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person · Reporting owner

Cox Heather

Disclosed activity across 4 companies

Tapewire entity
26364
SEC CIK
0001734706

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
American Bitcoin Corp.GRYP · Entity 5010DirectorJanuary 13, 2025January 15, 2025
Atlantic Union Bankshares CorpAUB · Entity 3827DirectorJuly 03, 2023July 03, 2023
NRG ENERGY, INC.NRG · Entity 3216DirectorAugust 03, 2026August 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Bitcoin Corp.

Report date January 13, 2025 · Filed January 15, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,928 Reported balance After 2025-01-13 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2025-01-13 · Purchase · Acquired 96,824 · Balance 138,928

Common StockSEC Table I · non-derivativeDirect306,185 Reported balance Holding disclosure · report date 2025-01-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 306,185

F1: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

Warrant to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2035-01-13Direct96,824 Reported balance After 2025-01-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-01-13 · Purchase · Acquired 96,824 · Balance 96,824

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

Atlantic Union Bankshares Corp

Report date July 03, 2023 · Filed July 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,395.0748 Reported balance After 2023-07-03 transaction · row 1
1 source row

Row 1 · 2023-07-03 · Grant · Acquired 578 · Balance 2,395.0748

F1: Direct issue from Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Direct issue from Issuer.

NRG ENERGY, INC.

Report date August 03, 2026 · Filed August 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect43,679 Reported balance After 2026-08-03 transaction · row 1
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 68 · Balance 43,679

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,813 dividend equivalent rights.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,813 dividend equivalent rights.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

HUMANA INC

Report date June 01, 2022 · Filed June 01, 2022

Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Humana CommonSEC Table I · non-derivativeDirect6,014 Reported balance Holding disclosure · report date 2022-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,014

Humana CommonSEC Table I · non-derivativeIndirectSee Footnote380 Reported balance Holding disclosure · report date 2022-06-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 380

F10: Shares owned by spouse in an Individual Retirement Account.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $332.68 · Expires 2025-09-01Direct10,155 Reported balance Holding disclosure · report date 2022-06-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 10,155

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $307.97 · Expires 2026-02-25Direct5,388 Reported balance Holding disclosure · report date 2022-06-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 5,388

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $350.79 · Expires 2027-02-24Direct5,372 Reported balance Holding disclosure · report date 2022-06-01 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 5,372

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $376.61 · Expires 2028-02-22Direct4,057 Reported balance Holding disclosure · report date 2022-06-01 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 4,057

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $425.06 · Expires 2029-02-21Direct2,877 Reported balance Holding disclosure · report date 2022-06-01 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,877

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect357 Reported balance Holding disclosure · report date 2022-06-01 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 357

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect658 Reported balance Holding disclosure · report date 2022-06-01 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 658

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect794 Reported balance Holding disclosure · report date 2022-06-01 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 794

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

Filing footnotes · ownership attribution and instrument terms

F1: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 9/1/2018, vesting in three increments from 9/1/19 to 9/1/21.

F2: Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive & Non-Qualified stock options granted to reporting person on 2/25/2019, vesting in three increments from 2/25/20 to 2/25/22.

F3: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.

F4: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.

F5: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F6: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F10: Shares owned by spouse in an Individual Retirement Account.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 03, 2026 Filed Aug 5, 2026 22:01 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 68 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-006984 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,679

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,813 dividend equivalent rights.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 22:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 1,422 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-005780 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,611

F1 · shares: Represents 1,422 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Long-Term Incentive Plan. Each Deferred Stock Unit was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On June 1, 2026, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each Deferred Stock Unit they were issued on that same date.

F2 · balance_after: Includes 1,745 Dividend Equivalent Rights.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:03 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 79 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-055609 · tm2613540-6_4seq1.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,189

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,491 dividend equivalent rights.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 02:17 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 81 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-010492 · tm265291-1_4seq1.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,110

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,412 dividend equivalent rights.

Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:49 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 64 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-107248 · tm2530423-10_4seq1.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,029

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 2 securities beneficially owned following the reported transaction as a result of fractional rounding. Includes 2,331 dividend equivalent rights.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 66 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-007049 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,963

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,265 dividend equivalent rights

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:18 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 1,149 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005688 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,897

F1 · shares: Represents 1,149 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 2,199 Dividend Equivalent Rights.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:12 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 93 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004701 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,748

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,199 dividend equivalent rights.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:55 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 103 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-001268 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,655

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,106 dividend equivalent rights.

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:27 UTC American Bitcoin Corp. GRYP · Entity 5010 PurchaseWarrant to Purchase Common Stock · Derivative 96,824 $0.13 Strike: $1.50 $12,103.00
Disclosure

SEC source: 0001213900-25-003858 · ownership.xml · derivative · entry 3

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,824

Underlying: Common Stock · 96,824 shares

Expires 2035-01-13

Read SEC document
January 13, 2025 Filed Jan 15, 2025 21:27 UTC American Bitcoin Corp. GRYP · Entity 5010 PurchaseCommon Stock 96,824 $0.39 $37,761.36
Disclosure

SEC source: 0001213900-25-003858 · ownership.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,928

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:53 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 112 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009654 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,552

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 2 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 2003 dividend equivalent rights.

Read SEC document
October 31, 2024 Filed Nov 5, 2024 00:13 UTC American Bitcoin Corp. GRYP · Entity 5010 GrantCommon Stock 264,080 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-094266 · ownership.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,185

F1 · balance_after: Represents shares of Common Stock of the issuer issuable upon settlement of Restricted Stock Units, subject to vesting conditions.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 21:06 UTC American Bitcoin Corp. GRYP · Entity 5010 GrantCommon Stock 14,035 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-073415 · ownership.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,104

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:43 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 132 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007857 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,437

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,890 dividend equivalent rights.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 22:20 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 2,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006619 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,305

F1 · shares: Represents 2,334 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,758 dividend equivalent rights.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:36 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 150 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005573 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,971

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,601 dividend equivalent rights.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 202 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001585 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,821

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,450 dividend equivalent rights.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:04 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 229 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009956 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,619

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,248 dividend equivalent rights.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 21:04 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 264 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-007969 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,390

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 2,018 dividend equivalent rights.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 20:38 UTC Atlantic Union Bankshares Corp AUB · Entity 3827 GrantCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010578 · form4-07032023_080718.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,395.0748

F1 · shares: Direct issue from Issuer.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 21:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 5,834 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-006568 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,126

F1 · shares: Represents 5,834 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 1,754 dividend equivalent rights.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:52 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 226 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-005366 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,292

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,754 dividend equivalent rights.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:10 UTC Atlantic Union Bankshares Corp AUB · Entity 3827 GrantCommon Stock 428 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005998 · form4-04042023_080409.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,817.0748

F1 · shares: Direct issue from Issuer.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:47 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 220 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001292 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,066

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 1,528 dividend equivalent rights.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 19:37 UTC Atlantic Union Bankshares Corp AUB · Entity 3827 GrantCommon Stock 427 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-000241 · form4-01042023_070114.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,389.0748

F1 · shares: Direct issue from Issuer.

F2 · balance_after: Includes additional shares acquired through dividend reinvestment since the reporting person's last Form 4.

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December 16, 2022 Filed Dec 16, 2022 17:29 UTC NRG ENERGY, INC. NRG · Entity 3216 PurchaseCommon Stock, par value $.01 per share 1,571 $31.32 $49,203.72
Disclosure

SEC source: 0001225208-22-012863 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,846

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November 01, 2022 Filed Nov 3, 2022 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 159 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-011358 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Reflects a de minimus adjustment of 1 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 1,308 dividend equivalent rights.

