Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXCO RESOURCES INCXCO · Entity 167238 | Director | May 31, 2017 | June 02, 2017 |
| NRG ENERGY, INC.NRG · Entity 3216 | Director | November 01, 2018 | November 05, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXCO RESOURCES INC
Report date May 31, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.93 · Expires 2022-05-31 | IndirectSee footnotes 2 and 3. | 75,268,818 |
Reported balance
After 2017-05-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-31 · Purchase · Acquired 75,268,818 · Balance 75,268,818 F1: The warrants being reported herein were received by Energy Strategic Advisory Services, LLC ("ESAS") in connection with its purchase from EXCO Resources, Inc. ("Issuer") of $70,000,000 principal amount of the Issuer's 8.0%/11.0% 1.5 Lien Senior Secured PIK Toggle Notes due 2022 pursuant to that certain Purchase Agreement dated March 15, 2017 by and among Issuer, the subsidiary guarantors named therein and certain purchasers named therein. The warrants were issued subject to approval by the Issuer's shareholders. Shareholder approval of the warrants was received on May 31, 2017. F2: ESAS is the registered owner of the warrants herein reported. ESAS is owned by Bluescape Energy Recapitalization and Restructuring Fund III LP (the "Fund"), and the Fund is directed by its general partner, Bluescape Energy Partners III GP LLC ("Bluescape"). Mr. Charles John Wilder, Jr. (the "Reporting Person") serves as the Sole Manager of Bluescape and has the power to direct the affairs of Bluescape. F3: The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these securities. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: The warrants being reported herein were received by Energy Strategic Advisory Services, LLC ("ESAS") in connection with its purchase from EXCO Resources, Inc. ("Issuer") of $70,000,000 principal amount of the Issuer's 8.0%/11.0% 1.5 Lien Senior Secured PIK Toggle Notes due 2022 pursuant to that certain Purchase Agreement dated March 15, 2017 by and among Issuer, the subsidiary guarantors named therein and certain purchasers named therein. The warrants were issued subject to approval by the Issuer's shareholders. Shareholder approval of the warrants was received on May 31, 2017.
F2: ESAS is the registered owner of the warrants herein reported. ESAS is owned by Bluescape Energy Recapitalization and Restructuring Fund III LP (the "Fund"), and the Fund is directed by its general partner, Bluescape Energy Partners III GP LLC ("Bluescape"). Mr. Charles John Wilder, Jr. (the "Reporting Person") serves as the Sole Manager of Bluescape and has the power to direct the affairs of Bluescape.
F3: The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these securities. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities.
NRG ENERGY, INC.
Report date November 01, 2018 · Filed November 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 30,658 |
Reported balance
After 2018-11-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-11-01 · Grant · Acquired 18 · Balance 30,658 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2: Includes 105 dividend equivalent rights. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 9,007,214 |
Reported balance
Holding disclosure · report date 2018-11-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,007,214 F3: Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC. F4: The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock.
F2: Includes 105 dividend equivalent rights.
F3: Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC.
F4: The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2018 Filed Nov 5, 2018 22:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 18 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-012572 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,658 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 105 dividend equivalent rights. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:58 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-010238 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,640 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 87 dividend equivalent rights. F3 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 2 DERs as a result of rounding fractional shares. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 21:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 7,874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-008104 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,617 F1 · shares: Represents 7,874 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 14 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006146 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,743 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 64 dividend equivalent rights. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001566 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,729 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 50 dividend equivalent rights. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:22 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 17 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013727 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,713 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 34 dividend equivalent rights. Read SEC document |
