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NEM

NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2021 Filed Jul 28, 2021 20:45 UTC
Tabolt BrianVP, Controller and CAO
GrantCommon Stock, $1.60 par value 7,352 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000199 · edgar.xml · nonDerivative · entry 1

Tabolt Brian · CIK 0001600664 · VP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:46 UTC
Rhodes BlakeSVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 585 $60.59 $35,445.15
Disclosure

SEC source: 0001164727-21-000200 · edgar.xml · nonDerivative · entry 1

Rhodes Blake · CIK 0001855045 · SVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,726

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,332 stock-settled restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:49 UTC
Cmil JenniferEVP, Human Resources
Tax withholdingCommon Stock, $1.60 par value 468 $60.59 $28,356.12
Disclosure

SEC source: 0001164727-21-000202 · edgar.xml · nonDerivative · entry 1

Cmil Jennifer · CIK 0001789106 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,346

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,065 stock-settled restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:48 UTC Tax withholdingCommon Stock, $1.60 par value 2,924 $60.59 $177,165.16
Disclosure

SEC source: 0001164727-21-000201 · edgar.xml · nonDerivative · entry 2

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,871

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,659 stock-settled restricted stock units.

Read SEC document
July 26, 2021 Filed Jul 28, 2021 20:48 UTC Tax withholdingCommon Stock, $1.60 par value 9,745 $60.59 $590,449.55
Disclosure

SEC source: 0001164727-21-000201 · edgar.xml · nonDerivative · entry 1

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,795

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,198 stock-settled restricted stock units.

Read SEC document
July 14, 2021 Filed Jul 16, 2021 20:45 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 4,000 $64.31 $257,240.00
Disclosure

SEC source: 0001164727-21-000187 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:38 UTC
Rhodes BlakeSVP, Strategic Development
SaleCommon Stock, $1.60 par value 500 $64.00 $32,000.00
Disclosure

SEC source: 0001164727-21-000180 · edgar.xml · nonDerivative · entry 1

Rhodes Blake · CIK 0001855045 · SVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,311

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:42 UTC SaleCommon Stock, $1.60 par value 2,024 $64.00 $129,536.00
Disclosure

SEC source: 0001164727-21-000184 · edgar.xml · nonDerivative · entry 1

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,540

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:41 UTC
Palmer Thomas RonaldDirector · President & CEO
SaleCommon Stock, $1.60 par value 7,000 $64.00 $448,000.00
Disclosure

SEC source: 0001164727-21-000182 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,525

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:36 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 10,000 $62.84 $628,400.00
Disclosure

SEC source: 0001164727-21-000178 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 22,558

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:51 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 4,000 $70.02 $280,080.00
Disclosure

SEC source: 0001164727-21-000176 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:45 UTC
Gehring DeanEVP & CTO
SaleCommon Stock, $1.60 par value 3,500 $73.60 $257,600.00
Disclosure

SEC source: 0001164727-21-000168 · edgar.xml · nonDerivative · entry 1

Gehring Dean · CIK 0001777907 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,802

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:52 UTC
Rhodes BlakeSVP, Strategic Development
SaleCommon Stock, $1.60 par value 500 $73.60 $36,800.00
Disclosure

SEC source: 0001164727-21-000170 · edgar.xml · nonDerivative · entry 1

Rhodes Blake · CIK 0001855045 · SVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,811

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:58 UTC
Palmer Thomas RonaldDirector · President & CEO
SaleCommon Stock, $1.60 par value 5,150 $73.60 $379,040.00
Disclosure

SEC source: 0001164727-21-000172 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,525

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:05 UTC SaleCommon Stock, $1.60 par value 2,024 $73.60 $148,966.40
Disclosure

SEC source: 0001164727-21-000174 · edgar.xml · nonDerivative · entry 1

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,564

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:58 UTC
Rhodes BlakeSVP, Strategic Development
SaleCommon Stock, $1.60 par value 3,000 $75.00 $225,000.00
Disclosure

