Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONSOLIDATED EDISON INCED · Entity 3081 | SVP & CFO | July 08, 2026 | July 09, 2026 |
| Evergy, Inc.EVRG · Entity 3282 | EVP - Chief Financial Officer | March 01, 2024 | March 05, 2024 |
| NRG ENERGY, INC.NRG · Entity 3216 | Exec VP & Chief Financial Offi | February 01, 2021 | February 03, 2021 |
| RPM INTERNATIONAL INC/DE/RPM · Entity 3418 | Director | October 31, 2024 | November 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONSOLIDATED EDISON INC
Report date July 08, 2026 · Filed July 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,616 |
Reported balance
After 2026-07-08 transaction · row 1
1 source rowRow 1 · 2026-07-08 · Tax withholding · Disposed 8,524 · Balance 33,616 F1: Represents shares withheld for taxes on the vesting of 16,795 restricted stock units that converted to Common Stock on a one-to-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld for taxes on the vesting of 16,795 restricted stock units that converted to Common Stock on a one-to-one basis.
Evergy, Inc.
Report date March 01, 2024 · Filed March 05, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,494 |
Ending reported balance
After 2024-03-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-03-02 · Grant · Acquired 14,467 · Balance 69,333 F1: Award of common stock in settlement of performance share units. Row 2 · 2024-03-02 · Tax withholding · Disposed 6,157 · Balance 63,176 F2: Relinquished to Evergy, Inc. ("Evergy") for withholding taxes incident to settlement of performance share units on March 2, 2024. Row 3 · 2024-03-02 · Exercise / conversion · Acquired 7,411 · Balance 70,587 F3: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units). F4: Restricted stock units convert to stock on a one-for-one basis. Row 4 · 2024-03-02 · Tax withholding · Disposed 3,093 · Balance 67,494 F5: Relinquished to Evergy for withholding taxes incident to the vesting of restricted stock units on March 2, 2024. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28,149 |
Reported balance
After 2024-03-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-03-01 · Grant · Acquired 7,894 · Balance 28,149 F4: Restricted stock units convert to stock on a one-for-one basis. F6: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 20,738 |
Reported balance
After 2024-03-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-03-02 · Exercise / conversion · Disposed 7,411 · Balance 20,738 F4: Restricted stock units convert to stock on a one-for-one basis. F3: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units). F6: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock in settlement of performance share units.
F2: Relinquished to Evergy, Inc. ("Evergy") for withholding taxes incident to settlement of performance share units on March 2, 2024.
F3: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units).
F4: Restricted stock units convert to stock on a one-for-one basis.
F5: Relinquished to Evergy for withholding taxes incident to the vesting of restricted stock units on March 2, 2024.
F6: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027.
NRG ENERGY, INC.
Report date February 01, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 288,628 |
Reported balance
After 2021-02-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-01 · Grant · Acquired 192 · Balance 288,628 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2: Includes 639 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
F2: Includes 639 dividend equivalent rights.
