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NRG

NRG ENERGY, INC.

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3216
SEC CIK
0001013871
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936

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202606
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2018 Filed Nov 5, 2018 22:07 UTC
Moser ChristopherExec Vice Pres, Operations
GrantCommon Stock, par value, $.01 per share 90 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012574 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,165

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,750 Dividend Equivalent Rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:07 UTC
Gutierrez MauricioDirector · President & Chief Exec Officer
GrantCommon Stock, par value, $.01 per share 679 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012573 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,934

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 14,695 dividend equivalent rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:05 UTC GrantCommon Stock, par value, $.01 per share 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012570 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,262

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 95 dividend equivalent rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:04 UTC GrantCommon Stock, par value, $.01 per share 30 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012569 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,516

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,396 dividend equivalent rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:04 UTC
Cox HeatherDirector
GrantCommon Stock, par value, $.01 per share 7 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012568 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 19 Dividend Equivalent Rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:02 UTC GrantCommon Stock, par value, $.01 per share 40 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012566 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,961

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,862 dividend equivalent rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:03 UTC GrantCommon Stock, par value, $.01 per share 38 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012567 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,981

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,115 dividend equivalent rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:59 UTC GrantCommon Stock, par value, $.01 per share 7 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012564 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,088

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 19 Dividend Equivalent Rights.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 21:59 UTC GrantCommon Stock, par value, $.01 per share 28 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-012563 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,398

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,437 dividend equivalent rights.

Read SEC document
September 13, 2018 Filed Sep 15, 2018 00:55 UTC
Killinger Elizabeth REVP & President, NRG Retail
GiftCommon Stock, par value $.01 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011455 · edgar.xml · nonDerivative · entry 2

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,725

Read SEC document
September 13, 2018 Filed Sep 15, 2018 00:55 UTC
Killinger Elizabeth REVP & President, NRG Retail
SaleCommon Stock, par value $.01 per share 24,600 $35.84 $881,664.00
Disclosure

SEC source: 0001179110-18-011455 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,125

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:40 UTC
Moser ChristopherExec Vice Pres, Operations
SaleCommon Stock, par value $.01 per share 43,975 $35.11 $1,543,962.25
Disclosure

SEC source: 0001179110-18-011345 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,075

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.81 to $35.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 00:57 UTC
Moser ChristopherExec Vice Pres, Operations
Exercise / conversionNon-Qualified Stock Options · Derivative 4,600 $0.00 Strike: $23.87 $0.00
Disclosure

SEC source: 0001179110-18-011264 · edgar.xml · derivative · entry 5

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par Value $.01 per share · 4,600 shares

Expires 2020-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on January 4, 2011, 33 1/3% on January 4, 2012 and 33 1/3% on January 4, 2013.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 00:57 UTC
Moser ChristopherExec Vice Pres, Operations
Exercise / conversionNon-Qualified Stock Options · Derivative 10,600 $0.00 Strike: $20.86 $0.00
Disclosure

SEC source: 0001179110-18-011264 · edgar.xml · derivative · entry 4

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,100

Underlying: Common Stock, par value $.01 per share · 10,600 shares

Expires 2020-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the Grant Agreement by and between NRG Energy, Inc. and the reporting person, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on October 15, 2011, 33 1/3% on October 15, 2012 and 33 1/3% on October 15, 2013.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 00:57 UTC
Moser ChristopherExec Vice Pres, Operations
SaleCommon Stock, par value $.01 per share 15,200 $35.14 $534,128.00
Disclosure

SEC source: 0001179110-18-011264 · edgar.xml · nonDerivative · entry 3

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,050

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.05 to $35.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 00:57 UTC
Moser ChristopherExec Vice Pres, Operations
Exercise / conversionCommon Stock, par value $.01 per share 4,600 $23.87 $109,802.00
Disclosure

SEC source: 0001179110-18-011264 · edgar.xml · nonDerivative · entry 2

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2018 Filed Sep 11, 2018 00:57 UTC
Moser ChristopherExec Vice Pres, Operations
Exercise / conversionCommon Stock, par value $.01 per share 10,600 $20.86 $221,116.00
Disclosure

