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Stark Novus Financial Inc.

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7504
SEC CIK
0001759546
Parsed reports
181

Last 12 months

Inside the activity.

27 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202580
Dec 202520
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026160
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 5,000 $25.25 $126,250.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 14

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,717

Read SEC document
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 2,501 $25.04 $62,625.04
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 13

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,717

F1 · kind: This is the first of two late filings to report the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021 (see "Remarks"), pursuant to which the reporting person purchased an aggregate 100,976 shares of Issuer's Class A Common Stock and warrants as reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,976 shares with the reporting person's sale of 1,000 and 100,000 shares of the Issuer's Class A Common Stock at a price of $26.00 per share on February 3, 2021 and $25.21 per share on February 2, 2021, respectively. The reporting person has paid to the Issuer $414,409.00, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 250 $25.03 $6,257.50
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 12

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,216

F1 · kind: This is the first of two late filings to report the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021 (see "Remarks"), pursuant to which the reporting person purchased an aggregate 100,976 shares of Issuer's Class A Common Stock and warrants as reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,976 shares with the reporting person's sale of 1,000 and 100,000 shares of the Issuer's Class A Common Stock at a price of $26.00 per share on February 3, 2021 and $25.21 per share on February 2, 2021, respectively. The reporting person has paid to the Issuer $414,409.00, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 5,000 $25.45 $127,250.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 11

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,966

Read SEC document
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 10,000 $25.15 $251,500.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 10

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,966

F1 · kind: This is the first of two late filings to report the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021 (see "Remarks"), pursuant to which the reporting person purchased an aggregate 100,976 shares of Issuer's Class A Common Stock and warrants as reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,976 shares with the reporting person's sale of 1,000 and 100,000 shares of the Issuer's Class A Common Stock at a price of $26.00 per share on February 3, 2021 and $25.21 per share on February 2, 2021, respectively. The reporting person has paid to the Issuer $414,409.00, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
February 16, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 7,249 $25.05 $181,587.45
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 9

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,966

F1 · kind: This is the first of two late filings to report the transactions described herein that occurred on various dates from November 18, 2020 to April 15, 2021 (see "Remarks"), pursuant to which the reporting person purchased an aggregate 100,976 shares of Issuer's Class A Common Stock and warrants as reported herein that were matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 100,976 shares with the reporting person's sale of 1,000 and 100,000 shares of the Issuer's Class A Common Stock at a price of $26.00 per share on February 3, 2021 and $25.21 per share on February 2, 2021, respectively. The reporting person has paid to the Issuer $414,409.00, representing the full amount of the profit realized in connection with the short-swing transaction.

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 5,000 $27.45 $137,250.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 8

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 1,212 $27.35 $33,148.20
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 7

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,717

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 1,603 $27.34 $43,826.02
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 6

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,505

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 1,750 $27.33 $47,827.50
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 5

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,902

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 435 $27.32 $11,884.20
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 4

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,152

Read SEC document
February 12, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
PurchaseClass A Common Stock 5,000 $27.05 $135,250.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 3

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,717

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:34 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016903 · tm215396-12_4seq1.xml · derivative · entry 3

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:34 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016903 · tm215396-12_4seq1.xml · derivative · entry 2

Feldman Keith A. · CIK 0001705331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016870 · tm215396-15_4seq1.xml · derivative · entry 3

Kowitz Mickey W. · CIK 0001480708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016870 · tm215396-15_4seq1.xml · derivative · entry 2

Kowitz Mickey W. · CIK 0001480708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 20:52 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016879 · tm215396-18_4seq1.xml · derivative · entry 2

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 20:52 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016879 · tm215396-18_4seq1.xml · derivative · entry 1

BOYDSTON ANGELA STRAND · CIK 0001299164 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:13 UTC
Canepa Thomas VincentGeneral Counsel and Corp Sec
GrantEmployee Stock Option · Derivative 18,500 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016886 · tm215396-19_4seq1.xml · derivative · entry 2