SEC source: 0001164727-21-000162 · edgar.xml · nonDerivative · entry 1

Rhodes Blake · CIK 0001855045 · SVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,311

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:59 UTC
Lipson NancyEVP & General Counsel
SaleCommon Stock, $1.60 par value 2,775 $75.00 $208,125.00
Disclosure

SEC source: 0001164727-21-000163 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,350

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:38 UTC
Lipson NancyEVP & General Counsel
SaleCommon Stock, $1.60 par value 2,775 $73.00 $202,575.00
Disclosure

SEC source: 0001164727-21-000159 · edgar.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,125

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:38 UTC
Lipson NancyEVP & General Counsel
SaleCommon Stock, $1.60 par value 2,775 $71.25 $197,718.75
Disclosure

SEC source: 0001164727-21-000159 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:49 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 4,000 $69.17 $276,680.00
Disclosure

SEC source: 0001164727-21-000157 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:17 UTC
Lipson NancyEVP & General Counsel
SaleCommon Stock, $1.60 par value 2,775 $69.00 $191,475.00
Disclosure

SEC source: 0001164727-21-000155 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,675

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 07, 2021 Filed May 10, 2021 21:00 UTC
Kitlen JohnVP, Controller & CAO
Tax withholdingCommon Stock, $1.60 par value 1,302 $66.89 $87,090.78
Disclosure

SEC source: 0001164727-21-000153 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,789

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,669 stock-settled restricted stock units.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:02 UTC SaleCommon Stock, $1.60 par value 2,024 $63.48 $128,483.52
Disclosure

SEC source: 0001164727-21-000148 · edgar.xml · nonDerivative · entry 1

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,588

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:04 UTC
Kitlen JohnVP, Controller & CAO
SaleCommon Stock, $1.60 par value 2,000 $63.48 $126,960.00
Disclosure

SEC source: 0001164727-21-000150 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:03 UTC
Palmer Thomas RonaldDirector · President & CEO
SaleCommon Stock, $1.60 par value 5,150 $63.48 $326,922.00
Disclosure

SEC source: 0001164727-21-000149 · edgar.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,675

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:05 UTC
Rhodes BlakeSVP, Strategic Development
SaleCommon Stock, $1.60 par value 500 $63.48 $31,740.00
Disclosure

SEC source: 0001164727-21-000151 · edgar.xml · nonDerivative · entry 1

Rhodes Blake · CIK 0001855045 · SVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,311

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:12 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000125 · edgar.xml · nonDerivative · entry 1

Madero Garza Jose Manuel · CIK 0001789014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:15 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000127 · edgar.xml · nonDerivative · entry 1

Quintana Julio M · CIK 0001364531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,233

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:18 UTC
Nelson JaneDirector
GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000129 · edgar.xml · nonDerivative · entry 1

Nelson Jane · CIK 0001532497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,723

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:22 UTC
Medori ReneDirector
GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000131 · edgar.xml · nonDerivative · entry 1

Medori Rene · CIK 0001737747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,080

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:24 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000133 · edgar.xml · nonDerivative · entry 1

Awuah Patrick · CIK 0001858407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:28 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000135 · edgar.xml · nonDerivative · entry 1

Coon Come Matthew · CIK 0001778133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,916

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:35 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000139 · edgar.xml · nonDerivative · entry 1

Brook Bruce R · CIK 0001532580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,723

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:32 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000137 · edgar.xml · nonDerivative · entry 1

CLARK MAURA J · CIK 0001335913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:40 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000143 · edgar.xml · nonDerivative · entry 1

STORY SUSAN N · CIK 0001233549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 21:38 UTC GrantCommon Stock, $1.60 par value 2,888 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000141 · edgar.xml · nonDerivative · entry 1

BOYCE GREGORY H · CIK 0001265769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,233

