Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2022 Filed Dec 9, 2022 16:39 UTC |
Eidelman VladChief Technology Officer
|
Tax withholdingClass A Common Stock | 805 | $6.27 | $5,047.35 |
DisclosureSEC source: 0001209191-22-060505 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,206 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,415 restricted stock units. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:38 UTC |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 802 | $6.27 | $5,028.54 |
DisclosureSEC source: 0001209191-22-060504 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,007 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,407 restricted stock units. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:47 UTC |
Yao GeraldDirector · See Remarks
|
Tax withholdingClass A Common Stock | 826 | $6.27 | $5,179.02 |
DisclosureSEC source: 0001209191-22-060511 · doc4.xml · nonDerivative · entry 1 Yao Gerald · CIK 0001937749 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 Disclosed balance after: 87,942 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 2,742 restricted stock units. F2 · ownership.nature: The Reporting Person is Trustee of this trust. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:43 UTC |
Slabaugh JonSee Remarks
|
Tax withholdingClass A Common Stock | 571 | $6.27 | $3,580.17 |
DisclosureSEC source: 0001209191-22-060508 · doc4.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,623 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,000 restricted stock units. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 21:36 UTC |
Putman-Garcia KrystalSee Remarks
|
Tax withholdingClass A Common Stock | 286 | $6.27 | $1,793.22 |
DisclosureSEC source: 0001209191-22-060503 · doc4.xml · nonDerivative · entry 1 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,186 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 857 restricted stock units. Read SEC document |
| December 07, 2022 Filed Jan 5, 2023 00:05 UTC |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 802 | $6.27 | $5,028.54 |
DisclosureSEC source: 0001209191-23-001382 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,007 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| December 07, 2022 Filed Jan 11, 2023 22:02 UTC Amendment |
Slabaugh JonSee Remarks
|
Tax withholdingClass A Common Stock | 571 | $6.27 | $3,580.17 |
DisclosureSEC source: 0001209191-23-003016 · doc4a.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,623 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 1,714 restricted stock units. F2 · shares: This amendment is filed solely to correct the number of restricted stock units ("RSUs") that vested on December 07, 2022. On December 9, 2022, the reporting person filed a Form 4 which disclosed a vesting of 25,000 RSUs, however, the correct number of RSUs vested was 1,714. Read SEC document |
| December 01, 2022 Filed Dec 6, 2022 01:31 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
Tax withholdingClass A Common Stock | 40,515 | $6.42 | $260,106.30 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,794,020 F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:54 UTC |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 12,951 | $6.09 | $78,871.59 |
DisclosureSEC source: 0001209191-22-059430 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,809 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 21:55 UTC |
Slabaugh JonSee Remarks
|
Tax withholdingClass A Common Stock | 8,326 | $6.09 | $50,705.34 |
DisclosureSEC source: 0001209191-22-059431 · doc4.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,194 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,000 restricted stock units. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GiftNonstatutory Stock Options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · derivative · entry 5 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,437,323 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · shares: The reporting person transferred 1,437,323 nonstatutory stock options to the Timothy T. Hwang Revocable trust. F4 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GiftNonstatutory Stock Options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · derivative · entry 4 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · shares: The reporting person transferred 1,437,323 nonstatutory stock options to the Timothy T. Hwang Revocable trust. F4 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GiftClass A Common Stock | 1,834,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote (2) Disclosed balance after: 1,834,535 F1 · shares: The Reporting Person transferred the securities to Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. F2 · ownership.direct: These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust. Read SEC document |
| November 14, 2022 Filed Dec 6, 2022 01:31 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GiftClass A Common Stock | 1,834,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059899 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,318 F1 · shares: The Reporting Person transferred the securities to Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 16:54 UTC |
Eidelman VladChief Technology Officer
|
Tax withholdingClass A Common Stock | 9,632 | $5.57 | $53,650.24 |
DisclosureSEC source: 0001209191-22-056236 · doc4.xml · nonDerivative · entry 1 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,011 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 28,982 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:57 UTC |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 9,620 | $5.57 | $53,583.40 |
DisclosureSEC source: 0001209191-22-056238 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,760 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 28,886 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:59 UTC |
Yao GeraldDirector · See Remarks
|
Tax withholdingClass A Common Stock | 9,942 | $5.57 | $55,376.94 |
DisclosureSEC source: 0001209191-22-056242 · doc4.xml · nonDerivative · entry 1 Yao Gerald · CIK 0001937749 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · Gerald Yao Revocable Trust, dated January 10, 2019 Disclosed balance after: 88,768 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 32,899 restricted stock units. F2 · ownership.nature: The Reporting Person is trustee of this trust. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:58 UTC |
