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Icoren Goncagul

Disclosed activity across 1 company

Tapewire entity
87639
SEC CIK
0001908956

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Energy Vault Holdings, Inc.NRGV · Entity 5363Chief People OfficerSeptember 06, 2024September 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Energy Vault Holdings, Inc.

Report date September 06, 2024 · Filed September 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect865,757 Reported balance After 2024-09-06 transaction · row 1
1 source row

Row 1 · 2024-09-06 · Sale · Disposed 19,466 · Balance 865,757

F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 06, 2024 Filed Sep 10, 2024 20:09 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 19,466 $0.85 $16,585.03
Disclosure

SEC source: 0001828536-24-000170 · wk-form4_1725998965.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 865,757

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 20:18 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 5,965 $0.85 $5,052.36
Disclosure

SEC source: 0001828536-24-000153 · wk-form4_1723580318.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,223

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:11 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 18,476 $1.16 $21,506.06
Disclosure

SEC source: 0001828536-24-000135 · wk-form4_1718136665.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 891,188

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 7, 2024 01:19 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 5,027 $1.25 $6,288.78
Disclosure

SEC source: 0001828536-24-000089 · wk-form4_1715044777.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 909,664

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 18, 2024 Filed Mar 20, 2024 22:39 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 15,071 $1.64 $24,746.58
Disclosure

SEC source: 0001828536-24-000056 · wk-form4_1710974387.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,691

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:17 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056988 · tm2413481-2_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914,691

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:20 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 4,207 $1.61 $6,752.24
Disclosure

SEC source: 0001828536-24-000019 · wk-form4_1707513612.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,762

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 21:23 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 21,063 $1.95 $40,988.60
Disclosure

SEC source: 0001828536-23-000211 · wk-form4_1702589028.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 583,969

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 24, 2023 Filed Nov 28, 2023 21:09 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.28 $17,100.00
Disclosure

SEC source: 0001828536-23-000200 · wk-form4_1701205783.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 605,032

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2023 Filed Nov 17, 2023 21:34 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 17,268 $2.49 $42,945.52
Disclosure

SEC source: 0001828536-23-000196 · wk-form4_1700256853.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,532

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 22:29 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.39 $17,925.00
Disclosure

SEC source: 0001828536-23-000188 · wk-form4_1699914534.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 629,800

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 20:02 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.01 $15,075.00
Disclosure

SEC source: 0001828536-23-000179 · wk-form4_1698436959.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 637,300

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 20:05 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.51 $18,825.00
Disclosure

SEC source: 0001828536-23-000177 · wk-form4_1697227492.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 644,800

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 11, 2023 Filed Oct 13, 2023 20:00 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 1,399 $2.55 $3,567.45
Disclosure

SEC source: 0001828536-23-000171 · wk-form4_1697227202.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 652,300

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 27, 2023 Filed Sep 29, 2023 20:02 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.53 $18,975.00
Disclosure

SEC source: 0001828536-23-000169 · wk-form4_1696017710.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 653,699

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:12 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $3.09 $23,175.00
Disclosure

SEC source: 0001828536-23-000165 · wk-form4_1694808758.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 661,199

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:12 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 19,217 $3.19 $61,302.23
Disclosure

SEC source: 0001828536-23-000150 · wk-form4_1694635954.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,699

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
August 30, 2023 Filed Sep 1, 2023 20:40 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $3.24 $24,300.00
Disclosure

SEC source: 0001828536-23-000146 · wk-form4_1693600848.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 687,916

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:05 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $3.14 $23,550.00
Disclosure

SEC source: 0001828536-23-000144 · wk-form4_1692389104.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,416

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:13 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 975 $3.35 $3,266.25
Disclosure

SEC source: 0001828536-23-000142 · wk-form4_1691698370.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 702,916

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:01 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $3.23 $24,225.00
Disclosure

SEC source: 0001828536-23-000129 · wk-form4_1691179280.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 703,891

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:30 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $3.15 $23,625.00
Disclosure

SEC source: 0001104659-23-083063 · tm2321806-1_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 711,391

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 20:23 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 975 $2.73 $2,661.75
Disclosure

SEC source: 0001828536-23-000125 · wk-form4_1689107030.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,891

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:57 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.53 $18,975.00
Disclosure

SEC source: 0001828536-23-000121 · wk-form4_1688763460.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 719,866

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:16 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 7,500 $2.54 $19,050.00
Disclosure

SEC source: 0001828536-23-000119 · wk-form4_1687551366.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 727,366

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:25 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 13,402 $2.10 $28,144.20
Disclosure

SEC source: 0001828536-23-000111 · wk-form4_1686605124.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,866

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 19, 2023 Filed May 23, 2023 23:32 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantStock Option · Derivative 275,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063740 · tm2316528-3_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
May 05, 2023 Filed May 9, 2023 22:17 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 975 $1.69 $1,647.75
Disclosure

SEC source: 0001828536-23-000076 · wf-form4_168367063501955.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,268

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 20:53 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 975 $2.14 $2,086.50
Disclosure

SEC source: 0001104659-23-043175 · tm2312138-1_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 749,243

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:41 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 50,683 $3.34 $169,281.22
Disclosure

SEC source: 0001104659-23-038359 · tm2310909-2_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,218

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionRestricted Stock Unit · Derivative 5,644 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · derivative · entry 4

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 1,150 $4.24 $4,876.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 3

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,901

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 1,150 $3.12 $3,588.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 2

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,051

Read SEC document
February 24, 2023 Filed Feb 28, 2023 23:15 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionCommon Stock 5,644 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionRestricted Stock Unit · Derivative 107,250 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · derivative · entry 3

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,220

Underlying: Common Stock · 107,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 37,083 $3.78 $140,173.74
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 2

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,167

Read SEC document
January 30, 2023 Filed Feb 1, 2023 22:44 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionCommon Stock 107,250 $0.00 $0.00
Disclosure

SEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 22:58 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantRestricted Stock Unit · Derivative 129,814 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128733 · tm2233149-8_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,814

Underlying: Common Stock · 129,814 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

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July 29, 2022 Filed Aug 2, 2022 22:28 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantRestricted Stock Unit · Derivative 575,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-085319 · tm2222414-4_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Common Stock · 575,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

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February 11, 2022 Filed Feb 16, 2022 01:25 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantRestricted Stock Units · Derivative 135,470 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-023999 · tm225795-27_4seq1.xml · derivative · entry 1

Icoren Goncagul · CIK 0001908956 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,470

Underlying: Common Stock · 135,470 shares

Expires not disclosed

F1 · security: In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger").

F2 · derivative.exercise_price: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.