RPM INTERNATIONAL INC/DE/
Report date October 31, 2024 · Filed November 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 11,155 |
Reported balance
After 2024-10-31 transaction · row 1
1 source rowRow 1 · 2024-10-31 · Tax withholding · Disposed 473 · Balance 11,155 F1: On October 31, 2024, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 31, 2024, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2026 Filed Jul 9, 2026 20:20 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | Tax withholdingCommon Stock | 8,524 | $112.09 | $955,455.16 |
DisclosureSEC source: 0001047862-26-000130 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,616 F1 · shares: Represents shares withheld for taxes on the vesting of 16,795 restricted stock units that converted to Common Stock on a one-to-one basis. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:06 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | GrantTime-Based Restricted Stock Units · Derivative | 5,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047862-26-000043 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock · 5,500 shares Expires 2028-12-31 F2 · derivative.exercise_price: Represents a grant of time-based restricted stock units under the LTIP scheduled to vest in full on December 31, 2028. Each time-based restricted stock unit is a contingent right to receive one share of Company common stock. F2 · price: Represents a grant of time-based restricted stock units under the LTIP scheduled to vest in full on December 31, 2028. Each time-based restricted stock unit is a contingent right to receive one share of Company common stock. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:06 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | GrantPerformance Units · Derivative | 12,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001047862-26-000043 · form4.xml · derivative · entry 1 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,900 Underlying: Common Stock · 12,900 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Performance Units granted under the Company's Long Term Incentive Plan (the "LTIP") scheduled to vest in 2029 upon the determination of the performance criteria by the Management Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · price: Represents a grant of Performance Units granted under the Company's Long Term Incentive Plan (the "LTIP") scheduled to vest in 2029 upon the determination of the performance criteria by the Management Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · derivative.exercise_date: Represents a grant of Performance Units granted under the Company's Long Term Incentive Plan (the "LTIP") scheduled to vest in 2029 upon the determination of the performance criteria by the Management Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · derivative.expiration_date: Represents a grant of Performance Units granted under the Company's Long Term Incentive Plan (the "LTIP") scheduled to vest in 2029 upon the determination of the performance criteria by the Management Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:15 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | Tax withholdingCommon Stock | 8,753 | $99.31 | $869,260.43 |
DisclosureSEC source: 0001062993-25-012688 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,140 F1 · shares: Represents shares withheld for taxes on the vesting of 17,303 restricted stock units that converted to Common Stock on a one-to-one basis. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:15 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | GrantTime-Based Restricted Stock Units · Derivative | 6,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-003150 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,300 Underlying: Common Stock · 6,300 shares Expires 2027-12-31 F2 · derivative.exercise_price: Represents a grant of time-based restricted stock units granted under the LTIP scheduled to vest in full on December 31, 2027. Each time-based restricted stock unit is a contingent right to receive one share of Company common stock. F2 · price: Represents a grant of time-based restricted stock units granted under the LTIP scheduled to vest in full on December 31, 2027. Each time-based restricted stock unit is a contingent right to receive one share of Company common stock. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:15 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | GrantPerformance Units · Derivative | 14,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-25-003150 · form4.xml · derivative · entry 1 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,600 Underlying: Common Stock · 14,600 shares Expires not disclosed F1 · derivative.exercise_price: Represents a grant of Performance Units granted under the LTIP scheduled to vest in 2028 upon the determination of the performance criteria by the Management, Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · price: Represents a grant of Performance Units granted under the LTIP scheduled to vest in 2028 upon the determination of the performance criteria by the Management, Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · derivative.exercise_date: Represents a grant of Performance Units granted under the LTIP scheduled to vest in 2028 upon the determination of the performance criteria by the Management, Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. F1 · derivative.expiration_date: Represents a grant of Performance Units granted under the LTIP scheduled to vest in 2028 upon the determination of the performance criteria by the Management, Development and Compensation Committee of the Board of Directors of the Company. Each Performance Unit is the economic equivalent of one share of Company common stock. The number of shares (or cash equivalents) ultimately received will be adjusted and determined based upon the achievement of the performance criteria. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 21:30 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 473 | $127.11 | $60,123.03 |
DisclosureSEC source: 0000950170-24-120750 · ownership.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,155 F1 · kind: On October 31, 2024, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| July 08, 2024 Filed Jul 9, 2024 20:35 UTC | CONSOLIDATED EDISON INC ED · Entity 3081 | GrantCommon Stock | 50,893 | $88.42 | $4,499,959.06 |
