Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Vault Holdings, Inc.NRGV · Entity 5363 | President, Energy Vault Labs | January 22, 2026 | January 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Vault Holdings, Inc.
Report date January 22, 2026 · Filed January 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,128,960 |
Reported balance
After 2026-01-22 transaction · row 1
1 source rowRow 1 · 2026-01-22 · Tax withholding · Disposed 6,808 · Balance 1,128,960 F1: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2026 Filed Jan 23, 2026 21:09 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 6,808 | $4.61 | $31,384.88 |
DisclosureSEC source: 0001828536-26-000008 · wk-form4_1769202560.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,128,960 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 12, 2025 Filed Dec 12, 2025 21:10 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 8,751 | $3.44 | $30,103.44 |
DisclosureSEC source: 0001828536-25-000208 · wk-form4_1765573802.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,135,768 F1 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 13, 2025 Filed Nov 14, 2025 21:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 2,639 | $3.54 | $9,342.06 |
DisclosureSEC source: 0001628280-25-052355 · wk-form4_1763154718.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,144,519 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 20:26 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 5,591 | $2.97 | $16,605.27 |
DisclosureSEC source: 0001828536-25-000189 · wk-form4_1760473596.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147,158 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| September 22, 2025 Filed Sep 24, 2025 20:25 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 8,750 | $2.02 | $17,675.00 |
DisclosureSEC source: 0001828536-25-000176 · wk-form4_1758745514.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,749 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 20:03 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 2,639 | $1.14 | $2,995.27 |
DisclosureSEC source: 0001828536-25-000148 · wk-form4_1757102585.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,161,499 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 21, 2025 Filed Aug 21, 2025 14:02 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | PurchaseCommon Stock | 6,200 | $1.59 | $9,858.00 |
DisclosureSEC source: 0001828536-25-000120 · wk-form4_1755784924.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,164,138 F1 · acquired: The shares are purchased in one transaction at a price given in Column 4. Read SEC document |
| July 18, 2025 Filed Jul 18, 2025 21:42 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 4,946 | $0.81 | $4,008.73 |
DisclosureSEC source: 0001828536-25-000087 · wk-form4_1752874964.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,157,938 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 20:17 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 9,441 | $0.98 | $9,204.98 |
DisclosureSEC source: 0001828536-25-000078 · wk-form4_1749586642.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,162,884 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| April 29, 2025 Filed May 1, 2025 23:27 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 21,806 | $0.71 | $15,460.45 |
DisclosureSEC source: 0001828536-25-000052 · wk-form4_1746142021.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,172,325 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| April 04, 2025 Filed Apr 8, 2025 20:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 20,530 | $0.71 | $14,492.13 |
DisclosureSEC source: 0001828536-25-000039 · wk-form4_1744144471.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194,131 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:24 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001828536-25-000024 · wk-form4_1743020637.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,214,661 F1 · shares: Represents an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuers Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2026 and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter. F2 · balance_after: Represents the amount beneficially owned as of the date of this filing. Read SEC document |
| February 07, 2025 Filed Feb 11, 2025 21:34 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 3,412 | $1.64 | $5,592.95 |
DisclosureSEC source: 0001828536-25-000008 · wk-form4_1739309650.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 964,661 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 13, 2024 Filed Dec 17, 2024 21:20 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 9,854 | $1.83 | $18,029.86 |
DisclosureSEC source: 0001828536-24-000206 · wk-form4_1734470428.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 968,073 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:38 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 2,365 | $2.09 | $4,935.76 |
DisclosureSEC source: 0001828536-24-000192 · wk-form4_1731533906.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 977,927 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:08 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 10,377 | $0.85 | $8,841.20 |
DisclosureSEC source: 0001828536-24-000165 · wk-form4_1725998912.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,292 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| August 09, 2024 Filed Aug 13, 2024 20:19 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 3,181 | $0.85 | $2,694.31 |
DisclosureSEC source: 0001828536-24-000155 · wk-form4_1723580339.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 990,669 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:10 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 9,848 | $1.16 | $11,463.07 |
DisclosureSEC source: 0001828536-24-000131 · wk-form4_1718136621.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 993,850 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| May 03, 2024 Filed May 7, 2024 01:10 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 2,680 | $1.25 | $3,352.68 |
DisclosureSEC source: 0001828536-24-000079 · wk-form4_1715044230.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,003,698 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 22:39 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 10,956 | $1.63 | $17,902.10 |
