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ALEXANDER LAURENCE

Disclosed activity across 1 company

Tapewire entity
87644
SEC CIK
0001418236

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Energy Vault Holdings, Inc.NRGV · Entity 5363Chief Marketing OfficerSeptember 09, 2024September 10, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Energy Vault Holdings, Inc.

Report date September 09, 2024 · Filed September 10, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,189,336 Reported balance After 2024-09-09 transaction · row 1
1 source row

Row 1 · 2024-09-09 · Sale · Disposed 24,208 · Balance 1,189,336

F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 09, 2024 Filed Sep 10, 2024 16:09 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 24,208 $0.83 $20,020.02
Disclosure

SEC source: 0001828536-24-000171 · wk-form4_1725998976.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189,336

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
August 09, 2024 Filed Aug 13, 2024 16:18 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 6,113 $0.85 $5,177.71
Disclosure

SEC source: 0001828536-24-000152 · wk-form4_1723580306.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,213,544

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 16:10 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 22,316 $1.16 $25,975.82
Disclosure

SEC source: 0001828536-24-000129 · wk-form4_1718136596.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,219,657

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 03, 2024 Filed May 6, 2024 21:21 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 5,150 $1.25 $6,442.65
Disclosure

SEC source: 0001828536-24-000091 · wk-form4_1715044861.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,241,973

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 19, 2024 Filed Mar 20, 2024 18:38 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 20,385 $1.64 $33,329.48
Disclosure

SEC source: 0001828536-24-000049 · wk-form4_1710974296.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,123

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
March 06, 2024 Filed May 3, 2024 16:01 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantCommon Stock 350,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056960 · tm2413481-1_4seq1.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,247,123

F1 · shares: Represents an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs will vest as to 33.2% of the underlying shares on March 31, 2025, and as to the remaining of the underlying shares in eight substantially similar quarterly installments thereafter.

F2 · balance_after: Represents the amount beneficially owned as of the date of this filing.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 16:18 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 4,804 $1.61 $7,710.42
Disclosure

SEC source: 0001828536-24-000016 · wk-form4_1707513486.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,508

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 16:17 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 19,245 $2.37 $45,610.65
Disclosure

SEC source: 0001828536-23-000204 · wk-form4_1702415854.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 922,312

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 16:28 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 SaleCommon Stock 14,684 $2.76 $40,542.52
Disclosure

SEC source: 0001828536-23-000190 · wk-form4_1700256505.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 941,557

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 11, 2023 Filed Sep 13, 2023 16:10 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 19,828 $3.19 $63,251.32
Disclosure

SEC source: 0001828536-23-000148 · wk-form4_1694635797.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 956,241

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 17:19 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 19,827 $2.10 $41,636.70
Disclosure

SEC source: 0001828536-23-000106 · wk-form4_1686604759.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 976,069

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 19, 2023 Filed May 23, 2023 19:31 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantStock Option · Derivative 275,000 $0.00 Strike: $1.86 $0.00
Disclosure

SEC source: 0001104659-23-063737 · tm2316528-2_4seq1.xml · derivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2030-05-19

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments beginning on May 4, 2024.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionRestricted Stock Unit · Derivative 168,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · derivative · entry 3

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the Issuer.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Tax withholdingCommon Stock 79,312 $3.34 $264,902.08
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · nonDerivative · entry 2

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 995,896

Read SEC document
March 27, 2023 Filed Mar 29, 2023 16:40 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 Exercise / conversionCommon Stock 168,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-038356 · tm2310909-1_4seq1.xml · nonDerivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,075,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 906,458 restricted stock units ("RSUs") previously reported in Table II.

Read SEC document
December 16, 2022 Filed Dec 20, 2022 17:51 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantRestricted Stock Unit · Derivative 129,268 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-128728 · tm2233149-4_4seq1.xml · derivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,268

Underlying: Common Stock · 129,268 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 18:21 UTC Energy Vault Holdings, Inc. NRGV · Entity 5363 GrantRestricted Stock Unit · Derivative 675,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-085315 · tm2222414-1_4seq1.xml · derivative · entry 1

ALEXANDER LAURENCE · CIK 0001418236 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Common Stock · 675,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.