person · Reporting owner
van Gaalen Johannes Cornelis Maria
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Vault Holdings, Inc.NRGV · Entity 5363 | Chief Financial Officer | March 18, 2024 | March 20, 2024 |
| KENNAMETAL INCKMT · Entity 1346 | Vice President | September 05, 2018 | September 06, 2018 |
| NEXTIER OILFIELD SOLUTIONS INC.NEX · Entity 109993 | Chief Financial Officer | December 11, 2019 | December 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Vault Holdings, Inc.
Report date March 18, 2024 · Filed March 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 577,268 |
Reported balance
After 2024-03-18 transaction · row 1
1 source rowRow 1 · 2024-03-18 · Sale · Disposed 4,741 · Balance 577,268 F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.
KENNAMETAL INC
Report date September 05, 2018 · Filed September 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 68,826.574 |
Reported balance
After 2018-09-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-09-05 · Exercise / conversion · Acquired 13,606 · Balance 68,826.574 |
| Common StockSEC Table I · non-derivative | Direct | 71,526.574 |
Reported balance
After 2018-09-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-09-05 · Exercise / conversion · Acquired 2,700 · Balance 71,526.574 |
| Common StockSEC Table I · non-derivative | Direct | 68,822.574 |
Reported balance
After 2018-09-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-09-05 · Sale · Disposed 2,704 · Balance 68,822.574 |
| Common StockSEC Table I · non-derivative | Direct | 68,322.574 |
Reported balance
After 2018-09-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-09-05 · Sale · Disposed 500 · Balance 68,322.574 |
| Common StockSEC Table I · non-derivative | Direct | 66,122.574 |
Reported balance
After 2018-09-05 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2018-09-05 · Sale · Disposed 2,200 · Balance 66,122.574 |
| Common StockSEC Table I · non-derivative | Direct | 62,222.574 |
Reported balance
After 2018-09-05 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2018-09-05 · Sale · Disposed 3,900 · Balance 62,222.574 |
| Common StockSEC Table I · non-derivative | Direct | 61,822.574 |
Reported balance
After 2018-09-05 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2018-09-05 · Sale · Disposed 400 · Balance 61,822.574 |
| Common StockSEC Table I · non-derivative | Direct | 60,822.574 |
Reported balance
After 2018-09-05 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2018-09-05 · Sale · Disposed 1,000 · Balance 60,822.574 |
| Common StockSEC Table I · non-derivative | Direct | 60,322.574 |
Reported balance
After 2018-09-05 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2018-09-05 · Sale · Disposed 500 · Balance 60,322.574 |
| Common StockSEC Table I · non-derivative | Direct | 59,622.574 |
Reported balance
After 2018-09-05 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2018-09-05 · Sale · Disposed 700 · Balance 59,622.574 |
| Common StockSEC Table I · non-derivative | Direct | 58,822.574 |
Reported balance
After 2018-09-05 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2018-09-05 · Sale · Disposed 800 · Balance 58,822.574 |
| Common StockSEC Table I · non-derivative | Direct | 58,722.574 |
Reported balance
After 2018-09-05 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2018-09-05 · Sale · Disposed 100 · Balance 58,722.574 |
| Common StockSEC Table I · non-derivative | Direct | 58,122.574 |
Reported balance
After 2018-09-05 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2018-09-05 · Sale · Disposed 600 · Balance 58,122.574 |
| Common StockSEC Table I · non-derivative | Direct | 57,920.574 |
Reported balance
After 2018-09-05 transaction · row 14
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 14 · 2018-09-05 · Sale · Disposed 202 · Balance 57,920.574 F1: Includes 26,224 shares of Performance Unit shares not yet distributed. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2025-09-01 | Direct | 35,312 |
Reported balance
After 2018-09-05 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-09-05 · Exercise / conversion · Disposed 13,606 · Balance 35,312 F2: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $29.00 · Expires 2025-09-01 | Direct | 32,612 |
Reported balance
After 2018-09-05 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-09-05 · Exercise / conversion · Disposed 2,700 · Balance 32,612 F2: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 26,224 shares of Performance Unit shares not yet distributed.
F2: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.
NEXTIER OILFIELD SOLUTIONS INC.