Slabaugh JonSee Remarks
|
Tax withholdingClass A Common Stock | 6,848 | $5.57 | $38,143.36 |
DisclosureSEC source: 0001209191-22-056239 · doc4.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,520 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 20,562 restricted stock units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 21:55 UTC |
Putman-Garcia KrystalSee Remarks
|
Tax withholdingClass A Common Stock | 3,375 | $5.57 | $18,798.75 |
DisclosureSEC source: 0001209191-22-056237 · doc4.xml · nonDerivative · entry 1 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,472 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 10,281 restricted stock units. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 20:07 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
Tax withholdingClass A Common Stock | 40,515 | $4.95 | $200,549.25 |
DisclosureSEC source: 0001209191-22-055491 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,926,281 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 89,833 restricted stock units. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:39 UTC |
Resnik JoshSee Remarks
|
Tax withholdingClass A Common Stock | 12,951 | $4.97 | $64,366.47 |
DisclosureSEC source: 0001209191-22-055054 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,380 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 38,889 restricted stock units. Read SEC document |
| October 31, 2022 Filed Nov 1, 2022 20:38 UTC |
Slabaugh JonSee Remarks
|
Tax withholdingClass A Common Stock | 8,326 | $4.97 | $41,380.22 |
DisclosureSEC source: 0001209191-22-055051 · doc4.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,368 F1 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 25,000 restricted stock units. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 18:26 UTC |
Donnell PaulChief Accounting Officer
|
GrantClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053180 · doc4.xml · nonDerivative · entry 1 Donnell Paul · CIK 0001939432 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is October 5, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:32 UTC |
Resnik JoshSee Remarks
|
GrantNon-qualified stock options · Derivative | 199,999 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-053187 · doc4.xml · derivative · entry 2 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,999 Underlying: Class A Common Stock · 199,999 shares Expires 2032-10-04 F2 · derivative.exercise_date: These nonstatutory stock options vest as to twenty-five percent (25%) of the underlying shares monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining options vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:32 UTC |
Resnik JoshSee Remarks
|
GrantClass A Common Stock | 466,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053187 · doc4.xml · nonDerivative · entry 1 Resnik Josh · CIK 0001937669 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,331 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Twenty-five percent (25%) of the RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022, with the remaining RSUs vesting monthly ratably over the thirty-six (36) months beginning January 1, 2023. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:23 UTC |
Aman ToddSee Remarks
|
GrantClass A Common Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053175 · doc4.xml · nonDerivative · entry 1 Aman Todd · CIK 0001939429 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date is August 15, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 18:35 UTC |
Yiu ConradDirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053191 · doc4.xml · nonDerivative · entry 2 Yiu Conrad · CIK 0001937691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,215 F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:25 UTC |
Compton KeyDirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053178 · doc4.xml · nonDerivative · entry 3 Compton Key · CIK 0001937699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F3 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 18:34 UTC |
Sweeney BrandonDirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053190 · doc4.xml · nonDerivative · entry 1 Sweeney Brandon · CIK 0001894766 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:24 UTC |
CALLAHAN MICHAEL JOHNDirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053177 · doc4.xml · nonDerivative · entry 1 CALLAHAN MICHAEL JOHN · CIK 0001262742 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 18:29 UTC |
McChrystal Stanley ADirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053183 · doc4.xml · nonDerivative · entry 1 McChrystal Stanley A · CIK 0001505957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,436 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:34 UTC |
Slabaugh JonSee Remarks
|
GrantNonstatutory Stock Options (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-053189 · doc4.xml · derivative · entry 2 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2032-10-04 F2 · derivative.exercise_date: These nonstatutory stock options vest monthly relatably on each of November 1, 2022 and December 1, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:34 UTC |
Slabaugh JonSee Remarks
|
GrantClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053189 · doc4.xml · nonDerivative · entry 1 Slabaugh Jon · CIK 0001937751 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,694 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs shall vest monthly ratably on each of November 1, 2022 and December 1, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:33 UTC |
Sedgley AnnaDirector
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053188 · doc4.xml · nonDerivative · entry 1 Sedgley Anna · CIK 0001937693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:31 UTC |
Nilsson KeithDirector · 10% owner
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053186 · doc4.xml · nonDerivative · entry 6 Nilsson Keith · CIK 0001937698 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,215 F3 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:30 UTC |
Putman-Garcia KrystalSee Remarks
|