DisclosureSEC source: 0001828536-24-000052 · wk-form4_1710974336.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 731,378 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 06, 2024 Filed May 3, 2024 20:32 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantCommon Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-057015 · tm2413481-7_4seq1.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,006,378 F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter. F2 · balance_after: Represents the amount beneficially owned as of the date of this filing. Read SEC document |
| February 08, 2024 Filed Feb 9, 2024 21:13 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 3,044 | $1.61 | $4,885.62 |
DisclosureSEC source: 0001828536-24-000012 · wk-form4_1707513193.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 742,334 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 21:25 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 16,718 | $1.95 | $32,533.23 |
DisclosureSEC source: 0001828536-23-000213 · wk-form4_1702589134.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 745,378 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| November 16, 2023 Filed Nov 17, 2023 21:32 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | SaleCommon Stock | 13,706 | $2.49 | $34,086.82 |
DisclosureSEC source: 0001828536-23-000194 · wk-form4_1700256748.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 762,096 F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 20:29 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 12,994 | $3.19 | $41,450.86 |
DisclosureSEC source: 0001828536-23-000160 · wk-form4_1694636956.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,802 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 21:28 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 8,750 | $2.10 | $18,375.00 |
DisclosureSEC source: 0001828536-23-000113 · wk-form4_1686605271.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,796 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| May 19, 2023 Filed May 23, 2023 23:33 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantStock Option · Derivative | 250,000 | $0.00 Strike: $1.86 | $0.00 |
DisclosureSEC source: 0001104659-23-063741 · tm2316528-4_4seq1.xml · derivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2030-05-19 F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024. Read SEC document |
| May 05, 2023 Filed May 9, 2023 22:15 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 857 | $1.69 | $1,448.33 |
DisclosureSEC source: 0001828536-23-000075 · wf-form4_168367053683688.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,546 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| April 06, 2023 Filed Apr 7, 2023 20:59 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 859 | $2.14 | $1,838.26 |
DisclosureSEC source: 0001104659-23-043181 · tm2312138-4_4seq1.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 798,403 F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:47 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 35,862 | $3.34 | $119,779.08 |
DisclosureSEC source: 0001104659-23-038366 · tm2310909-7_4seq1.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 799,263 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 7,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · derivative · entry 4 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 715,395 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 1,046 | $4.24 | $4,435.04 |
DisclosureSEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 3 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835,125 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 1,046 | $3.12 | $3,263.52 |
DisclosureSEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 2 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,171 Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 23:12 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 7,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-026854 · tm237880-1_4seq1.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 837,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 715,395 restricted stock units ("RSUs") previously reported in Table II. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:45 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionRestricted Stock Unit · Derivative | 151,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · derivative · entry 3 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,639 Underlying: Common Stock · 151,699 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:45 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Tax withholdingCommon Stock | 36,935 | $3.78 | $139,614.30 |
DisclosureSEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · nonDerivative · entry 2 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,764 Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 22:45 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | Exercise / conversionCommon Stock | 151,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001828536-23-000011 · wf-form4_167529149098137.xml · nonDerivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:56 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 129,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-128732 · tm2233149-7_4seq1.xml · derivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,814 Underlying: Common Stock · 129,814 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 22:40 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Unit · Derivative | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-085327 · tm2222414-9_4seq1.xml · derivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 Underlying: Common Stock · 575,000 shares Expires not disclosed F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two. Read SEC document |
| February 11, 2022 Filed Feb 16, 2022 01:25 UTC | Energy Vault Holdings, Inc. NRGV · Entity 5363 | GrantRestricted Stock Units · Derivative | 169,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-024000 · tm225795-28_4seq1.xml · derivative · entry 1 Wiese Christopher · CIK 0001908958 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,337 Underlying: Common Stock · 169,337 shares Expires not disclosed F1 · security: In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"). F2 · derivative.exercise_price: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 25,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.exercise_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 25,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. F2 · derivative.expiration_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 25,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on April 30, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.