Report date December 11, 2019 · Filed December 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,218 |
Ending reported balance
After 2019-12-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-11 · Exercise / conversion · Acquired 24,742 · Balance 82,954 F1: Restricted stock units convert into common stock on a one-for-one basis. Row 2 · 2019-12-11 · Tax withholding · Disposed 9,736 · Balance 73,218 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,024 |
Reported balance
After 2019-12-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-11 · Exercise / conversion · Disposed 24,742 · Balance 48,024 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
King Merger Sub II LLC
Report date October 31, 2019 · Filed November 04, 2019
Section 16 reporting ended · disclosed 2019-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-10-31 · Disposition to issuer · Disposed 45,059 · Balance 0 F1: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J. F2: Disposed upon the effectiveness of the merger pursuant to the Agreement and Plan of Merger, dated as of June 16, 2019, by and among C&J Energy Services, Inc. ("C&J"), Keane Group, Inc. ("Keane") and King Merger Sub Corp., a wholly owned subsidiary of Keane ("Merger Sub") (the "Merger Agreement"), pursuant to which Merger Sub merged with and into C&J, with C&J as the surviving corporation and wholly owned subsidiary of Keane. Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding unit was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such unit and (y) 1.6149. |
| Performance SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-10-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-10-31 · Disposition to issuer · Disposed 36,047 · Balance 0 F3: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J. F4: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding performance share, other than a vested performance share, was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such performance share and (y) 1.6149. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J.
F2: Disposed upon the effectiveness of the merger pursuant to the Agreement and Plan of Merger, dated as of June 16, 2019, by and among C&J Energy Services, Inc. ("C&J"), Keane Group, Inc. ("Keane") and King Merger Sub Corp., a wholly owned subsidiary of Keane ("Merger Sub") (the "Merger Agreement"), pursuant to which Merger Sub merged with and into C&J, with C&J as the surviving corporation and wholly owned subsidiary of Keane. Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding unit was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such unit and (y) 1.6149.
F3: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding performance share, other than a vested performance share, was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such performance share and (y) 1.6149.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 20, 2024 18:38 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 4,741 | $1.64 | $7,784.72 |
DisclosureSEC source: 0001828536-24-000050 · wk-form4_1710974310.xml · nonDerivative · entry 1 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 577,268 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 18:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · derivative · entry 3 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. F3 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. F3 · derivative.expiration_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 18:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 17,991 | $1.95 | $35,010.49 |
DisclosureSEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 2 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,009 F2 · kind: Represents shares sold to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 18:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-126091 · tm2332965-1_4seq1.xml · nonDerivative · entry 1 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 537,500 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 17:10 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Units · Derivative | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 2 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire. F3 · derivative.exercise_date: The RSUs will vest as to 33% of the underlying shares upon the achievement of each of the Issuer's share price achieving a daily closing trading price at or above $11.00, $13.00, and $15.00 per share for 20 trading days within any 30 trading day period during the period beginning on November 30, 2023 and ending on November 30, 2026. F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire. Read SEC document |
| January 10, 2023 Filed Jan 12, 2023 17:10 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-003469 · tm233321-1_4seq1.xml · derivative · entry 1 van Gaalen Johannes Cornelis Maria · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire. F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on November 30, 2023, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter. F1 · derivative.expiration_date: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The RSUs do not expire. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 17:42 UTC | NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 | Exercise / conversionRestricted Stock Unit · Derivative | 24,742 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · derivative · entry 3 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,024 Underlying: Common Stock · 24,742 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. F2 · derivative.expiration_date: The award is subject to a three year ratable vesting starting on the first anniversary of the grant date, which was December 11, 2018, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 17:42 UTC | NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 | Tax withholdingCommon Stock | 9,736 | $5.92 | $57,637.12 |
DisclosureSEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · nonDerivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,218 Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 17:42 UTC | NEXTIER OILFIELD SOLUTIONS INC. NEX · Entity 109993 | Exercise / conversionCommon Stock | 24,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615817-19-000113 · wf-form4_157619052419967.xml · nonDerivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 19:51 UTC | King Merger Sub II LLC CJ · Entity 16160 | Disposition to issuerPerformance Shares · Derivative | 36,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615817-19-000079 · wf-form4_157291507789328.xml · derivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,047 shares Expires not disclosed F3 · derivative.exercise_price: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J. F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding performance share, other than a vested performance share, was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such performance share and (y) 1.6149. F3 · derivative.exercise_date: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J. F3 · derivative.expiration_date: The performance shares vest on the third anniversary of the grant date, December 11, 2021, subject to the achievement of certain levels of total shareholder returns relative to a peer group established by the Compensation Committee of the Board of Directors of C&J. Read SEC document |