Canepa Thomas Vincent · CIK 0001520723 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A Common Stock · 18,500 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:57 UTC
Rodriguez Julio C.Chief Financial Officer
GrantEmployee Stock Options · Derivative 18,500 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016920 · tm215396-16_4seq1.xml · derivative · entry 2

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A Common Stock · 18,500 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:31 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016902 · tm215396-13_4seq1.xml · derivative · entry 3

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:31 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016902 · tm215396-13_4seq1.xml · derivative · entry 2

Rucidlo Martin · CIK 0001654729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:45 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016911 · tm215396-7_4seq1.xml · derivative · entry 2

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:45 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016911 · tm215396-7_4seq1.xml · derivative · entry 1

Spencer Dale Gene · CIK 0001828074 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:43 UTC GrantEmployee Stock Options · Derivative 18,500 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016909 · tm215396-20_4seq1.xml · derivative · entry 2

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A Common Stock · 18,500 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 02:29 UTC
Flannery CaiminVP of Business Development
GrantEmployee Stock Options · Derivative 18,500 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016900 · tm215396-10_4seq1.xml · derivative · entry 1

Flannery Caimin · CIK 0001828254 · VP of Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A Common Stock · 18,500 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:48 UTC
Reiss JaneDirector
GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016877 · tm215396-11_4seq1.xml · derivative · entry 2

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:48 UTC
Reiss JaneDirector
GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016877 · tm215396-11_4seq1.xml · derivative · entry 1

Reiss Jane · CIK 0001827680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:45 UTC
Post DarrenVice President of Engineering
GrantEmployee Stock Option · Derivative 15,000 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016875 · tm215396-8_4seq1.xml · derivative · entry 1

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:30 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016866 · tm215396-14_4seq1.xml · derivative · entry 3

Gates Michael · CIK 0001827668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:30 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-016866 · tm215396-14_4seq1.xml · derivative · entry 2

Gates Michael · CIK 0001827668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F1 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F1 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:29 UTC
Vo Chuan D.Vice President of Propulsion
GrantEmployee Stock Options · Derivative 15,000 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-016865 · tm215396-6_4seq1.xml · derivative · entry 2

Vo Chuan D. · CIK 0001827679 · Vice President of Propulsion

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 07:38 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-017039 · tm215396-9_4seq1.xml · derivative · entry 3

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F3 · derivative.exercise_date: 6,164 restricted stock units vest on February 5, 2022.

F3 · derivative.expiration_date: 6,164 restricted stock units vest on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 07:38 UTC GrantRestricted Stock Units · Derivative 6,164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-21-017039 · tm215396-9_4seq1.xml · derivative · entry 2

HAMAMOTO DAVID T · CIK 0001139257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,164

Underlying: Class A Common Stock · 6,164 shares

Expires not disclosed

F2 · derivative.exercise_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

F2 · derivative.expiration_date: 6,164 restricted stock units vest in three equal annual installments beginning on February 5, 2022.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 12:40 UTC
Brown ShaneChief Production Officer
GrantEmployee Stock Option · Derivative 15,000 $0.00 Strike: $26.77 $0.00
Disclosure

SEC source: 0001104659-21-017040 · tm215396-17_4seq1.xml · derivative · entry 1

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2031-02-04

F1 · derivative.exercise_date: 25% of the options vest after 1 year and the remainder vests quarterly ending on the fourth anniversary of the grant date.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 18:23 UTC
Rodriguez Julio C.Chief Financial Officer
SaleClass A Common Stock 9,300 $27.00 $251,100.00
Disclosure

SEC source: 0001104659-21-015547 · tm215396-5_4seq1.xml · nonDerivative · entry 1

Rodriguez Julio C. · CIK 0001585843 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,080

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:21 UTC
Post DarrenVice President of Engineering
Exercise / conversionIncentive Stock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001104659-21-015343 · tm215396-4_4seq1.xml · derivative · entry 3