F1 · kind: The reported transaction reflects director stock units ("DSUs") awarded under the Issuer's 2020 Stock Incentive Compensation Plan (the "Plan") in connection with the reporting person's re-election to the Newmont Corporation Board of Directors. DSUs represent the right to receive shares of common stock and are immediately fully vested and non-forfeitable. Upon retirement from the Board of Directors, the reporting person is entitled to receive one share of common stock for each DSU.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:44 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,240 $0.00 Strike: $58.69 $0.00
Disclosure

SEC source: 0001164727-21-000109 · edgar.xml · derivative · entry 3

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,240 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: The options vested in approximately equal annual installments on April 25, 2012, April 25, 2013 and April 25, 2014, respectively.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:44 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 13,240 $66.45 $879,798.00
Disclosure

SEC source: 0001164727-21-000109 · edgar.xml · nonDerivative · entry 2

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 20:44 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
Exercise / conversionCommon Stock, $1.60 par value 13,240 $58.69 $776,989.40
Disclosure

SEC source: 0001164727-21-000109 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 20:53 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 4,000 $62.38 $249,520.00
Disclosure

SEC source: 0001164727-21-000105 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:42 UTC
Lipson NancyEVP & General Counsel
SaleCommon Stock, $1.60 par value 3,400 $62.13 $211,242.00
Disclosure

SEC source: 0001164727-21-000099 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,450

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:47 UTC
Kitlen JohnVP, Controller & CAO
SaleCommon Stock, $1.60 par value 2,000 $62.13 $124,260.00
Disclosure

SEC source: 0001164727-21-000101 · edgar.xml · nonDerivative · entry 1

Kitlen John · CIK 0001676175 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:34 UTC SaleCommon Stock, $1.60 par value 2,024 $61.03 $123,524.72
Disclosure

SEC source: 0001164727-21-000096 · primary_doc.xml · nonDerivative · entry 1

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,612

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:42 UTC
Palmer Thomas RonaldDirector · President & CEO
SaleCommon Stock, $1.60 par value 5,150 $61.03 $314,304.50
Disclosure

SEC source: 0001164727-21-000097 · primary_doc.xml · nonDerivative · entry 1

Palmer Thomas Ronald · CIK 0001673925 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,825

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:57 UTC
Buese NancyEVP & CFO
SaleCommon Stock, $1.60 par value 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001164727-21-000095 · edgar.xml · nonDerivative · entry 1

Buese Nancy · CIK 0001344601 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Timothy J. and Nancy K. Buese Revocable Trust

Disclosed balance after: 32,558

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: 32,702 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and her spouse on March 8, 2021.

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March 26, 2021 Filed Mar 30, 2021 20:57 UTC
Cmil JenniferEVP, Human Resources
SaleCommon Stock, $1.60 par value 6,348 $61.00 $387,228.00
Disclosure

SEC source: 0001164727-21-000093 · edgar.xml · nonDerivative · entry 1

Cmil Jennifer · CIK 0001789106 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,814

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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March 15, 2021 Filed Mar 17, 2021 20:41 UTC
Gehring DeanEVP & CTO
SaleCommon Stock, $1.60 par value 3,500 $60.00 $210,000.00
Disclosure

SEC source: 0001164727-21-000091 · edgar.xml · nonDerivative · entry 1

Gehring Dean · CIK 0001777907 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,302

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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March 10, 2021 Filed Mar 12, 2021 21:42 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 5,000 $57.72 $288,600.00
Disclosure

SEC source: 0001164727-21-000087 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,281

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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March 10, 2021 Filed Mar 12, 2021 21:51 UTC
Gottesfeld Stephen PEVP and Chief S&EA Officer
SaleCommon Stock, $1.60 par value 4,000 $57.72 $230,880.00
Disclosure

SEC source: 0001164727-21-000089 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP and Chief S&EA Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,140

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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March 02, 2021 Filed Mar 3, 2021 21:50 UTC SaleCommon Stock, $1.60 par value 677 $55.00 $37,235.00
Disclosure

SEC source: 0001164727-21-000083 · edgar.xml · nonDerivative · entry 2

Atkinson Robert D · CIK 0001778025 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,636

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.