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person · Reporting owner

Lipson Nancy

Disclosed activity across 2 companies

Tapewire entity
15396
SEC CIK
0001778040

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Frontier Group Holdings, Inc.ULCC · Entity 4796DirectorMay 14, 2026May 18, 2026
NEWMONT Corp /DE/NEM · Entity 1894EVP & Chief Legal OfficerFebruary 28, 2023March 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Frontier Group Holdings, Inc.

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,524 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Exercise / conversion · Acquired 34,230 · Balance 60,524

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-14 · Exercise / conversion · Disposed 34,230 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2: The RSUs have fully vested as of May 14, 2026.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect32,990 Reported balance After 2026-05-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-14 · Grant · Acquired 32,990 · Balance 32,990

F3: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

F4: The Deferred Stock Units will vest in full on the earlier of May 14, 2027 or immediately prior to the next annual meeting of stockholders after the grant date and will be settled in shares of the Issuer's Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Program (the "Plan"), or (ii) as otherwise provided by the Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2: The RSUs have fully vested as of May 14, 2026.

F3: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

F4: The Deferred Stock Units will vest in full on the earlier of May 14, 2027 or immediately prior to the next annual meeting of stockholders after the grant date and will be settled in shares of the Issuer's Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Program (the "Plan"), or (ii) as otherwise provided by the Plan.

NEWMONT Corp /DE/

Report date February 28, 2023 · Filed March 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1.60 par valueSEC Table I · non-derivativeDirect45,023 Reported balance After 2023-02-28 transaction · row 1
1 source row

Row 1 · 2023-02-28 · Tax withholding · Disposed 1,102 · Balance 45,023

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,517 stock-settled restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,517 stock-settled restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2026 Filed May 18, 2026 16:04 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 GrantDeferred Stock Units · Derivative 32,990 $0.00 $0.00
Disclosure

SEC source: 0001778040-26-000001 · primarydocument.xml · derivative · entry 3

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,990

Underlying: Common Stock · 32,990 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

F4 · derivative.exercise_date: The Deferred Stock Units will vest in full on the earlier of May 14, 2027 or immediately prior to the next annual meeting of stockholders after the grant date and will be settled in shares of the Issuer's Common Stock either (i) on a date selected by the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Program (the "Plan"), or (ii) as otherwise provided by the Plan.

F3 · derivative.expiration_date: Each Deferred Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Deferred Stock Units have no expiration date.

Read SEC document
May 14, 2026 Filed May 18, 2026 16:04 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 Exercise / conversionRestricted Stock Units · Derivative 34,230 $0.00 $0.00
Disclosure

SEC source: 0001778040-26-000001 · primarydocument.xml · derivative · entry 2

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2 · derivative.exercise_date: The RSUs have fully vested as of May 14, 2026.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

Read SEC document
May 14, 2026 Filed May 18, 2026 16:04 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 Exercise / conversionCommon Stock 34,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001778040-26-000001 · primarydocument.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

Read SEC document
May 15, 2025 Filed May 19, 2025 16:03 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 GrantRestricted Stock Units · Derivative 34,230 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003990 · primarydocument.xml · derivative · entry 3

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,230

Underlying: Common Stock · 34,230 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

F3 · derivative.exercise_date: The RSUs will vest in full on the earlier of May 15, 2026 or immediately prior to the next annual meeting of stockholders after the grant date, subject to continued service of the Reporting Person through the vesting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Read SEC document
May 15, 2025 Filed May 19, 2025 16:03 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 Exercise / conversionRestricted Stock Units · Derivative 26,294 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-003990 · primarydocument.xml · derivative · entry 2

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,294 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

F2 · derivative.exercise_date: The RSUs have fully vested as of May 15, 2025.

F1 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Read SEC document
May 15, 2025 Filed May 19, 2025 16:03 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 Exercise / conversionCommon Stock 26,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-25-003990 · primarydocument.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs have no expiration date.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 16:53 UTC Frontier Group Holdings, Inc. ULCC · Entity 4796 GrantRestricted Stock Units · Derivative 26,294 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-005518 · primarydocument.xml · derivative · entry 1

Lipson Nancy · CIK 0001778040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,294

Underlying: Common Stock · 26,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

F2 · derivative.exercise_date: The Restricted Stock Units will vest in full on the earlier of May 23, 2025 or immediately prior to the next annual meeting of stockholders after the grant date, subject to continued service of the Reporting Person through the vesting date.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of Issuer Common Stock. The Restricted Stock Units have no expiration date.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:03 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,102 $43.34 $47,760.68
Disclosure

SEC source: 0001062993-23-005607 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,023

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,517 stock-settled restricted stock units.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 22:26 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 11,536 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005134 · form4.xml · nonDerivative · entry 4

Lipson Nancy · CIK 0001778040 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:26 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,728 $43.58 $75,306.24
Disclosure

SEC source: 0001062993-23-005134 · form4.xml · nonDerivative · entry 3

Lipson Nancy · CIK 0001778040 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,589

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,948 stock-settled restricted stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:26 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 15,838 $43.58 $690,220.04
Disclosure

SEC source: 0001062993-23-005134 · form4.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,317

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 36,199 stock-settled performance stock units.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 22:26 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 36,199 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005134 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP and Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,155

Read SEC document
February 22, 2023 Filed Feb 24, 2023 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,342 $45.17 $60,618.14
Disclosure

SEC source: 0001062993-23-004857 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,956

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,899 stock-settled restricted stock units.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:40 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 19,866 $79.00 $1,569,414.00
Disclosure

SEC source: 0001062993-22-009220 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,298

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 22:34 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 7,552 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-006400 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,164

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 5,147 $67.07 $345,209.29
Disclosure

SEC source: 0001062993-22-005945 · form4.xml · nonDerivative · entry 4

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 11,723 stock-settled performance stock units.