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,645

Underlying: Class A Common Stock · 10,000 shares

Expires 2029-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 55,880 options are vested and fully exercisable. 55,880 options vest on November 11, 2021, and 55,880 options vest on November 11, 2022.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:21 UTC
Post DarrenVice President of Engineering
SaleClass A Common Stock 10,000 $27.21 $272,100.00
Disclosure

SEC source: 0001104659-21-015343 · tm215396-4_4seq1.xml · nonDerivative · entry 2

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.20 to $27.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

Read SEC document
February 04, 2021 Filed Feb 8, 2021 23:21 UTC
Post DarrenVice President of Engineering
Exercise / conversionClass A Common Stock 10,000 $1.79 $17,900.00
Disclosure

SEC source: 0001104659-21-015343 · tm215396-4_4seq1.xml · nonDerivative · entry 1

Post Darren · CIK 0001827681 · Vice President of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2021 Filed Feb 4, 2021 22:39 UTC Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · derivative · entry 7

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,444

Underlying: Class A Common Stock · 50,000 shares

Expires 2029-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 213,018 options are fully vested and exercisable, and 203,426 options vest on November 1, 2021.

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February 03, 2021 Filed Feb 4, 2021 22:39 UTC SaleClass A Common Stock 50,000 $27.44 $1,372,000.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 5

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.40 to $27.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

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February 03, 2021 Filed Feb 4, 2021 22:39 UTC Exercise / conversionClass A Common Stock 50,000 $1.79 $89,500.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 4

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 03, 2021 Filed Feb 1, 2022 14:21 UTC
Vo Chuan D.FORMER VP OF PROPULSION
SaleClass A Common Stock 1,000 $26.00 $26,000.00
Disclosure

SEC source: 0001415889-22-000914 · form4-02012022_060244.xml · nonDerivative · entry 2

Vo Chuan D. · CIK 0001827679 · FORMER VP OF PROPULSION

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717

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February 02, 2021 Filed Feb 4, 2021 22:39 UTC Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 150,000 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · derivative · entry 6

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,444

Underlying: Class A Common Stock · 150,000 shares

Expires 2029-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 213,018 options are fully vested and exercisable, and 203,426 options vest on November 1, 2021.

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February 02, 2021 Filed Feb 4, 2021 22:39 UTC SaleClass A Common Stock 11,512 $25.02 $288,030.24
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 3

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,366

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

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February 02, 2021 Filed Feb 4, 2021 22:39 UTC SaleClass A Common Stock 150,000 $24.51 $3,676,500.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 2

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,878

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.50 to $24.63, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

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February 02, 2021 Filed Feb 4, 2021 22:39 UTC Exercise / conversionClass A Common Stock 150,000 $1.79 $268,500.00
Disclosure

SEC source: 0001104659-21-012356 · tm215396-1_4seq1.xml · nonDerivative · entry 1

Schmidt Phil Richard · CIK 0001827670 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2021 Filed Feb 4, 2021 22:28 UTC
Brown ShaneChief Production Officer
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 18,608 $0.00 Strike: $1.79 $0.00
Disclosure

SEC source: 0001104659-21-012352 · tm215396-3_4seq1.xml · derivative · entry 4

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,273

Underlying: Class A Common Stock · 18,608 shares

Expires 2029-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 18,608 options vested on December 2, 2021, and 18,665 options vest on December 2, 2022.

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February 02, 2021 Filed Feb 4, 2021 22:28 UTC
Brown ShaneChief Production Officer
SaleClass A Common Stock 400 $24.67 $9,868.00
Disclosure

SEC source: 0001104659-21-012352 · tm215396-3_4seq1.xml · nonDerivative · entry 3

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 02, 2021 Filed Feb 4, 2021 22:28 UTC
Brown ShaneChief Production Officer
SaleClass A Common Stock 18,608 $24.63 $458,315.04
Disclosure

SEC source: 0001104659-21-012352 · tm215396-3_4seq1.xml · nonDerivative · entry 2

Brown Shane · CIK 0001833107 · Chief Production Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.62 to $24.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.