Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Vault Holdings, Inc.NRGV · Entity 5363 | Chief Legal Officer | September 09, 2024 | September 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Vault Holdings, Inc.
Report date September 09, 2024 · Filed September 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 916,875 |
Reported balance
After 2024-09-09 transaction · row 1
1 source rowRow 1 · 2024-09-09 · Sale · Disposed 24,305 · Balance 916,875 F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2024 Filed Sep 10, 2024 20:09 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 24,305 | $0.83 | $20,100.24 |
DisclosureSEC source: 0001828536-24-000168 · wk-form4_1725998945.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 916,875 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:18 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 3,583 | $0.85 | $3,034.80 |
DisclosureSEC source: 0001828536-24-000154 · wk-form4_1723580329.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 941,180 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:11 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 22,406 | $1.16 | $26,080.58 |
DisclosureSEC source: 0001828536-24-000134 · wk-form4_1718136654.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 944,763 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| May 03, 2024 Filed May 7, 2024 01:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 3,019 | $1.25 | $3,776.77 |
DisclosureSEC source: 0001828536-24-000085 · wk-form4_1715044512.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 967,169 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 22:39 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 20,468 | $1.63 | $33,444.71 |
DisclosureSEC source: 0001828536-24-000054 · wk-form4_1710974362.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 595,188 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 06, 2024 Filed May 3, 2024 20:24 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantCommon Stock | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-056995 · tm2413481-4_4seq1.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 970,188 F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter. F2 · balance_after: Represents the amount beneficially owned as of the date of this filing. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:23 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 2,816 | $1.61 | $4,519.68 |
DisclosureSEC source: 0001828536-24-000023 · wk-form4_1707513793.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 615,656 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 21:14 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 19,323 | $2.37 | $45,795.51 |
DisclosureSEC source: 0001828536-23-000202 · wk-form4_1702415679.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 638,378 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:30 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 8,607 | $2.76 | $23,763.93 |
DisclosureSEC source: 0001828536-23-000192 · wk-form4_1700256626.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 657,701 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. F2 · balance_after: The share number reflected in column 5 reflects the adjustment of the total number of shares beneficially held following the transactions reported on the Form 4 filed on June 12, 2023. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:36 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 19,906 | $3.19 | $63,500.14 |
DisclosureSEC source: 0001828536-23-000163 · wk-form4_1694637381.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,402 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. F2 · balance_after: The number reflected in column 5 reconciles the total number of shares beneficially held following the transactions reported on the Form 4 filed on June 12, 2023. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070510 · tm2318532-1_4seq1.xml · derivative · entry 4 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F4 · derivative.exercise_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F4 · derivative.expiration_date: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 578,205 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 67,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070510 · tm2318532-1_4seq1.xml · derivative · entry 3 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,735 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F3 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 578,205 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 84,706 | $2.10 | $177,882.60 |
DisclosureSEC source: 0001104659-23-070510 · tm2318532-1_4seq1.xml · nonDerivative · entry 2 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 661,234 F2 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 167,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-070510 · tm2318532-1_4seq1.xml · nonDerivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 745,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 578,205 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:30 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantStock Option · Derivative | 495,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001104659-23-063736 · tm2316528-1_4seq1.xml · derivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,000 Underlying: Common Stock · 495,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:50 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-128726 · tm2233149-3_4seq1.xml · derivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:33 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-085322 · tm2222414-6_4seq1.xml · derivative · entry 2 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires not disclosed F2 · derivative.exercise_price: Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F2 · derivative.exercise_date: Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F2 · derivative.expiration_date: Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:33 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 270,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-085322 · tm2222414-6_4seq1.xml · derivative · entry 1 McMorrow Josh · CIK 0001930522 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,940 Underlying: Common Stock · 270,940 shares Expires not disclosed F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on May 12, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on May 31, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.