaction represents a disposition in partial satisfaction of the reporting person's obligation to deliver such shares pursuant to suck stock pledge and transfer agreement.

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December 16, 2022 Filed Dec 20, 2022 22:44 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Unit · Derivative 1,194,288 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128722 · tm2233149-1_4seq1.xml · derivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,288

Underlying: Common Stock · 1,194,288 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

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December 16, 2022 Filed Dec 20, 2022 17:51 UTC
ALEXANDER LAURENCEChief Marketing Officer
GrantRestricted Stock Unit · Derivative 129,268 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128728 · tm2233149-4_4seq1.xml · derivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,268

Underlying: Common Stock · 129,268 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:58 UTC
Icoren GoncagulChief People Officer
GrantRestricted Stock Unit · Derivative 129,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128733 · tm2233149-8_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,814

Underlying: Common Stock · 129,814 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:56 UTC
Wiese ChristopherChief Operating Officer
GrantRestricted Stock Unit · Derivative 129,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128732 · tm2233149-7_4seq1.xml · derivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,814

Underlying: Common Stock · 129,814 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:54 UTC
Pedretti AndreaChief Technology Officer
GrantRestricted Stock Unit · Derivative 129,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128731 · tm2233149-6_4seq1.xml · derivative · entry 1

Pedretti Andrea · CIK 0001909079 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,814

Underlying: Common Stock · 129,814 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:53 UTC
Terruzzin MarcoChief Product Officer
GrantRestricted Stock Unit · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128730 · tm2233149-5_4seq1.xml · derivative · entry 1

Terruzzin Marco · CIK 0001908817 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:50 UTC
McMorrow JoshChief Legal Officer
GrantRestricted Stock Unit · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128726 · tm2233149-3_4seq1.xml · derivative · entry 1

McMorrow Josh · CIK 0001930522 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:47 UTC
Jung John GPresident of EVS
GrantRestricted Stock Unit · Derivative 151,450 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128725 · tm2233149-2_4seq1.xml · derivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,450

Underlying: Common Stock · 151,450 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
December 16, 2022 Filed Feb 10, 2023 19:24 UTC GrantCommon Stock 43,271 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018737 · tm236389-1_4seq1.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,271

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
December 16, 2022 Filed Feb 11, 2023 00:27 UTC GrantCommon Stock 46,516 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018740 · tm236389-3_4seq1.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,642

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
December 16, 2022 Filed Feb 11, 2023 00:29 UTC GrantCommon Stock 46,516 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018744 · tm236389-5_4seq1.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,516

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
December 16, 2022 Filed Feb 11, 2023 00:31 UTC GrantCommon Stock 43,271 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018746 · tm236389-6_4seq1.xml · nonDerivative · entry 1

Huque Tahsinul Zia · CIK 0001794630 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,271

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
December 16, 2022 Filed Feb 11, 2023 00:26 UTC
Elkus HenryDirector
GrantCommon Stock 43,271 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018739 · tm236389-2_4seq1.xml · nonDerivative · entry 1

Elkus Henry · CIK 0001908861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,684

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
December 16, 2022 Filed Feb 11, 2023 00:28 UTC GrantCommon Stock 46,516 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-018742 · tm236389-4_4seq1.xml · nonDerivative · entry 1

Mandanas Mary Beth · CIK 0001857599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,516

F1 · shares: Reflects an award of restricted stock units ("RSUs"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) in three equal annual installments, such that the RSUs will be fully vested on October 31, 2025.

Read SEC document
November 10, 2022 Filed Nov 16, 2022 01:47 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 3,900,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-119258 · tm2230662-1_4seq1.xml · derivative · entry 2

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900,000

Underlying: Common Stock · 3,900,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F3 · derivative.exercise_date: The RSUs will vest as to 33% of the underlying shares upon the achievement of each of the Issuer's share price achieving a daily closing trading price at or above $15.00, $17.50, and $20.00 per share for 20 trading days within any 30 trading day period during the period beginning on February 11, 2022 and ending on February 11, 2029.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

Read SEC document
November 10, 2022 Filed Nov 16, 2022 01:47 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
GrantRestricted Stock Units · Derivative 2,600,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-119258 · tm2230662-1_4seq1.xml · derivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600,000

Underlying: Common Stock · 2,600,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on February 28, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.

F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire.

