NDAQ

SEC source: 0001209191-17-013761 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,989

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.49 to $71.56, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 8,607 shares underlying performance share units, of which 7,254 are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-007582 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pension Insurance

Disclosed balance after: 25,000

F1 · balance_after: Represents shares of common stock acquired through purchases.

F2 · ownership.nature: The shares are held by a pension insurance fund in the name of FAM AB, which is Mr. Wedenborn's employer.

SEC source: 0001209191-17-007575 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,718

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.60 to $70.90, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 8,741 vested shares underlying performance share units and (iii) 836 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006719 · doc4.xml · nonDerivative · entry 2

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,311

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006719 · doc4.xml · nonDerivative · entry 1

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,701

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.

F2 · kind: Also represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019.

SEC source: 0001209191-17-006771 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,601

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 109,711 units of restricted stock, of which 54,991 are vested, (ii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq, and (iii) 59,439 vested shares underlying PSUs.

SEC source: 0001209191-17-006771 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,524

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on June 16, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006759 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,718

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 13,141 shares of vested restricted stock, (ii) 27,741 vested shares underlying performance share units and (iii) 836 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006759 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,041

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006741 · doc4.xml · nonDerivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,324

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 338,052 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 695,501 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006741 · doc4.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,815

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006740 · doc4.xml · nonDerivative · entry 2

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,526

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 84,561 vested shares underlying performance share units and (ii) 965 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006740 · doc4.xml · nonDerivative · entry 1

KNIGHT EDWARD S · CIK 0001240174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,916

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006736 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,832

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.

F2 · kind: Represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019.

F3 · balance_after: Represents (i) 13,696 shares underlying performance share units, of which 8,640 are vested and (ii) 136 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006729 · doc4.xml · nonDerivative · entry 2

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,047

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 18,312 units of vested restricted stock, (ii) 29,531 shares underlying performance share units, of which 27,759 are vested and (iii) 1,204 shares purchased under the Employee Share Purchase Plan.

SEC source: 0001209191-17-006729 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,542

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014 and July 18, 2014. The ultimate amount of shares to be received under the grants depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grants. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006722 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,857

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents 14,857 shares underlying performance share units, of which 13,381 are vested.

SEC source: 0001209191-17-006722 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,311

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under Nasdaq's Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006717 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,056

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 12,674 shares underlying performance share units, of which 11,321 are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-006717 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,982

F1 · kind: Represents the settlement of performance share units (PSUs) that were granted under the Nasdaq Equity Incentive Plan on March 31, 2014. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2014 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs vested on December 31, 2016.

SEC source: 0001209191-17-006714 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,135

F1 · kind: Represents the settlement of PSUs that were granted under Nasdaq's Equity Incentive Plan on March 31, 2016. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2016 through December 31, 2016. On January 30, 2017, Nasdaq's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest as to one-third on December 31, 2017, one-third on December 31, 2018 and one-third on December 31, 2019.

F2 · balance_after: Represents (i) 1,477 shares or units of restricted stock, of which 353 are vested, (ii) 4,216 shares underlying PSUs, of which none are vested and (iii) 442 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-001131 · doc4.xml · nonDerivative · entry 1

Wittman Thomas A · CIK 0001609097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,037

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 18,312 units of vested restricted stock, (ii) 19,522 shares underlying performance share units, of which 17,750 are vested and (iii) 1,203 shares purchased under the Employee Share Purchase Plan.

SEC source: 0001209191-17-001124 · doc4.xml · nonDerivative · entry 1

SWANSTROM STACIE · CIK 0001687574 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,056

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 7,064 shares underlying PSUs, of which 2,572 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-001119 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,214

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 9,832 shares underlying performance share units, of which 8,479 are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-001115 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,927

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents 10,927 shares underlying performance share units, of which 9,451 are vested.

SEC source: 0001209191-17-010466 · doc5.xml · nonDerivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,436

F1 · shares: These shares were included in Box 5 of a Form 4 filed by the reporting person after the date of the bona fide charitable gift.

F2 · balance_after: The amount reported reflects the amount of securities beneficially owned as of December 31, 2016 and represents (i) 336,673 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-010466 · doc5.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · CHAIRMAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,436

F1 · shares: These shares were included in Box 5 of a Form 4 filed by the reporting person after the date of the bona fide charitable gift.

F2 · balance_after: The amount reported reflects the amount of securities beneficially owned as of December 31, 2016 and represents (i) 336,673 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-16-154412 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,910

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.28, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 11,528 shares underlying performance share units, of which 7,254 are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-16-153889 · doc4.xml · derivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,000 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable as to 100%.

SEC source: 0001209191-16-153889 · doc4.xml · nonDerivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,815

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.62 to $65.05, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 338,052 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-16-153889 · doc4.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,055,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-153458 · doc4.xml · derivative · entry 6

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 4,781 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options exercisable as to 100%.

SEC source: 0001209191-16-153458 · doc4.xml · nonDerivative · entry 4

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,815

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.47, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · balance_after: Represents (i) 338,052 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-16-153458 · doc4.xml · nonDerivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-153458 · doc4.xml · derivative · entry 5

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,781

Underlying: Common Stock · 40,622 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options exercisable as to 100%.

SEC source: 0001209191-16-153458 · doc4.xml · nonDerivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,815

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.50 to $63.69, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

SEC source: 0001209191-16-153458 · doc4.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-152690 · doc4.xml · derivative · entry 3

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,403

Underlying: Common Stock · 48,597 shares

Expires 2016-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options exercisable as to 100%.

SEC source: 0001209191-16-152690 · doc4.xml · nonDerivative · entry 2

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,815

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.95 to $65.45, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F2 · balance_after: Represents (i) 338,052 shares of common stock acquired upon exercise of vested stock options, (ii) 126,169 vested shares of restricted stock, (iii) 523,992 vested shares underlying PSUs and (iv) 1,602 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-16-152690 · doc4.xml · nonDerivative · entry 1

GREIFELD ROBERT · CIK 0001214669 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-16-148692 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,919

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 1,477 shares or units of restricted stock, of which 353 are vested and (ii) 442 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-17-010467 · doc5.xml · nonDerivative · entry 2

McColgan Ellyn A · CIK 0001499600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,546

F1 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 22,196 shares are vested and the remaining units vest on May 5, 2017.

SEC source: 0001209191-17-010467 · doc5.xml · nonDerivative · entry 1

McColgan Ellyn A · CIK 0001499600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,546

F1 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 22,196 shares are vested and the remaining units vest on May 5, 2017.