Jung John G

SEC source: 0001828536-23-000173 · wk-form4_1697227297.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,012,090

F1 · acquired: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001828536-23-000154 · wk-form4_1694636410.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,019,085

F1 · acquired: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001828536-23-000140 · wk-form4_1691698268.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,007

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001828536-23-000127 · wk-form4_1689107213.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,044,005

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001828536-23-000109 · wk-form4_1686604944.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,884

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001828536-23-000074 · wf-form4_168367045601311.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,061,383

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001104659-23-043177 · tm2312138-2_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,264

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

SEC source: 0001104659-23-038361 · tm2310909-3_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,071,142

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · derivative · entry 4

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: The Reporting Person was granted RSUs, which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 969,778 restricted stock units ("RSUs") previously reported in Table II.

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 3

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106,506

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 2

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,262

SEC source: 0001104659-23-026856 · tm237880-2_4seq1.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person has reported prior awards of restricted stock units in Table II of Form 4. As of the date of this filing, the total reported in Column 5 includes an aggregate of 969,778 restricted stock units ("RSUs") previously reported in Table II.

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · derivative · entry 3

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,903

Underlying: Common Stock · 183,447 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. These shares are being issued in respect of the settlement of equity awards under the Company's equity benefit plans. The RSUs vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · nonDerivative · entry 2

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,012

SEC source: 0001828536-23-000010 · wf-form4_167529147448875.xml · nonDerivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-22-128725 · tm2233149-2_4seq1.xml · derivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,450

Underlying: Common Stock · 151,450 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.exercise_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

F1 · derivative.expiration_date: The Reporting Person was granted Restricted Stock Units ("RSU") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs vest (subject to the Reporting Person's continued service to the Company or its subsidiaries through the applicable vesting date) as to 33.2% on October 31, 2023 and as to 8.35% upon completion of each three-month period thereafter, such that the RSUs will be fully vested on October 31, 2025, provided that any RSU which would be fractionally vested shall be accumulated and shall vest on the first vesting date upon which a whole RSU has accumulated.

SEC source: 0001104659-22-085321 · tm2222414-5_4seq1.xml · derivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,650

Underlying: Common Stock · 352,650 shares

Expires not disclosed

F1 · derivative.exercise_price: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.exercise_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

F1 · derivative.expiration_date: Reporting Person was granted Restricted Stock Units ("RSUs") which represent a contingent right to receive one share of Common Stock for each RSU. The RSUs were approved on July 3, 2022 with a grant date to be the date that the issuer filed its Registration Statement on Form S-8 to register issuances under its 2022 Equity Incentive Plan, which registration statement was filed on July 29, 2022. The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a four year period. 25% of the RSUs will vest on February 28, 2023 and 6.25% of the RSUs shall vest each quarter thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are payable in cash, stock or a combination of the two.

SEC source: 0001104659-22-023995 · tm225795-23_4seq1.xml · derivative · entry 1

Jung John G · CIK 0001911137 · President of EVS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,350

Underlying: Common Stock · 677,350 shares

Expires not disclosed

F1 · security: In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger").

F2 · derivative.exercise_price: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 100,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.exercise_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 100,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.

F2 · derivative.expiration_date: In connection with the Merger, the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 100,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 25% of the RSUs on October 11, 2022, and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date.