Read SEC document
October 25, 2022 Filed Oct 26, 2022 21:00 UTC SaleCommon Stock 16,250 $3.78 $61,394.13
Disclosure

SEC source: 0001104659-22-111651 · tm2229003-1_4seq1.xml · nonDerivative · entry 2

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Idealab Studio, LLC

Disclosed balance after: 1,590,997

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.465 to $4.085. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Idealab Studio, LLC ("ILS") has a board of managers comprised of Mr. Gross, Allen Morgan, and Howard Morgan. The board of managers acts by majority consent so no single person has sole voting or dispositive authority over such securities. Mr. Gross, Mr. Allen Morgan and Mr. Howard Morgan each disclaims beneficial ownership of the securities held by ILS, except to the extent of his pecuniary interest in such securities. The Gross Goodstein Living Trust dated April 18, 2006 (the "Gross Trust") owns a majority of the class of securities entitled to elect two directors to ILS's board of managers. Mr. Gross is the Chairman and Chief Executive Officer of ILS. As a result of the foregoing, Mr. Gross may be deemed to beneficially own the common stock held of record by ILS.

Read SEC document
October 24, 2022 Filed Oct 26, 2022 21:00 UTC SaleCommon Stock 16,250 $3.61 $58,729.13
Disclosure

SEC source: 0001104659-22-111651 · tm2229003-1_4seq1.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Idealab Studio, LLC

Disclosed balance after: 1,607,247

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.515 to $3.81. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Idealab Studio, LLC ("ILS") has a board of managers comprised of Mr. Gross, Allen Morgan, and Howard Morgan. The board of managers acts by majority consent so no single person has sole voting or dispositive authority over such securities. Mr. Gross, Mr. Allen Morgan and Mr. Howard Morgan each disclaims beneficial ownership of the securities held by ILS, except to the extent of his pecuniary interest in such securities. The Gross Goodstein Living Trust dated April 18, 2006 (the "Gross Trust") owns a majority of the class of securities entitled to elect two directors to ILS's board of managers. Mr. Gross is the Chairman and Chief Executive Officer of ILS. As a result of the foregoing, Mr. Gross may be deemed to beneficially own the common stock held of record by ILS.

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October 20, 2022 Filed Oct 24, 2022 16:41 UTC
GROSS WILLIAMDirector · 10% owner
SaleCommon Stock 80,000 $4.22 $337,440.00
Disclosure

SEC source: 0001104659-22-110939 · tm2228825-1_4seq1.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Gross Goodstein Living Trust dated April 18, 2006

Disclosed balance after: 4,822,950

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.52. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Mr. Gross is co-Trustee together with his wife of the Gross Trust and may be deemed to have beneficial ownership of the securities held by the Gross Trust. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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October 11, 2022 Filed Oct 12, 2022 17:12 UTC
GROSS WILLIAMDirector · 10% owner
SaleCommon Stock 16,250 $5.34 $86,807.50
Disclosure

SEC source: 0001104659-22-108152 · tm2228108-1_4seq1.xml · nonDerivative · entry 2

GROSS WILLIAM · CIK 0001079818 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Idealab Studio, LLC

Disclosed balance after: 1,623,497

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.155 to $5.53. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Idealab Studio, LLC ("ILS") has a board of managers comprised of Mr. Gross, Allen Morgan, and Howard Morgan. The board of managers acts by majority consent so no single person has sole voting or dispositive authority over such securities. Mr. Gross, Mr. Allen Morgan and Mr. Howard Morgan each disclaims beneficial ownership of the securities held by ILS, except to the extent of his pecuniary interest in such securities. The Gross Goodstein Living Trust dated April 18, 2006 (the "Gross Trust") owns a majority of the class of securities entitled to elect two directors to ILS's board of managers. Mr. Gross is the Chairman and Chief Executive Officer of ILS. As a result of the foregoing, Mr. Gross may be deemed to beneficially own the common stock held of record by ILS.

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October 10, 2022 Filed Oct 12, 2022 17:12 UTC
GROSS WILLIAMDirector · 10% owner
SaleCommon Stock 16,250 $5.46 $88,804.63
Disclosure

SEC source: 0001104659-22-108152 · tm2228108-1_4seq1.xml · nonDerivative · entry 1

GROSS WILLIAM · CIK 0001079818 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Idealab Studio, LLC

Disclosed balance after: 1,639,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.045 to $5.615. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Idealab Studio, LLC ("ILS") has a board of managers comprised of Mr. Gross, Allen Morgan, and Howard Morgan. The board of managers acts by majority consent so no single person has sole voting or dispositive authority over such securities. Mr. Gross, Mr. Allen Morgan and Mr. Howard Morgan each disclaims beneficial ownership of the securities held by ILS, except to the extent of his pecuniary interest in such securities. The Gross Goodstein Living Trust dated April 18, 2006 (the "Gross Trust") owns a majority of the class of securities entitled to elect two directors to ILS's board of managers. Mr. Gross is the Chairman and Chief Executive Officer of ILS. As a result of the foregoing, Mr. Gross may be deemed to beneficially own the common stock held of record by ILS.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.