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 11,723 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-005945 · form4.xml · nonDerivative · entry 3

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,759

Read SEC document
February 25, 2022 Filed Feb 28, 2022 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,270 $67.07 $85,178.90
Disclosure

SEC source: 0001062993-22-005945 · form4.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,036

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,892 stock-settled restricted stock units.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,734 $67.90 $117,738.60
Disclosure

SEC source: 0001062993-22-005945 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,306

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,948 stock-settled restricted stock units.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 22:16 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,310 $67.67 $88,647.70
Disclosure

SEC source: 0001062993-22-005589 · form4.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,040

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,899 stock-settled restricted stock units.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:59 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,775 $75.00 $208,125.00
Disclosure

SEC source: 0001164727-21-000163 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,350

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:38 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,775 $73.00 $202,575.00
Disclosure

SEC source: 0001164727-21-000159 · edgar.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,125

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 17, 2021 Filed May 19, 2021 20:38 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,775 $71.25 $197,718.75
Disclosure

SEC source: 0001164727-21-000159 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,900

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:17 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,775 $69.00 $191,475.00
Disclosure

SEC source: 0001164727-21-000155 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,675

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 20:42 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,400 $62.13 $211,242.00
Disclosure

SEC source: 0001164727-21-000099 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,450

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 2,256 $55.01 $124,102.56
Disclosure

SEC source: 0001164727-21-000072 · edgar.xml · nonDerivative · entry 4

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,850

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,137 stock-settled performance stock units.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 5,137 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000072 · edgar.xml · nonDerivative · entry 3

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,106

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,407 $55.01 $77,399.07
Disclosure

SEC source: 0001164727-21-000072 · edgar.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,969

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,204 stock-settled restricted stock units.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,270 $56.63 $71,920.10
Disclosure

SEC source: 0001164727-21-000072 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,376

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,892 stock-settled restricted stock units.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,756 $56.76 $99,670.56
Disclosure

SEC source: 0001164727-21-000059 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,646

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,947 stock-settled restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:53 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 8,697 $0.00 $0.00
Disclosure

SEC source: 0001164727-21-000040 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,402

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,452 $0.00 Strike: $58.69 $0.00
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · derivative · entry 6

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,452 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in approximately equal annual installments begining on April 25, 2012, April 25, 2013 and April 25, 2014.

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,450 $0.00 Strike: $55.68 $0.00
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · derivative · entry 5

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires 2020-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in approximately equal annual installments begining on April 29, 2011, April 30, 2012 and April 29, 2013. First tranche was previously exercised. This exercise reflects the reamining two tranches.

F2 · derivative.expiration_date: The expiration date of the stock option was automatically extended in accordance with the option award agreement to permit exercise following the Company's most recent quarterly blackout period.

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,452 $64.65 $352,471.80
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · nonDerivative · entry 4

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 5,452 $58.69 $319,950.62
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · nonDerivative · entry 3

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 3,450 $64.57 $222,773.40
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

Read SEC document
May 07, 2020 Filed May 12, 2020 00:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 3,450 $55.68 $192,078.75
Disclosure

SEC source: 0001164727-20-000136 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,155 $48.30 $55,786.50
Disclosure

SEC source: 0001164727-20-000069 · edgar.xml · nonDerivative · entry 4

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,705

F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,626 stock-settled restricted stock units.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 3,124 $48.30 $150,889.20
Disclosure

SEC source: 0001164727-20-000069 · edgar.xml · nonDerivative · entry 3

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,860

F2 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 7,103 stock-settled restricted stock units.

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February 27, 2020 Filed Feb 28, 2020 21:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 7,103 $0.00 $0.00
Disclosure

SEC source: 0001164727-20-000069 · edgar.xml · nonDerivative · entry 2

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,984

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February 26, 2020 Filed Feb 28, 2020 21:27 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,410 $49.17 $69,329.70
Disclosure

SEC source: 0001164727-20-000069 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,881

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,204 stock-settled restricted stock units.

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February 25, 2020 Filed Feb 27, 2020 22:29 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 1,322 $50.07 $66,192.54
Disclosure

SEC source: 0001164727-20-000045 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,291

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,892 stock-settled restricted stock units.

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February 24, 2020 Filed Feb 26, 2020 21:59 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 11,843 $0.00 $0.00
Disclosure

SEC source: 0001164727-20-000040 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,613

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August 27, 2019 Filed Aug 29, 2019 20:39 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $40.35 $203,969.25
Disclosure

SEC source: 0001164727-19-000220 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,770

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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July 10, 2019 Filed Jul 12, 2019 20:43 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $39.00 $197,145.00
Disclosure

SEC source: 0001164727-19-000196 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,825

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 20, 2019 Filed Jun 24, 2019 21:34 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $37.55 $189,815.25
Disclosure

SEC source: 0001164727-19-000162 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,880

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 14, 2019 Filed Jun 18, 2019 20:36 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $36.00 $181,980.00
Disclosure

SEC source: 0001164727-19-000160 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,935

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 05, 2019 Filed Jun 7, 2019 20:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $34.50 $174,397.50
Disclosure

SEC source: 0001164727-19-000126 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,990

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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June 03, 2019 Filed Jun 5, 2019 20:40 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 5,055 $33.31 $168,382.05
Disclosure

SEC source: 0001164727-19-000120 · edgar.xml · nonDerivative · entry 1

Lipson Nancy · CIK 0001778040 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,045

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.