Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Vault Holdings, Inc.NRGV · Entity 5363 | Chief People Officer | September 06, 2024 | September 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Vault Holdings, Inc.
Report date September 06, 2024 · Filed September 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 865,757 |
Reported balance
After 2024-09-06 transaction · row 1
1 source rowRow 1 · 2024-09-06 · Sale · Disposed 19,466 · Balance 865,757 F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2024 Filed Sep 10, 2024 20:09 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 19,466 | $0.85 | $16,585.03 |
DisclosureSEC source: 0001828536-24-000170 · wk-form4_1725998965.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 865,757 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:18 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 5,965 | $0.85 | $5,052.36 |
DisclosureSEC source: 0001828536-24-000153 · wk-form4_1723580318.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885,223 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:11 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 18,476 | $1.16 | $21,506.06 |
DisclosureSEC source: 0001828536-24-000135 · wk-form4_1718136665.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 891,188 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| May 03, 2024 Filed May 7, 2024 01:19 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 5,027 | $1.25 | $6,288.78 |
DisclosureSEC source: 0001828536-24-000089 · wk-form4_1715044777.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 909,664 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 22:39 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 15,071 | $1.64 | $24,746.58 |
DisclosureSEC source: 0001828536-24-000056 · wk-form4_1710974387.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,691 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 06, 2024 Filed May 3, 2024 20:17 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantCommon Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-056988 · tm2413481-2_4seq1.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 914,691 F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter. F2 · balance_after: Represents the amount beneficially owned as of the date of this filing. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:20 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 4,207 | $1.61 | $6,752.24 |
DisclosureSEC source: 0001828536-24-000019 · wk-form4_1707513612.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 579,762 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:23 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 21,063 | $1.95 | $40,988.60 |
DisclosureSEC source: 0001828536-23-000211 · wk-form4_1702589028.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,969 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 21:09 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.28 | $17,100.00 |
DisclosureSEC source: 0001828536-23-000200 · wk-form4_1701205783.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 605,032 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 21:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 17,268 | $2.49 | $42,945.52 |
DisclosureSEC source: 0001828536-23-000196 · wk-form4_1700256853.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 612,532 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 22:29 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.39 | $17,925.00 |
DisclosureSEC source: 0001828536-23-000188 · wk-form4_1699914534.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 629,800 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2023 Filed Oct 27, 2023 20:02 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.01 | $15,075.00 |
DisclosureSEC source: 0001828536-23-000179 · wk-form4_1698436959.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 637,300 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 20:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.51 | $18,825.00 |
DisclosureSEC source: 0001828536-23-000177 · wk-form4_1697227492.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 644,800 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 11, 2023 Filed Oct 13, 2023 20:00 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 1,399 | $2.55 | $3,567.45 |
DisclosureSEC source: 0001828536-23-000171 · wk-form4_1697227202.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 652,300 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| September 27, 2023 Filed Sep 29, 2023 20:02 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.53 | $18,975.00 |
DisclosureSEC source: 0001828536-23-000169 · wk-form4_1696017710.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 653,699 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $3.09 | $23,175.00 |
DisclosureSEC source: 0001828536-23-000165 · wk-form4_1694808758.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 661,199 F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 19,217 | $3.19 | $61,302.23 |
DisclosureSEC source: 0001828536-23-000150 · wk-form4_1694635954.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 668,699 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 20:40 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $3.24 | $24,300.00 |
DisclosureSEC source: 0001828536-23-000146 · wk-form4_1693600848.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 687,916 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 20:05 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $3.14 | $23,550.00 |
DisclosureSEC source: 0001828536-23-000144 · wk-form4_1692389104.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 695,416 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| August 08, 2023 Filed Aug 10, 2023 20:13 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 975 | $3.35 | $3,266.25 |
DisclosureSEC source: 0001828536-23-000142 · wk-form4_1691698370.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 702,916 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 02, 2023 Filed Aug 4, 2023 20:01 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $3.23 | $24,225.00 |
DisclosureSEC source: 0001828536-23-000129 · wk-form4_1691179280.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 703,891 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:30 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $3.15 | $23,625.00 |
DisclosureSEC source: 0001104659-23-083063 · tm2321806-1_4seq1.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 711,391 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 20:23 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 975 | $2.73 | $2,661.75 |
DisclosureSEC source: 0001828536-23-000125 · wk-form4_1689107030.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 718,891 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| July 05, 2023 Filed Jul 7, 2023 20:57 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.53 | $18,975.00 |
DisclosureSEC source: 0001828536-23-000121 · wk-form4_1688763460.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 719,866 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 21, 2023 Filed Jun 23, 2023 20:16 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 7,500 | $2.54 | $19,050.00 |
DisclosureSEC source: 0001828536-23-000119 · wk-form4_1687551366.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 727,366 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:25 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 13,402 | $2.10 | $28,144.20 |
DisclosureSEC source: 0001828536-23-000111 · wk-form4_1686605124.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 734,866 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:32 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantStock Option · Derivative | 275,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001104659-23-063740 · tm2316528-3_4seq1.xml · derivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 275,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024. Read SEC document |
| May 05, 2023 Filed May 9, 2023 22:17 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 975 | $1.69 | $1,647.75 |
DisclosureSEC source: 0001828536-23-000076 · wf-form4_168367063501955.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 748,268 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:53 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 975 | $2.14 | $2,086.50 |
DisclosureSEC source: 0001104659-23-043175 · tm2312138-1_4seq1.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 749,243 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:41 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 50,683 | $3.34 | $169,281.22 |
DisclosureSEC source: 0001104659-23-038359 · tm2310909-2_4seq1.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 750,218 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 5,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · derivative · entry 4 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 1,150 | $4.24 | $4,876.00 |
DisclosureSEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 3 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,901 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 1,150 | $3.12 | $3,588.00 |
DisclosureSEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 2 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,051 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 5,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-026858 · tm237880-3_4seq1.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 727,390 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:44 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 107,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · derivative · entry 3 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,220 Underlying: Common Stock · 107,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:44 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 37,083 | $3.78 | $140,173.74 |
DisclosureSEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 2 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,167 Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:44 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 107,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001828536-23-000008 · wf-form4_167529143835212.xml · nonDerivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:58 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 129,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-128733 · tm2233149-8_4seq1.xml · derivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,814 Underlying: Common Stock · 129,814 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU"), which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:28 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-085319 · tm2222414-4_4seq1.xml · derivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 Underlying: Common Stock · 575,000 shares Expires not disclosed F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 01:25 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Units · Derivative | 135,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023999 · tm225795-27_4seq1.xml · derivative · entry 1 Icoren Goncagul · CIK 0001908956 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,470 Underlying: Common Stock · 135,470 shares Expires not disclosed F1 · security: In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). F2 · derivative.exercise_price: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.exercise_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 20,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on September 7, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.