| October 31, 2019 Filed Nov 4, 2019 19:51 UTC | King Merger Sub II LLC CJ · Entity 16160 | Disposition to issuerRestricted Share Units · Derivative | 45,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615817-19-000079 · wf-form4_157291507789328.xml · derivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,059 shares Expires not disclosed F1 · derivative.exercise_price: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J. F2 · price: Disposed upon the effectiveness of the merger pursuant to the Agreement and Plan of Merger, dated as of June 16, 2019, by and among C&J Energy Services, Inc. ("C&J"), Keane Group, Inc. ("Keane") and King Merger Sub Corp., a wholly owned subsidiary of Keane ("Merger Sub") (the "Merger Agreement"), pursuant to which Merger Sub merged with and into C&J, with C&J as the surviving corporation and wholly owned subsidiary of Keane. Pursuant to the Merger Agreement, at the effective time of the merger, each outstanding unit was assumed by Keane and converted into an award with respect to a number of shares of Keane common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of C&J common stock subject to such unit and (y) 1.6149. F1 · derivative.exercise_date: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J. F1 · derivative.expiration_date: Exercisable in three annual installments beginning one year after the grant date of December 11, 2018. The units settle in C&J common stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors of C&J. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:09 UTC | King Merger Sub II LLC CJ · Entity 16160 | GrantPerformance Shares · Derivative | 36,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001615817-18-000042 · wf-form4_154474258128241.xml · derivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,106 Underlying: Common Stock · Not disclosed shares Expires not disclosed F2 · security: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events. F2 · derivative.exercise_price: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events. F2 · derivative.exercise_date: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events. F2 · derivative.expiration_date: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events. F2 · derivative.underlying_shares: Represents the grant of a performance share award scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events. Read SEC document |
| December 11, 2018 Filed Dec 13, 2018 18:09 UTC | King Merger Sub II LLC CJ · Entity 16160 | GrantRestricted Share Units · Derivative | 45,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001615817-18-000042 · wf-form4_154474258128241.xml · derivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,059 Underlying: Common Stock · 45,059 shares Expires not disclosed F1 · security: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. F1 · derivative.exercise_price: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. F1 · derivative.exercise_date: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. F1 · derivative.expiration_date: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. F1 · derivative.underlying_shares: Represents the grant of a restricted share unit award subject to a three year ratable vesting starting on the first anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through each vesting date, as well as certain treatment upon the occurrence of certain termination events; the restricted share units may be settled in stock (default) and/or cash at each vesting as determined in the sole discretion of the Compensation Committee of the Board of Directors. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionStock Options · Derivative | 2,700 | $0.00 Strike: $29.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · derivative · entry 16 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,612 Underlying: Common Stock · 2,700 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionStock Options · Derivative | 13,606 | $0.00 Strike: $29.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · derivative · entry 15 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,312 Underlying: Common Stock · 13,606 shares Expires 2025-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant has a graded vesting schedule. Date Exercisable will vary for each vesting tranche. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 202 | $41.13 | $8,308.26 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 14 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,920.574 F1 · balance_after: Includes 26,224 shares of Performance Unit shares not yet distributed. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 600 | $41.12 | $24,672.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 13 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,122.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 100 | $41.11 | $4,111.10 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 12 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,722.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 800 | $41.11 | $32,888.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 11 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,822.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 700 | $41.10 | $28,772.80 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 10 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,622.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 500 | $41.10 | $20,550.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 9 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,322.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 1,000 | $41.09 | $41,091.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 8 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,822.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 400 | $41.09 | $16,436.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 7 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,822.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 3,900 | $41.08 | $160,215.90 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 6 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,222.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 2,200 | $41.08 | $90,376.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 5 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,122.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 500 | $41.07 | $20,535.50 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 4 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,322.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 2,704 | $41.07 | $111,053.28 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 3 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,822.574 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,700 | $29.00 | $78,300.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,526.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 15:10 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 13,606 | $29.00 | $394,574.00 |