DisclosureSEC source: 0001062993-24-013588 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,893 F1 · shares: Represents an initial grant of time-based restricted stock units scheduled to vest in 34%, 33% and 33% installments on the first, second and third anniversaries of the date of grant, respectively. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 7,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · derivative · entry 6 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,738 Underlying: Common Stock · 7,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F3 · shares: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units). F6 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. F6 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. F3 · derivative.underlying_shares: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units). Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 3,093 | $49.12 | $151,928.16 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · nonDerivative · entry 4 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,494 F5 · shares: Relinquished to Evergy for withholding taxes incident to the vesting of restricted stock units on March 2, 2024. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 7,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · nonDerivative · entry 3 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reflects vesting of 6,606 restricted stock units (plus reinvested dividends related to those units). F4 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 6,157 | $49.12 | $302,431.84 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,176 F2 · shares: Relinquished to Evergy, Inc. ("Evergy") for withholding taxes incident to settlement of performance share units on March 2, 2024. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 14,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,333 F1 · shares: Award of common stock in settlement of performance share units. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:28 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 7,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008626 · form4.xml · derivative · entry 5 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,149 Underlying: Common Stock · 7,894 shares Expires not disclosed F4 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F6 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. F6 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, (ii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026, and (iii) 7,894 units (plus reinvested dividends related to those units) vest on March 1, 2027. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:05 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 18,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006710 · form4.xml · derivative · entry 3 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,255 Underlying: Common Stock · 18,096 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F4 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, (ii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, and (iii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026. F4 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, (ii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, and (iii) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026. F1 · derivative.underlying_shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F5 · balance_after: Includes 1,657 restricted stock units acquired through reinvestment of dividends, a portion of which is accounted for in the current transaction. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:05 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 6,666 | $50.26 | $335,033.16 |
DisclosureSEC source: 0001127602-24-006710 · form4.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,866 F3 · shares: Relinquished to the Company for withholding taxes incident to the vesting of restricted stock units on February 22, 2024. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 22:05 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 18,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-006710 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F2 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 447 | $91.27 | $40,797.69 |
DisclosureSEC source: 0001209191-23-054140 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,628 F1 · kind: On October 31, 2023, 1,700 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 447 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 04, 2023 Filed Oct 6, 2023 20:33 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-052313 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,075 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:36 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 6,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-008732 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,694 Underlying: Common Stock · 6,234 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F2 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (ii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, (iii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, and (iv) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026. F2 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (ii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, (iii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025, and (iv) 6,234 units (plus reinvested dividends related to those units) vest on March 1, 2026. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:26 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 17,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007065 · form4.xml · derivative · entry 3 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,460 Underlying: Common Stock · 17,314 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F4 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (ii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, and (iii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025. F4 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (ii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, and (iii) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025. F1 · derivative.underlying_shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F5 · balance_after: Includes 1,715 restricted stock units acquired through reinvestment of dividends. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:26 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 6,488 | $60.93 | $395,313.84 |
DisclosureSEC source: 0001127602-23-007065 · form4.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,436 F3 · shares: Relinquished to the Company for withholding taxes incident to the vesting of restricted stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:26 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 17,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007065 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F2 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:40 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 552 | $94.57 | $52,202.64 |
DisclosureSEC source: 0001209191-22-055326 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,275 F1 · kind: On October 31, 2022, 2,100 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 552 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 20:29 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053108 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,827 F1 · kind: Represents a grant of 1,900 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:09 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 5,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-008054 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,059 Underlying: Common Stock · 5,837 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F2 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (iii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, and (iv) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025. F2 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, (iii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024, and (iv) 5,837 (plus reinvested dividends related to those units) vest of March 1, 2025. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 23:01 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionRestricted Stock Units · Derivative | 16,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006379 · form4.xml · derivative · entry 3 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,222 Underlying: Common Stock · 16,692 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert to stock on a one-for-one basis. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F3 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, and (iii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024. F3 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, and (iii) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024. F1 · derivative.underlying_shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F4 · balance_after: Includes 483 restricted stock units acquired through reinvestment of dividends. Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 23:01 UTC | Evergy, Inc. EVRG · Entity 3282 | Tax withholdingCommon Stock | 6,173 | $60.98 | $376,429.54 |
