Tapewire

NYSE · USD

NBHC

National Bank Holdings Corp

Export transactions ↓
Tapewire entity
4575
SEC CIK
0001475841
Parsed reports
525

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2019 Filed Apr 3, 2019 22:18 UTC
Van Denabeele NicoleChief Accounting Officer
GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004722 · edgar.xml · nonDerivative · entry 1

Van Denabeele Nicole · CIK 0001743867 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:13 UTC
Birkans AldisChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,631 $0.00 Strike: $34.08 $0.00
Disclosure

SEC source: 0001179110-19-004713 · edgar.xml · derivative · entry 2

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,631

Underlying: Common Stock · 7,631 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on April 28, 2020.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 22:13 UTC
Birkans AldisChief Financial Officer
GrantCommon Stock 2,112 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004713 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,980

F1 · shares: Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest in three equal annual installments beginning on April 28, 2020.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 330 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · derivative · entry 6

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 330 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 560 $34.49 $19,314.96
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 4

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,442

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.21 to $34.71, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 15, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 330 $19.85 $6,550.50
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 3

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 160 $0.00 Strike: $19.85 $0.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · derivative · entry 5

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Common Stock · 160 shares

Expires 2025-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017, and October 1, 2018.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
SaleCommon Stock 280 $34.38 $9,626.90
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,672

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.37 to $34.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:09 UTC
Bartelli Whitney A.Chief Marketing Officer
Exercise / conversionCommon Stock 160 $19.85 $3,176.00
Disclosure

SEC source: 0001179110-19-003997 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:06 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,052 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001179110-19-003995 · edgar.xml · derivative · entry 5

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 2,052 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Time-vested stock option award. Stock options vest in equal installments on April 28, 2017, April 28, 2018, and April 28, 2019.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:06 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,773 $0.00 Strike: $19.08 $0.00
Disclosure

SEC source: 0001179110-19-003995 · edgar.xml · derivative · entry 4

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,773 shares

Expires 2025-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017, and April 28, 2018.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:06 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
SaleCommon Stock 4,825 $34.30 $165,520.18
Disclosure

SEC source: 0001179110-19-003995 · edgar.xml · nonDerivative · entry 3

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.14 to $34.42, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:06 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionCommon Stock 2,052 $19.56 $40,137.12
Disclosure

SEC source: 0001179110-19-003995 · edgar.xml · nonDerivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 22:06 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Exercise / conversionCommon Stock 2,773 $19.08 $52,908.84
Disclosure

SEC source: 0001179110-19-003995 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
Tax withholdingCommon Stock 800 $36.00 $28,800.00
Disclosure

SEC source: 0001179110-19-003296 · edgar.xml · nonDerivative · entry 2

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,556

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:11 UTC
Sobers Patrick G.EVP, Bus. & Consumer Bnkg
GrantCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003296 · edgar.xml · nonDerivative · entry 1

Sobers Patrick G. · CIK 0001692573 · EVP, Bus. & Consumer Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,356

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:05 UTC
Bartelli Whitney A.Chief Marketing Officer
Tax withholdingCommon Stock 193 $36.00 $6,948.00
Disclosure

SEC source: 0001179110-19-003284 · edgar.xml · nonDerivative · entry 2

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:05 UTC
Bartelli Whitney A.Chief Marketing Officer
GrantCommon Stock 537 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003284 · edgar.xml · nonDerivative · entry 1

Bartelli Whitney A. · CIK 0001692568 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,985

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:06 UTC
Bessko Zsolt KChief Admin Officer
Tax withholdingCommon Stock 1,949 $36.00 $70,164.00
Disclosure

SEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 3

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,550

F4 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:06 UTC
Bessko Zsolt KChief Admin Officer
Tax withholdingCommon Stock 4,062 $36.00 $146,232.00
Disclosure

SEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 2

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,499

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 17:06 UTC
Bessko Zsolt KChief Admin Officer
GrantCommon Stock 9,020 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003285 · edgar.xml · nonDerivative · entry 1

Bessko Zsolt K · CIK 0001330688 · Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,561

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

F2 · balance_after: Includes 342 and 134 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018 and February 28, 2019, respectively.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:08 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,539 $36.00 $595,404.00
Disclosure

SEC source: 0001179110-19-003293 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,956

F2 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:08 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GrantCommon Stock 37,587 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003293 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,495

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:09 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 1,948 $36.00 $70,128.00
Disclosure

SEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,867

F4 · shares: Shares withheld to settle income tax liability on performance-based restricted stock that vested on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:09 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Tax withholdingCommon Stock 4,348 $36.00 $156,528.00
Disclosure

SEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,815

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:09 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
GrantCommon Stock 9,887 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003295 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,163

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

F2 · balance_after: Includes 138 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on February 28, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:07 UTC
Birkans AldisChief Financial Officer
Tax withholdingCommon Stock 1,091 $36.00 $39,276.00
Disclosure

SEC source: 0001179110-19-003288 · edgar.xml · nonDerivative · entry 2

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F3 · shares: Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:07 UTC
Birkans AldisChief Financial Officer
GrantCommon Stock 2,324 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003288 · edgar.xml · nonDerivative · entry 1

Birkans Aldis · CIK 0001558072 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,959

F1 · shares: Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.