DisclosureSEC source: 0001723211-18-000057 · primary_doc.xml · nonDerivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,826.574 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · derivative · entry 6 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 - for - 1 F4 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company. F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 2,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · derivative · entry 5 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 - for - 1 F4 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company. F4 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date, subject to continued employment with the company. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 999 | $40.84 | $40,799.16 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 4 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,220.574 F1 · balance_after: Includes 26,224 shares of Performance Unit shares not yet distributed. F2 · balance_after: Includes shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,299 | $40.84 | $93,891.16 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 3 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,087.694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 1,054 | $40.84 | $43,045.36 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,788.694 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,426 | $40.84 | $99,077.84 |
DisclosureSEC source: 0001723211-18-000056 · primary_doc.xml · nonDerivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842.694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 13,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · derivative · entry 8 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970 Underlying: Common Stock · 13,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: 1 - for - 1 F6 · derivative.expiration_date: These restricted stock units are subject to time based vesting and are dispersed in three equal annual installments, commencing on the first anniversary of the grant date subject to continued employment with the company. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | OtherCommon Stock | 234.694 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 7 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,416.694 F3 · shares: Represents 234.694 shares acquired as dividends earned through Kennametal Inc.'s dividend reinvestment plan. F4 · balance_after: Includes 26,224 shares of Performance Unit shares not yet disbursed. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | OtherCommon Stock | 6,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 6 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,182 F2 · shares: Represents 6,548 performance unit shares previously reported on Form 4 as deemed earned shares under Kennametal's 2015 Performance Unit Awards that have met the performance requirements for distribution as common shares. Distributed performance unit shares are separately reported on Form 4 as acquired common stock. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | OtherCommon Stock | 17,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 5 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,730 F1 · shares: Represents 10,926 shares deemed to have been earned by the Compensation Committee on July 31, 2018, with respect to the second tranche of the Performance Unit Award granted to the reporting person on August 1, 2016 under the Amended and Restated Kennametal Inc. Stock and Incentive Plan of 2010 (the "2016 Performance Unit Award"); and 6,234 shares deemed to have been earned by the Compensation Committee on July 31, 2018, with respect to the first tranche of the Performance Unit Award granted to the reporting person on August 1, 2017 under the Kennametal Inc. Stock and Incentive Plan of 2016 (the "2017 Performance Unit Award"). The vesting and actual payout of these shares remains subject to the reporting person's continued employment with the Company through August 1, 2019 with respect to the 2016 Performance Unit Award and August 1, 2020 with respect to the 2017 Performance Unit Award. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 2,422 | $37.74 | $91,406.28 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 4 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,570 Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 8,508 | $37.74 | $321,091.92 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 3 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 3,960 | $37.74 | $149,450.40 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,484 Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 13,897 | $37.74 | $524,472.78 |
DisclosureSEC source: 0001723211-18-000020 · primary_doc.xml · nonDerivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2018 Filed Aug 10, 2018 14:28 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 8,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001723211-18-000045 · primary_doc.xml · derivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,970 Underlying: Common Stock · 8,508 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Previous Form 4 submitted on August 2, 2018 reported an incorrect number of securities in Table II for Restricted Stock Units disposed. The number of securities for disposed Restricted Stock Units is now correctly reported. F2 · derivative.exercise_price: 1 - for - 1 F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are dispersed in three equal annual installments commencing on the first anniversary of the grant date, subject to continued employment with the company. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · derivative · entry 6 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299 Underlying: Common Stock · 2,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer. F3 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 2,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · derivative · entry 5 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,426 Underlying: Common Stock · 2,425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer. F3 · derivative.expiration_date: Restricted Stock Units are subject to time based vesting and are disbursed in three equal installments, commencing on the first anniversary date of the grant date subject to continued employment with the Issuer. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 723 | $35.54 | $25,695.42 |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 4 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,547 F2 · balance_after: Includes 15,612 PSU shares not yet disbursed. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 3 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Tax withholdingCommon Stock | 763 | $35.54 | $27,117.02 |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 2 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,971 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 19:47 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001382963-17-000146 · edgar.xml · nonDerivative · entry 1 van Gaalen Jan Kees · CIK 0001575608 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit converts into common stock and represents the right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.