DisclosureSEC source: 0001127602-22-006379 · form4.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,610 Read SEC document |
| February 22, 2022 Filed Feb 23, 2022 23:01 UTC | Evergy, Inc. EVRG · Entity 3282 | Exercise / conversionCommon Stock | 16,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006379 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects vesting of 16,130 restricted stock units (plus reinvested dividends related to those units). F2 · price: Restricted stock units convert to stock on a one-for-one basis. Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:36 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | Tax withholdingCommon Stock, $0.01 par value | 473 | $87.20 | $41,245.60 |
DisclosureSEC source: 0001209191-21-062417 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,927 F1 · kind: On October 29, 2021, 1,800 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Read SEC document |
| October 06, 2021 Filed Oct 12, 2021 20:21 UTC | RPM INTERNATIONAL INC/DE/ RPM · Entity 3418 | GrantCommon Stock, $0.01 par value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-060225 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,400 F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors. Read SEC document |
| September 23, 2021 Filed Sep 23, 2021 20:17 UTC | Evergy, Inc. EVRG · Entity 3282 | PurchaseCommon Stock | 7,875 | $63.67 | $501,391.80 |
DisclosureSEC source: 0001127602-21-025720 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,091 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $63.40 to $63.79, inclusive. The reporting person undertakes to provide to Evergy, Inc., any security holder of Evergy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 13:49 UTC | Evergy, Inc. EVRG · Entity 3282 | PurchaseCommon Stock | 10,000 | $53.48 | $534,779.00 |
DisclosureSEC source: 0001127602-21-009329 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,216 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $53.44 to $53.49, inclusive. The reporting person undertakes to provide to Evergy, Inc., any security holder of Evergy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:21 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 6,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-009125 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,996 Underlying: Common Stock · 6,606 shares Expires not disclosed F1 · derivative.exercise_price: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. F2 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2022, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (iii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, and (iv) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024. F2 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2022, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, (iii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024, and (iv) 6,606 (plus reinvested dividends related to those units) vest of March 2, 2024. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:11 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantRestricted Stock Units · Derivative | 48,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007671 · form4.xml · derivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,390 Underlying: Common Stock · 48,390 shares Expires not disclosed F1 · derivative.exercise_price: A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. F2 · derivative.exercise_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2022, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, and (iii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024. F2 · derivative.expiration_date: Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2022, (ii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2023, and (iii) 16,130 units (plus reinvested dividends related to those units) vest on February 22, 2024. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 192 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001581 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,628 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 639 dividend equivalent rights. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:31 UTC | Evergy, Inc. EVRG · Entity 3282 | GrantCommon Stock | 2,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-000988 · form4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,216 F1 · price: Shares received as partial retainer fee. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantRelative Performance Stock Units · Derivative | 19,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · derivative · entry 10 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,263 Underlying: Common Stock, par value $.01 per share · 19,263 shares Expires 2024-01-02 F13 · derivative.exercise_price: The Reporting Person was issued 19,263 Relative Performance Stock Units ("RPSUs") by NRG Energy, Inc. under the LTIP on January 2, 2021. The RPSUs will convert to shares of NRG Common Stockon January 2, 2024 only in the event the Company has achieved a certain level of total shareholder return ("TSR") relative to the Peer Group (defined below) over a three-year performance period. The numberof shares of Common Stock that the Reporting Person may receive is interpolated for TSR falling between Threshold, Target, and Maximum levels as described below. F14 · shares: Reporting Person will receive(i) a maximum of 38,526 shares of Common Stock if Company's TSR is ranked at or above the 75th percentile relative to a peer group of companies approved by the Company's Compensation Committee (the "Peer Group") for the performance period (the "Maximum"); (ii) 19,263 shares of Common Stock if Company's TSR is ranked at the 55th percentile relative to the Peer Group for the performance period (the "Target"); provided, however, if TSR is less than negative fifteen percent (-15%), the Company's TSR must be ranked at the 65th percentile relative to the Peer Group for the performance period to receive the Target award; or (iii) 4,815 shares of Common Stock if Company's TSR is ranked at the 25th percentile relative to the Peer Group for the performance period(the "Threshold"). The Reporting Person will not receive any shares of Common Stock if Company's TSR is below the 25th percentile relative to the Peer Group for the performance period. F15 · derivative.underlying_shares: The Maximum award that the Reporting Person will receive shall not exceed six (6) times the fair market value of the Target award, determined as of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionRelative Performance Stock Units · Derivative | 31,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · derivative · entry 9 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 31,884 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_price: The Reporting Person was issued 25,305 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 50,610 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 25,305 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 6,326 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person would not have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 31,884 shares. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionDividend Equivalent Rights · Derivative | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · derivative · entry 8 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 per share · 1,377 shares Expires 2021-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: In connection with the vesting of the RPSUs described above, an incremental 1,377 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 18,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 7 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,896 F11 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 18,997 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 6 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,893 F9 · price: On January 2, 2018, the Reporting Person was issued 15,427 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 5,153 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,663 shares of common stock to satisfy the grantee's tax withholding obligation. F10 · balance_after: In connection with the vesting of the RSUs described above, 222 DERs vested, resulting in the Reporting Person holding 447 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,930 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 5 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,556 F7 · price: On January 2, 2020, the Reporting Person was issued 12,102 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 4,029 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,930 shares of common stock to satisfy the grantee's tax withholding obligation. F8 · balance_after: In connection with the vesting of the RSUs described above, 145 DERs vested, resulting in the Reporting Person holding 669 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 4 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,486 F5 · price: On January 2, 2019, the Reporting Person was issued 11,962 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 3,983 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,906 shares of common stock to satisfy the grantee's tax withholding obligation. F6 · balance_after: In connection with the vesting of the RSUs described above, 156 DERs vested, resulting in the Reporting Person holding 814 dividend equivalent rights in the aggregate. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 1,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 3 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: In connection with the vesting of the RPSUs described above, an incremental 1,377 DERs vested. Dividend equivalent rights accrue on the Reporting Person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 12,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,015 F2 · shares: Represents Restricted Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan ("LTIP"). F3 · price: Each RSU is equivalent in value to one share of NRG's Common Stock, par value $.01 per share. The Reporting Person will receive from NRG one such share of Common Stock for each RSU that will vest ratably over a three year period beginning on the first anniversary of the date of grant. Read SEC document |
| January 02, 2021 Filed Jan 6, 2021 02:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | Exercise / conversionCommon Stock, par value $.01 per share | 31,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000408 · doc4.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was issued 25,305 RPSUs by NRG under the LTIP on January 2, 2018 that vested on January 2, 2021. On the vesting date the Reporting Person was entitled to receive a maximum of 50,610 shares of Common Stock if the company achieved 100% increase in total shareholder return since the grant date (the "Maximum"), 25,305 shares of Common Stock if there is no change in total shareholder return since the grant date (the "Target") or 6,326 shares of Common Stock if there is a 25% decrease in total shareholder return since the grant date (the "Threshold"). The Reporting Person wouldnot have received any shares of Common Stock if total shareholder return had decreased by more than 25% since the grant date. The number of shares that the Reporting Person could have received in interpolated for total shareholder return fall between Threshold, Target and Maximum levels. On January 2, 2021 the reporting person vested in 31,884 shares. Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 15,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001547 · doc4a.xml · nonDerivative · entry 4 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,436 F4 · price: The Reporting Person elected to satisfy their tax withholding obligation upon the exchange of common stock for RPSUs having a value on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 15,072 shares of common stock to satisfy the grantee's tax withholding obligation Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 2,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001547 · doc4a.xml · nonDerivative · entry 3 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,508 F3 · price: On January 2, 2018, the Reporting Person was issued 15,427 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalentin value to one share of NRG's common stock, par value $.01. On January 2, 2021 5,153 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 2,029 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
| January 02, 2021 Filed Feb 3, 2021 22:10 UTC Amendment | NRG ENERGY, INC. NRG · Entity 3216 | Tax withholdingCommon Stock, par value $.01 per share | 1,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001547 · doc4a.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · Exec VP & Chief Financial Offi 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,537 F2 · price: On January 2, 2020, the Reporting Person was issued 12,102 Restricted Stock Units ("RSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long Term Incentive Plan. Each RSU is equivalent in value to one share of NRG's common stock, par value $.01. On January 2, 2021 4,029 shares vested. The Reporting Person elected to satisfy their tax obligation upon the exchange of common stock for RSUs having avalue on the date of the exchange equal to the withholding obligation. This form reflects the surrender of 1,437 shares of common stock to satisfy the grantee's tax withholding obligation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.