F2 · balance_after: Includes 131 and 85 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018 and February 28, 2019, respectively.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,465 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · derivative · entry 6

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 9,465 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011, and October 21, 2012.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 9,465 $36.06 $341,343.87
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 4

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,138

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.18, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 9,465 $20.00 $189,300.00
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 3

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,535 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · derivative · entry 5

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,465

Underlying: Common Stock · 40,535 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 21, 2011, and October 21, 2012.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
SaleCommon Stock 40,535 $35.97 $1,457,841.28
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 2

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,138

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.75 to $36.15, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:49 UTC
Newfield Richard U Jr.Chief Risk Mngmt Officer
Exercise / conversionCommon Stock 40,535 $20.00 $810,700.00
Disclosure

SEC source: 0001179110-19-002907 · edgar.xml · nonDerivative · entry 1

Newfield Richard U Jr. · CIK 0001558035 · Chief Risk Mngmt Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 329 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,750 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-19-002519 · edgar.xml · derivative · entry 3

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:04 UTC Tax withholdingCommon Stock 4,872 $35.92 $175,002.24
Disclosure

SEC source: 0001179110-19-002519 · edgar.xml · nonDerivative · entry 2

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,247

Read SEC document
February 22, 2019 Filed Feb 25, 2019 22:04 UTC Exercise / conversionCommon Stock 8,750 $20.00 $175,000.00
Disclosure

SEC source: 0001179110-19-002519 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 19,233 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-19-002275 · edgar.xml · derivative · entry 3

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,233 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:39 UTC SaleCommon Stock 19,233 $35.63 $685,269.87
Disclosure

SEC source: 0001179110-19-002275 · edgar.xml · nonDerivative · entry 2

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $35.72, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 02:39 UTC Exercise / conversionCommon Stock 19,233 $20.00 $384,660.00
Disclosure

SEC source: 0001179110-19-002275 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 18,333 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001179110-19-001148 · edgar.xml · derivative · entry 2

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,333 shares

Expires 2019-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.

Read SEC document
January 31, 2019 Filed Feb 1, 2019 21:44 UTC Exercise / conversionCommon Stock 18,333 $20.00 $366,660.00
Disclosure

SEC source: 0001179110-19-001148 · edgar.xml · nonDerivative · entry 1

Clermont Ralph W · CIK 0001558067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 11, 2018 01:17 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
SaleCommon Stock 15,136 $34.87 $527,786.27
Disclosure

SEC source: 0001179110-18-013655 · edgar.xml · nonDerivative · entry 2

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,908

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.54 to $35.19, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 16, 2018 Filed Dec 11, 2018 01:17 UTC
LANEY G. TIMOTHYDirector · Chief Executive Officer
GiftCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-013655 · edgar.xml · nonDerivative · entry 1

LANEY G. TIMOTHY · CIK 0001408749 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,044

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:35 UTC Tax withholdingCommon Stock 529 $33.14 $17,531.06
Disclosure

SEC source: 0001179110-18-012422 · edgar.xml · nonDerivative · entry 1

Joseph Fred J. · CIK 0001611449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,830

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:37 UTC
ZEILE ARTDirector
Tax withholdingCommon Stock 216 $33.14 $7,158.24
Disclosure

SEC source: 0001179110-18-012425 · edgar.xml · nonDerivative · entry 1

ZEILE ART · CIK 0001279300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,321

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:34 UTC Tax withholdingCommon Stock 445 $33.14 $14,747.30
Disclosure

SEC source: 0001179110-18-012421 · edgar.xml · nonDerivative · entry 1

Dean Robert E · CIK 0001300695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,369

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:37 UTC Tax withholdingCommon Stock 540 $33.14 $17,895.60
Disclosure

SEC source: 0001179110-18-012424 · edgar.xml · nonDerivative · entry 1

Warren Burney S. III · CIK 0001558068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018.

Read SEC document
October 29, 2018 Filed Oct 31, 2018 21:36 UTC Tax withholdingCommon Stock 535 $33.14 $17,729.90
Disclosure

SEC source: 0001179110-18-012423 · edgar.xml · nonDerivative · entry 1

Spring Maria F · CIK 0001558071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,114

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 29, 2018.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:09 UTC
Randall Christopher S.EVP, Comm. & Specialty Banking
Tax withholdingCommon Stock 439 $37.18 $16,322.02
Disclosure

SEC source: 0001179110-18-012033 · edgar.xml · nonDerivative · entry 1

Randall Christopher S. · CIK 0001692578 · EVP, Comm. & Specialty Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,684

F1 · shares: Shares withheld to settle income tax liability on restricted stock that vested on October 1, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.