| August 01, 2017 Filed Aug 4, 2017 00:57 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 17 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011090 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,696 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 17 dividend equivalent rights. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:42 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 14,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008631 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,679 F1 · shares: Represents 14,619 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 16:04 UTC | EXCO RESOURCES INC XCO · Entity 167238 | PurchaseWarrants (right to buy) · Derivative | 75,268,818 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0000316300-17-000016 · edgar.xml · derivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes 2 and 3. Disclosed balance after: 75,268,818 Underlying: Common Stock · 75,268,818 shares Expires 2022-05-31 F1 · date: The warrants being reported herein were received by Energy Strategic Advisory Services, LLC ("ESAS") in connection with its purchase from EXCO Resources, Inc. ("Issuer") of $70,000,000 principal amount of the Issuer's 8.0%/11.0% 1.5 Lien Senior Secured PIK Toggle Notes due 2022 pursuant to that certain Purchase Agreement dated March 15, 2017 by and among Issuer, the subsidiary guarantors named therein and certain purchasers named therein. The warrants were issued subject to approval by the Issuer's shareholders. Shareholder approval of the warrants was received on May 31, 2017. F1 · kind: The warrants being reported herein were received by Energy Strategic Advisory Services, LLC ("ESAS") in connection with its purchase from EXCO Resources, Inc. ("Issuer") of $70,000,000 principal amount of the Issuer's 8.0%/11.0% 1.5 Lien Senior Secured PIK Toggle Notes due 2022 pursuant to that certain Purchase Agreement dated March 15, 2017 by and among Issuer, the subsidiary guarantors named therein and certain purchasers named therein. The warrants were issued subject to approval by the Issuer's shareholders. Shareholder approval of the warrants was received on May 31, 2017. F1 · price: The warrants being reported herein were received by Energy Strategic Advisory Services, LLC ("ESAS") in connection with its purchase from EXCO Resources, Inc. ("Issuer") of $70,000,000 principal amount of the Issuer's 8.0%/11.0% 1.5 Lien Senior Secured PIK Toggle Notes due 2022 pursuant to that certain Purchase Agreement dated March 15, 2017 by and among Issuer, the subsidiary guarantors named therein and certain purchasers named therein. The warrants were issued subject to approval by the Issuer's shareholders. Shareholder approval of the warrants was received on May 31, 2017. F2 · ownership.direct: ESAS is the registered owner of the warrants herein reported. ESAS is owned by Bluescape Energy Recapitalization and Restructuring Fund III LP (the "Fund"), and the Fund is directed by its general partner, Bluescape Energy Partners III GP LLC ("Bluescape"). Mr. Charles John Wilder, Jr. (the "Reporting Person") serves as the Sole Manager of Bluescape and has the power to direct the affairs of Bluescape. F3 · ownership.direct: The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that he is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of these securities. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest in such securities. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 01:14 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 457,300 | $17.72 | $8,103,218.81 |
DisclosureSEC source: 0001179110-17-004764 · edgar.xml · nonDerivative · entry 4 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Fottnotes Disclosed balance after: 9,007,214 F1 · ownership.nature: Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 01:14 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 600,000 | $17.38 | $10,430,700.00 |
DisclosureSEC source: 0001179110-17-004764 · edgar.xml · nonDerivative · entry 3 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,549,914 F1 · ownership.nature: Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2017 Filed Mar 17, 2017 01:14 UTC | NRG ENERGY, INC. NRG · Entity 3216 | PurchaseCommon Stock, par value $.01 per share | 142,700 | $17.02 | $2,429,039.40 |
DisclosureSEC source: 0001179110-17-004764 · edgar.xml · nonDerivative · entry 2 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 7,949,914 F1 · ownership.nature: Represents shares of common stock, $0.01 par value (the "Common Stock") of NRG Energy, Inc., directly beneficially owned by BEP Special Situations 2 LLC. The Reporting Person may be deemed to beneficially own such shares as he is the manager of Bluescape Resources GP Holdings LLC, which is acting as the manager of Bluescape Energy Partners III GP LLC, which is acting as the general partner of Bluescape Energy Recapitalization and Restructuring Fund III LP ("Main Fund"), and Main Fund is acting as a managing member of BEP Special Situations 2 LLC. F2 · ownership.nature: The Reporting Person disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2017 Filed Feb 16, 2017 02:16 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 8,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-002482 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,060 F1 · price: Mr. Wilder (the "Reporting Person") was issued Deferred Stock Units ("DSUs") by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan on February 13, 2017. Each DSU was equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. On February 13, 2017, the Reporting Person received from NRG Energy, Inc. one such share of Common Stock in exchange for each DSU he was issued on that same date. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 15:49 UTC | EXCO RESOURCES INC XCO · Entity 167238 | GrantCommon Stock, par value $0.001 per share | 142,610 | $0.00 | $0.00 |
DisclosureSEC source: 0000316300-16-000124 · edgar.xml · nonDerivative · entry 1 Wilder John C Jr · CIK 0001629304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,870 F1 · shares: Represents shares of restricted stock automatically issued to Mr. Wilder pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan. F1 · price: Represents shares of restricted stock automatically issued to Mr. Wilder pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on November 3, 2017. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.