SEC source: 0001179110-18-011264 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:10 UTC
Callen DavidSVP, Chief Accounting Offficer
SaleCommon Stock, par value $.01 per share 5,380 $33.21 $178,649.36
Disclosure

SEC source: 0001179110-18-010341 · edgar.xml · nonDerivative · entry 2

Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,379

F2 · price: This transaction was executed in multiple trades at prices ranging from $33.20 to $33.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:10 UTC
Callen DavidSVP, Chief Accounting Offficer
SaleCommon Stock, par value, $.01 per share 3,820 $33.23 $126,920.26
Disclosure

SEC source: 0001179110-18-010341 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,759

F1 · price: This transaction was executed in multiple trades at prices ranging from $33.20 to $33.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:06 UTC GrantCommon Stock, par value, $.01 per share 44 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010247 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,943

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,077 dividend equivalent rights.

F3 · balance_after: This total reflects an adjustment for a clerical error wherein the number of dividend equivalent rights was inadvertently overstated by 10.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:58 UTC GrantCommon Stock, par value $.01 per share 21 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010238 · edgar.xml · nonDerivative · entry 1

Wilder John C Jr · CIK 0001629304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 87 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:58 UTC
Curci BrianGeneral Counsel & Corp Sec
GrantCommon Stock, par value, $.01 per share 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010237 · edgar.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,114

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 238 Dividend Equivalent Rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 1 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:56 UTC GrantCommon Stock, par value, $.01 per share 187 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010236 · edgar.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,061

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 3,146 Dividend Equivalent Rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 1 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:56 UTC
Callen DavidSVP,Chief Accounting Offficer
GrantCommon Stock, par value, $.01 per share 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010235 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP,Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,579

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,277 Dividend Equivalent Rights.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:55 UTC
Killinger Elizabeth REVP & President, NRG Retail
GrantCommon Stock, par value, $.01 per share 155 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010234 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,725

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,736 Dividend Equivalent Rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:54 UTC
Moser ChristopherExec Vice Pres, Operations
GrantCommon Stock, par value, $.01 per share 104 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010233 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,050

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,660 Dividend Equivalent Rights.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:53 UTC GrantCommon Stock, par value, $.01 per share 5 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010232 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,258

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares resulting in the Reporting Person holding 91 shares in the aggregate

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:51 UTC GrantCommon Stock, par value, $.01 per share 35 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010230 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,486

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,366 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:52 UTC GrantCommon Stock, par value, $.01 per share 46 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010231 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,921

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,822 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:48 UTC
Cox HeatherDirector
GrantCommon Stock, par value, $.01 per share 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010229 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 12 Dividend Equivalent Rights.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:40 UTC GrantCommon Stock, par value, $.01 per share 8 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010227 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,081

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 12 Dividend Equivalent Rights.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:40 UTC GrantCommon Stock, par value, $.01 per share 32 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010225 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,370

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,409 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 3 DERs as a result of rounding fractional shares.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 16:11 UTC
Gutierrez MauricioDirector · President & Chief Exec Officer
GrantCommon Stock, par value, $.01 per share 789 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-010213 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,255

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 14,016 dividend equivalent rights.

F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 1 DERs as a result of rounding fractional shares.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:04 UTC GrantCommon Stock, par value $.01 per share 7,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008104 · edgar.xml · nonDerivative · entry 1

Wilder John C Jr · CIK 0001629304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,617

F1 · shares: Represents 7,874 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:04 UTC GrantCommon Stock, par value, $.01 per share 4,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008106 · edgar.xml · nonDerivative · entry 1

Schaumburg Anne C · CIK 0001322455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,335

F1 · shares: Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,374 dividend equivalent rights.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:03 UTC GrantCommon Stock, par value, $.01 per share 4,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008102 · edgar.xml · nonDerivative · entry 1

Carter Matthew Jr · CIK 0001481169 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

F1 · shares: Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 4 dividend equivalent rights.

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June 01, 2018 Filed Jun 5, 2018 21:02 UTC
Cox HeatherDirector
GrantCommon Stock, par value, $.01 per share 4,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008101 · edgar.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,073

F1 · shares: Represents 4,925 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns on May 31, 2019.

F3 · balance_after: Includes 4 dividend equivalent rights.