GrantClass A Common Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053185 · doc4.xml · nonDerivative · entry 1 Putman-Garcia Krystal · CIK 0001937665 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,847 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. One-third (1/3) of the total number of RSUs will vest on the first anniversary of the vesting commencement date. One-twelfth (1/12) of the total number of RSUs will vest on the corresponding day of each quarter thereafter (and if there is no corresponding day, the last day of such month). The vesting commencement date for the RSUs is October 5, 2022. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:28 UTC |
Jain ManojDirector · 10% owner
|
GrantClass A Common Stock | 27,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053182 · doc4.xml · nonDerivative · entry 2 Jain Manoj · CIK 0001829173 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,866 F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GrantNonstatutory Stock options (Right to Buy) · Derivative | 1,437,323 | $0.00 Strike: $6.28 | $0.00 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · derivative · entry 3 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,437,323 Underlying: Class A Common Stock · 1,437,323 shares Expires 2032-10-04 F3 · derivative.exercise_date: The nonstatutory stock options vest in four equal annual installments commencing April 1, 2023 Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
Tax withholdingClass A Common Stock | 189,188 | $6.28 | $1,188,100.64 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · nonDerivative · entry 2 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,966,796 F2 · shares: Represents shares of the issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 538,998 RSUs. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:27 UTC |
Hwang TimDirector · See Remarks · 10% owner
|
GrantClass A Common Stock | 2,155,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053181 · doc4.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155,984 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. Pursuant to the terms of Mr. Hwang's employment agreement, which specifies an April 1, 2022 vesting commencement date for these awards, twenty-five percent (25%) of the RSUs vested as of October 5, 2022. One twenty-fourth (1/24th) of the RSUs shall vest ratably on the first day of each calendar month commencing November 1, 2022 and continuing through April 1, 2024. Read SEC document |
| October 05, 2022 Filed Nov 17, 2022 21:32 UTC Amendment |
Hwang TimDirector · See Remarks · 10% owner
|
Tax withholdingClass A Common Stock | 231,616 | $6.28 | $1,454,548.48 |
DisclosureSEC source: 0001209191-22-057556 · doc4a.xml · nonDerivative · entry 1 Hwang Tim · CIK 0001937743 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924,368 F1 · shares: This amendment is filed solely to correct the number of shares withheld to satisfy the reporting person's tax obligation upon the vesting of 538,998 RSUs. On October 7, 2022, the reporting person filed a Form 4 which disclosed a withholding of 189,188 shares of Class A Common Stock, however, the correct number of shares of Class A Common Stock withheld was 231,616. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 13:31 UTC |
Duddell Street Holdings Ltd10% owner
Maso Capital Offshore Ltd10% owner
|
ConversionClass B Ordinary Shares · Derivative | 4,325,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000950103-22-013517 · dp178252_4-duddell.xml · derivative · entry 2 Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner Maso Capital Offshore Ltd · CIK 0001829119 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,325,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · price: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · derivative.exercise_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F3 · derivative.expiration_date: These Class B ordinary shares automatically converted into Class A Common Stock on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Business Combination Agreement. The Class B ordinary shares had no expiration date. F2 · ownership.direct: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 13:31 UTC |
Duddell Street Holdings Ltd10% owner
Maso Capital Offshore Ltd10% owner
|
Exercise / conversionClass A Common Stock | 4,325,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950103-22-013517 · dp178252_4-duddell.xml · nonDerivative · entry 1 Duddell Street Holdings Ltd · CIK 0001829205 · 10% owner Maso Capital Offshore Ltd · CIK 0001829119 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")). F1 · price: These shares of Class A Common Stock were acquired upon the automatic conversion of the Class B ordinary shares on a one-for-one basis for no additional consideration concurrently with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated November 7, 2021, by and among Duddell Street Acquisition Corp. (now known as FiscalNote Holdings Inc., the "Issuer"), Grassroots Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and FiscalNote Holdings, Inc. (as it may be amended and/or restated from time to time (the "Business Combination Agreement")). F2 · ownership.direct: The shares of Class A Common Stock and the converted Class B Ordinary Shares are (or were) held of record by Duddell Street Holdings Limited, a Cayman Islands limited liability company ("Holdings"). Maso Capital Offshore Limited, a Cayman Islands limited liability company ("Maso") is the sole member and manager of Holdings. Maso is beneficially owned and controlled by the Reporting Person, Sohit Khurana and Allan Finnerty, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Compton KeyDirector
|
GrantClass A Common Stock | 30,865 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027492 · doc4.xml · nonDerivative · entry 3 Compton Key · CIK 0001937699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 30,865 F1 · kind: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F6 · price: Received in the Business Combination in exchange for 26,003 shares of Class A common stock of Legacy FiscalNote. F7 · ownership.nature: The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Compton KeyDirector
|
