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NYSE · USD

NBHC

National Bank Holdings Corp

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Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 22:10 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 59,777 $33.26 $1,988,183.02
Disclosure

SEC source: 0001179110-17-003272 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,590

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on February 23, 2017.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 22:14 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 14,336 $33.26 $476,815.36
Disclosure

SEC source: 0001179110-17-003280 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,757

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on February 23, 2017.

F2 · balance_after: Includes 561 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2016.

Read SEC document
February 22, 2017 Filed Feb 23, 2017 22:12 UTC SaleCommon Stock 3,208 $33.07 $106,097.22
Disclosure

SEC source: 0001179110-17-003046 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,545

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.05 to $33.10, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-002837 · edgar.xml · derivative · entry 3

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013.

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:33 UTC Tax withholdingCommon Stock 4,792 $33.39 $160,004.88
Disclosure

SEC source: 0001179110-17-002837 · edgar.xml · nonDerivative · entry 2

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,753

Read SEC document
February 16, 2017 Filed Feb 22, 2017 00:33 UTC Exercise / conversionCommon Stock 8,000 $20.00 $160,000.00
Disclosure

SEC source: 0001179110-17-002837 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2017 Filed Feb 7, 2017 22:09 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
SaleCommon Stock 1,500 $32.59 $48,891.15
Disclosure

SEC source: 0001179110-17-001914 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,246

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.59 to $32.61, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 23:00 UTC SaleCommon Stock 3,098 $32.50 $100,685.00
Disclosure

SEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 3

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 300,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · derivative · entry 6

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 300,000 shares

Expires 2020-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 21, 2011.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · derivative · entry 5

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on October 11, 2012.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
SaleCommon Stock 45,000 $32.61 $1,467,306.00
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · nonDerivative · entry 4

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,367

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $32.81, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 391,413 $32.79 $12,834,432.27
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · nonDerivative · entry 3

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,367

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 300,000 $20.00 $6,000,000.00
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2017 Filed Feb 6, 2017 22:59 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $20.00 $4,000,000.00
Disclosure

SEC source: 0001179110-17-001786 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:02 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-001693 · edgar.xml · derivative · entry 3

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on May 2, 2013.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:02 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
Tax withholdingCommon Stock 7,519 $32.64 $245,420.16
Disclosure

SEC source: 0001179110-17-001693 · edgar.xml · nonDerivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,746

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:02 UTC
Sobers Patrick G.EVP, Consumer & Smll Bus. Bnkg
Exercise / conversionCommon Stock 10,000 $20.00 $200,000.00
Disclosure

SEC source: 0001179110-17-001693 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Consumer & Smll Bus. Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-001692 · edgar.xml · derivative · entry 4

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:00 UTC Tax withholdingCommon Stock 4,902 $32.64 $160,001.28
Disclosure

SEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,514

Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:00 UTC Exercise / conversionCommon Stock 8,000 $20.00 $160,000.00
Disclosure

SEC source: 0001179110-17-001692 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-17-001439 · edgar.xml · derivative · entry 4

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:34 UTC SaleCommon Stock 6,000 $32.13 $192,750.00
Disclosure

SEC source: 0001179110-17-001439 · edgar.xml · nonDerivative · entry 3

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,632

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $32.20, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:34 UTC Tax withholdingCommon Stock 4,924 $32.50 $160,030.00
Disclosure

SEC source: 0001179110-17-001439 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,632

Read SEC document
January 31, 2017 Filed Feb 1, 2017 22:34 UTC Exercise / conversionCommon Stock 8,000 $20.00 $160,000.00
Disclosure

SEC source: 0001179110-17-001439 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2016 Filed Feb 6, 2017 22:53 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GiftCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001785 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,780

Read SEC document
December 19, 2016 Filed Dec 21, 2016 17:36 UTC
LILLY BRIAN FChief Financial Officer
Tax withholdingCommon Stock 13,223 $31.28 $413,615.44
Disclosure

SEC source: 0001179110-16-033359 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,569

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 22:35 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 59,776 $31.28 $1,869,793.28
Disclosure

SEC source: 0001179110-16-033358 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,180

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on December 19, 2016.