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June 01, 2018 Filed Jun 5, 2018 21:02 UTC GrantCommon Stock, par value, $.01 per share 5,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008100 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,449

F1 · shares: Represents 5,220 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,328 dividend equivalent rights.

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June 01, 2018 Filed Jun 5, 2018 21:01 UTC GrantCommon Stock, par value, $.01 per share 7,874 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008097 · edgar.xml · nonDerivative · entry 1

COBEN LAWRENCE S · CIK 0001272898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,873

F1 · shares: Represents 7,874 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,774 dividend equivalent rights.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:01 UTC GrantCommon Stock, par value, $.01 per share 5,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008095 · edgar.xml · nonDerivative · entry 1

DALLAS TERRY G · CIK 0001184731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

F1 · shares: Represents 5,220 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,032 dividend equivalent rights.

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June 01, 2018 Filed Jun 5, 2018 21:00 UTC GrantCommon Stock, par value, $.01 per share 5,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008094 · edgar.xml · nonDerivative · entry 1

Hantke William · CIK 0001354962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,253

F1 · shares: Represents 5,441 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2018, Mr. Hantke received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F3 · balance_after: Includes the conversion of 145 dividend equivalent rights ("DERs") in NRG common stock in connection with the vesting of Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan resulting in the Reporting Person holding 84 DERs in the aggregate.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:00 UTC
HOBBY PAUL WDirector
GrantCommon Stock, par value $.01 per share 5,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008093 · edgar.xml · nonDerivative · entry 1

HOBBY PAUL W · CIK 0001092063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,295

F1 · shares: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2018. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2018, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Hobby was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2018. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2018, Mr. Hobby received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:59 UTC GrantCommon Stock, par value $.01 per share 5,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-008091 · edgar.xml · nonDerivative · entry 1

WEIDEMEYER THOMAS H · CIK 0001227740 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,798

F1 · shares: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2018. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2018, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

F1 · price: Mr. Weidemeyer was issued Deferred Stock Units by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan on June 1, 2018. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2018, Mr. Weidemeyer received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit he was issued on that same date.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:06 UTC
Moser ChristopherExec Vice Pres, Operations
GrantCommon Stock, par value, $.01 per share 108 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006157 · edgar.xml · nonDerivative · entry 1

Moser Christopher · CIK 0001726304 · Exec Vice Pres, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,946

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,556 dividend equivalent rights.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:06 UTC
Killinger Elizabeth REVP & President, NRG Retail
GrantCommon Stock, par value, $.01 per share 162 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006156 · edgar.xml · nonDerivative · entry 1

Killinger Elizabeth R · CIK 0001662519 · EVP & President, NRG Retail

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,568

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,581 dividend equivalent rights.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:06 UTC
Callen DavidSVP, Chief Accounting Offficer
GrantCommon Stock, par value, $.01 per share 74 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006155 · edgar.xml · nonDerivative · entry 1

Callen David · CIK 0001636160 · SVP, Chief Accounting Offficer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,508

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,206 dividend equivalent rights.

F3 · balance_after: Includes 414 shares of common stock acquired pursuant to a dividend reinvestment feature in a brokerage account.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:05 UTC
Gutierrez MauricioDirector · President & Chief Exec Officer
GrantCommon Stock, par value, $.01 per share 820 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006154 · edgar.xml · nonDerivative · entry 1

Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,465

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 13,229 dividend equivalent rights.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:05 UTC GrantCommon Stock, par value, $.01 per share 195 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006153 · edgar.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,873

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 2,959 dividend equivalent rights.

F3 · balance_after: Includes 70 shares of common stock acquired pursuant to a dividend reinvestment feature in a brokerage account.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:04 UTC
Curci BrianGeneral Counsel & Corp Sec
GrantCommon Stock, par value, $.01 per share 24 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006152 · edgar.xml · nonDerivative · entry 1

Curci Brian · CIK 0001734640 · General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,090

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's restricted stock units, market stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units, market stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 215 dividend equivalent rights.

Read SEC document
May 01, 2018 Filed May 3, 2018 20:04 UTC GrantCommon Stock, par value, $.01 per share 31 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-006151 · edgar.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,229

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock

F2 · balance_after: Includes 1,328 Dividend Equivalent Rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.