GrantClass A Common Stock | 29,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027492 · doc4.xml · nonDerivative · entry 2 Compton Key · CIK 0001937699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,675 F1 · kind: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F4 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the restricted stock units to vest. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 50% of the total number of restricted stock units on the first anniversary of the vesting commencement date, and as to an additional 1/24th of the total number of restricted stock units on the corresponding day of each month following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of the month) until the second anniversary of the vesting commencement date. The vesting commencement date is February 11, 2021. F5 · price: Received in the Business Combination in exchange for 25,000 restricted stock units of Legacy FiscalNote. Read SEC document |
| July 29, 2022 Filed Aug 3, 2022 00:21 UTC |
Compton KeyDirector
|
GrantClass A Common Stock | 721,510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-027492 · doc4.xml · nonDerivative · entry 1 Compton Key · CIK 0001937699 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 721,510 F1 · kind: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F2 · price: Received in the Business Combination in exchange for 607,841 shares of Class A common stock of Legacy FiscalNote. F3 · ownership.nature: The shares are beneficially owned by Global Public Offering Master Fund, L.P. ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:16 UTC |
Donnell PaulChief Accounting Officer
|
GrantIncentive Stock Option · Derivative | 71,220 | Not disclosed Strike: $6.56 | Not disclosed |
DisclosureSEC source: 0000899243-22-027479 · doc4.xml · derivative · entry 1 Donnell Paul · CIK 0001939432 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,220 Underlying: Class A Common Stock · 71,220 shares Expires 2031-07-28 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F3 · price: Received in the Business Combination in exchange for 60,000 ISOs of Legacy FiscalNote. F2 · derivative.exercise_date: These incentive stock options ("ISOs") vest over a four-year period as follows: (i) 10% of the underlying shares vest on the first anniversary of the vesting commencement date, (ii) 5% of the underlying shares vest on the corresponding day of each quarter during the second year and (iii) 8.75% of the underlying shares vest on the corresponding day of each quarter during the third and fourth years, subject to the Reporting Person's continuous employment through such date. If there is no corresponding day, the vesting will occur on the last day of such month. The vesting commencement date is June 14, 2021. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC |
Eidelman VladChief Technology Officer
|
GrantIncentive Stock Options · Derivative | 28,986 | Not disclosed Strike: $8.55 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 7 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,986 Underlying: Class A Common Stock · 28,986 shares Expires 2032-04-13 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F15 · price: Received in the Business Combination in exchange for 24,420 ISOs of Legacy FiscalNote. F14 · derivative.exercise_date: The ISOs were granted with both (a) an event-based vesting condition and (b) a service-based vesting condition, both of which must be satisfied in order for the ISOs to vest and become exercisable prior to the expiration date. The event-based vesting condition was satisfied on August 1, 2022, the first trading date of the Issuer's securities on the New York Stock Exchange. The service-based condition will be satisfied as to 25% of the total number of ISOs on the first anniversary of the vesting commencement date, and as to an additional 6.25% of the total number of shares subject to the ISOs on the corresponding day of each quarter thereafter following the first anniversary of the vesting commencement date (and, if there is no corresponding day, the last day of such month). The vesting commencement date is November 7, 2021. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC |
Eidelman VladChief Technology Officer
|
GrantIncentive Stock Options · Derivative | 5,935 | Not disclosed Strike: $8.93 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 6 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,935 Underlying: Class A Common Stock · 5,935 shares Expires 2032-07-11 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F13 · price: Received in the Business Combination in exchange for 5,000 ISOs of Legacy FiscalNote. F12 · derivative.exercise_date: The ISOs vest over a four-year period as follows: (i) 25% of the shares subject to the ISOs vest on the first anniversary of the vesting commencement date, and (ii) 6.25% of the shares subject to the ISOs vest on the corresponding day of each quarter during the second, third and fourth years (and if there is no corresponding day, on the last day of such month), subject to the Reporting Person's continuous employment through each such date. The vesting commencement date is June 16, 2022. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 20:18 UTC |
Eidelman VladChief Technology Officer
|
GrantIncentive Stock Options · Derivative | 68,578 | Not disclosed Strike: $1.49 | Not disclosed |
DisclosureSEC source: 0000899243-22-027485 · doc4.xml · derivative · entry 5 Eidelman Vlad · CIK 0001939428 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,578 Underlying: Class A Common Stock · 68,578 shares Expires 2028-06-17 F1 · shares: These securities were issued on the closing date of the merger (the "Business Combination") contemplated by the Agreement and Plan or Merger, dated as of November 7, 2021, as amended by the First Amendment to Agreement and Plan of Merger, dated as of May 9, 2022 (the "Merger Agreement"), by and among FiscalNote Holdings, Inc. (f/k/a Duddell Street Acquisition Corp.) ("DSAC"), Grassroots Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of DSAC, and FiscalNote Intermediate Holdco, Inc. (f/k/a FiscalNote Holdings, Inc.), a Delaware corporation ("Legacy FiscalNote"), in exchange for Legacy FiscalNote securities. F11 · price: Received in the Business Combination in exchange for 57,775 ISOs of Legacy FiscalNote. F10 · derivative.exercise_date: These ISOs are fully vested and are currently exercisable at any time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.