Read SEC document
December 19, 2016 Filed Dec 21, 2016 22:37 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 14,232 $31.28 $445,176.96
Disclosure

SEC source: 0001179110-16-033360 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,532

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on December 19, 2016.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 00:07 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 9,096 $30.55 $277,872.79
Disclosure

SEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,764

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.5275 to $30.615, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 06, 2016 Filed Dec 6, 2016 17:18 UTC
Bessko Zsolt KChief Admin Officer
SaleCommon Stock 1,899 $30.12 $57,204.91
Disclosure

SEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 3

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,617

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.14, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 06, 2016 Filed Dec 8, 2016 01:08 UTC SaleCommon Stock 5,000 $30.16 $150,810.50
Disclosure

SEC source: 0001179110-16-032548 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,545

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.14 to $30.19, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 06, 2016 Filed Dec 9, 2016 00:07 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-16-032648 · edgar.xml · derivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.

Read SEC document
December 06, 2016 Filed Dec 9, 2016 00:07 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 40,904 $30.30 $1,239,391.20
Disclosure

SEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,860

Read SEC document
December 06, 2016 Filed Dec 9, 2016 00:07 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 50,000 $20.00 $1,000,000.00
Disclosure

SEC source: 0001179110-16-032648 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2016 Filed Dec 5, 2016 19:18 UTC
DALEY MICHAEL JOHNChief Accounting Officer
SaleCommon Stock 976 $29.25 $28,547.02
Disclosure

SEC source: 0001179110-16-032437 · edgar.xml · nonDerivative · entry 1

Daley Michael John · CIK 0001673647 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:18 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,450 $0.00 Strike: $20.54 $0.00
Disclosure

SEC source: 0001179110-16-032484 · edgar.xml · derivative · entry 4

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,450

Underlying: Common Stock · 9,450 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. First tranche of 9,450 stock options vested on July 1, 2016.

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:18 UTC
Bessko Zsolt KChief Admin Officer
Tax withholdingCommon Stock 7,551 $29.15 $220,111.65
Disclosure

SEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 2

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,516

Read SEC document
December 02, 2016 Filed Dec 6, 2016 17:18 UTC
Bessko Zsolt KChief Admin Officer
Exercise / conversionCommon Stock 9,450 $20.54 $194,103.00
Disclosure

SEC source: 0001179110-16-032484 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 21:38 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 46,580 $26.80 $1,248,344.00
Disclosure

SEC source: 0001179110-16-032203 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,956

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on November 28, 2016.

Read SEC document
November 28, 2016 Filed Nov 30, 2016 21:39 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 7,106 $26.80 $190,440.80
Disclosure

SEC source: 0001179110-16-032204 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,764

F1 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on November 28, 2016.

Read SEC document
November 25, 2016 Filed Nov 28, 2016 18:17 UTC
LILLY BRIAN FChief Financial Officer
SaleCommon Stock 17,990 $27.32 $491,420.24
Disclosure

SEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 3

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,792

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.425, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 18:17 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-16-032151 · edgar.xml · derivative · entry 4

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on February 27, 2013, February 27, 2014, and February 27, 2015.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 18:17 UTC
LILLY BRIAN FChief Financial Officer
Tax withholdingCommon Stock 83,068 $27.59 $2,291,846.12
Disclosure

SEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 2

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,782

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November 23, 2016 Filed Nov 28, 2016 18:17 UTC
LILLY BRIAN FChief Financial Officer
Exercise / conversionCommon Stock 100,000 $20.00 $2,000,000.00
Disclosure

SEC source: 0001179110-16-032151 · edgar.xml · nonDerivative · entry 1

LILLY BRIAN F · CIK 0001275309 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2016 Filed Nov 24, 2016 00:01 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-16-032097 · edgar.xml · derivative · entry 4

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2018-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.

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November 22, 2016 Filed Nov 24, 2016 00:01 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
SaleCommon Stock 30,000 $27.45 $823,623.00
Disclosure

SEC source: 0001179110-16-032097 · edgar.xml · nonDerivative · entry 3

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,536

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.36 to $27.515, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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November 22, 2016 Filed Nov 24, 2016 00:01 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 170,778 $27.53 $4,701,518.34
Disclosure

SEC source: 0001179110-16-032097 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,536

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November 22, 2016 Filed Nov 24, 2016 00:01 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $20.00 $4,000,000.00
Disclosure

SEC source: 0001179110-16-032097 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2016 Filed Nov 24, 2016 00:02 UTC SaleCommon Stock 5,000 $27.00 $135,000.00
Disclosure

SEC source: 0001179110-16-032098 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,416

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October 31, 2016 Filed Nov 2, 2016 17:25 UTC Tax withholdingCommon Stock 1,029 $24.34 $25,045.86
Disclosure

SEC source: 0001179110-16-031076 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,228

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 31, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.