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October 03, 2022 Filed Oct 5, 2022 19:04 UTC Atlantic Union Bankshares Corp AUB · Entity 3827 GrantCommon Stock 658 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-010338 · form4-10052022_121047.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

F1 · shares: Direct issue from Issuer.

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September 08, 2022 Filed Sep 12, 2022 16:14 UTC Atlantic Union Bankshares Corp AUB · Entity 3827 PurchaseCommon Stock 300 $33.46 $10,037.43
Disclosure

SEC source: 0001415889-22-009521 · form4-09122022_090921.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

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August 01, 2022 Filed Aug 3, 2022 21:29 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 184 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-009243 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,115

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 1,146 dividend equivalent rights.

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June 01, 2022 Filed Jun 3, 2022 20:35 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 4,155 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007705 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,931

F1 · shares: Represents 4,155 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit she owns upon termination of her service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 964 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 2 as a result of fractional rounding.

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May 02, 2022 Filed May 4, 2022 21:54 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 147 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006504 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,770

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 962 dividend equivalent rights.

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February 25, 2022 Filed Mar 1, 2022 21:21 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 1,217 $428.27 $521,204.59
Disclosure

SEC source: 0001062993-22-006109 · form4.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,014

F12 · shares: Disposition reported represents shares withheld for payment of tax liability associated with vesting of Performance Stock Units on 2/25/22.

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February 25, 2022 Filed Mar 1, 2022 21:21 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 3,967 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006109 · form4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: Performance Stock Units vested on 2/25/22, not required to be reported until vest.

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February 21, 2022 Filed Feb 23, 2022 22:50 UTC HUMANA INC HUM · Entity 1429 GrantRestricted Stock Units · Derivative 794 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005399 · form4.xml · derivative · entry 10

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794

Underlying: Humana Common · 794 shares

Expires not disclosed

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.

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February 21, 2022 Filed Feb 23, 2022 22:50 UTC HUMANA INC HUM · Entity 1429 GrantOptions · Derivative 2,877 $0.00 Strike: $425.06 $0.00
Disclosure

SEC source: 0001062993-22-005399 · form4.xml · derivative · entry 7

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,877

Underlying: Humana Common · 2,877 shares

Expires 2029-02-21

F5 · security: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

F5 · derivative.exercise_date: Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.

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February 01, 2022 Filed Feb 3, 2022 21:49 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 138 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001430 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,623

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 815 dividend equivalent rights.

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December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 14

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 658

Underlying: Humana Common · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F9 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

F9 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.

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December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 13

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Underlying: Humana Common · 356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F6 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F8 · derivative.exercise_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

F8 · derivative.expiration_date: Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.

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December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 406 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · derivative · entry 12

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 2/25/2019, 33% of the award is vesting on 12/15/2019, 12/15/2020 and 12/15/2021.

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December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 130 $459.85 $59,780.50
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 6

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 328 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 5

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 141 $459.85 $64,838.85
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 4

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 356 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 3

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 160 $459.85 $73,576.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851

Read SEC document
December 15, 2021 Filed Dec 17, 2021 15:54 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionHumana Common 406 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-013075 · form4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 122 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-013552 · doc4.xml · nonDerivative · entry 1

Cox Heather · CIK 0001734706 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,485

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.

F2 · balance_after: Includes 677 dividend equivalent rights.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 12:22 UTC HUMANA INC HUM · Entity 1429 Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0000049071-21-000118 · edgar.xml · derivative · entry 8

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Humana Common · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F5 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F7 · derivative.exercise_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

F7 · derivative.expiration_date: Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021.

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September 01, 2021 Filed Sep 3, 2021 12:22 UTC HUMANA INC HUM · Entity 1429 Tax withholdingHumana Common 184 $403.05 $74,161.20
Disclosure

SEC source: 0000049071-21-000118 · edgar.xml · nonDerivative · entry 2

Cox Heather · CIK 0001734706 · Chief Dig Health & Analyt Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.