Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 25, 2020 00:12 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000027 · wf-form4_158258955113165.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,544 Underlying: Common Stock · 668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:12 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingCommon Stock | 668 | $18.66 | $12,464.88 |
DisclosureSEC source: 0001288469-20-000027 · wf-form4_158258955113165.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,513 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:12 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 668 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000027 · wf-form4_158258955113165.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 1,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LITCHFIELD STEVEN GSee remarks
|
Tax withholdingCommon Stock | 1,328 | $18.66 | $24,780.48 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,749 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionCommon Stock | 1,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000024 · wf-form4_158258948681124.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843 Underlying: Common Stock · 597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LaChance Michael J.Vice President, Operations
|
Tax withholdingCommon Stock | 1,491 | $18.66 | $27,822.06 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,897 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 23:52 UTC |
SCHROCK DONALD EDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,857 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000015 · wf-form4_158163795069127.xml · derivative · entry 2 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,857 shares Expires 2020-03-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on March 23, 2011. Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 23:52 UTC |
SCHROCK DONALD EDirector
|
Exercise / conversionCommon Stock | 10,857 | $14.00 | $151,998.00 |
DisclosureSEC source: 0001288469-20-000015 · wf-form4_158163795069127.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 01:23 UTC |
Tewksbury Ted L IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 6,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000006 · wf-form4_157922418672620.xml · derivative · entry 2 Tewksbury Ted L III · CIK 0001375681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 1, 2017. On January 15, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 1, 2017. On January 15, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 01:23 UTC |
Tewksbury Ted L IIIDirector
|
Exercise / conversionCommon Stock | 6,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000006 · wf-form4_157922418672620.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 8, 2020 23:47 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,400 | $21.20 | $220,455.04 |
DisclosureSEC source: 0001288469-20-000004 · wf-form4_157852725126351.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 230,002 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $21.04 to $21.35 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full infor F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 23:47 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,800 | $21.01 | $226,942.56 |
DisclosureSEC source: 0001288469-20-000004 · wf-form4_157852725126351.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 240,402 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,800 shares sold in the price range of $20.69 to $21.175 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 01, 2020 Filed Jan 7, 2020 21:22 UTC |
Tewksbury Ted L IIIDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000002 · wf-form4_157843210536357.xml · derivative · entry 2 Tewksbury Ted L III · CIK 0001375681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 1, 2018. On January 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 1, 2018. On January 1, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 7, 2020 21:22 UTC |
Tewksbury Ted L IIIDirector
|
Exercise / conversionCommon Stock | 4,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000002 · wf-form4_157843210536357.xml · nonDerivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| December 12, 2019 Filed Dec 18, 2019 16:08 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000206 · wf-form4_157670330131257.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,689 F2 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 12, 2019 Filed Dec 18, 2019 16:08 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000206 · wf-form4_157670330131257.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,037 Read SEC document |
| December 12, 2019 Filed Dec 18, 2019 16:08 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000206 · wf-form4_157670330131257.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,689 F1 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 12, 2019 Filed Dec 18, 2019 16:08 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 1,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000206 · wf-form4_157670330131257.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,457 Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:16 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 30,000 | $20.11 | $603,204.00 |
DisclosureSEC source: 0001288469-19-000204 · wf-form4_157618535541451.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 251,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.00 to $20.19 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · derivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,102 Underlying: Common Stock · 463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,168 Underlying: Common Stock · 107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 229 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 1,085 | $19.34 | $20,983.90 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,475 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 22:41 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionCommon Stock | 1,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000201 · wf-form4_157541286309725.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 617 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:41 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 729 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000202 · wf-form4_157541288516218.xml · derivative · entry 5 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 Underlying: Common Stock · 729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:41 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 416 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000202 · wf-form4_157541288516218.xml · derivative · entry 4 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,324 Underlying: Common Stock · 416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:41 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000202 · wf-form4_157541288516218.xml · derivative · entry 3 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2019. On December 2, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on December 2, 2019. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:41 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 1,910 | $19.34 | $36,939.40 |
DisclosureSEC source: 0001288469-19-000202 · wf-form4_157541288516218.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,345 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:41 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionCommon Stock | 1,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000202 · wf-form4_157541288516218.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 22:40 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000200 · wf-form4_157541283723755.xml · derivative · entry 2 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,392 Underlying: Common Stock · 2,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of December 1, 2018, such that the award will be fully vested on December 1, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of December 1, 2018, such that the award will be fully vested on December 1, 2021. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 22:40 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionCommon Stock | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000200 · wf-form4_157541283723755.xml · nonDerivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 23:06 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000196 · wf-form4_157532796088302.xml · derivative · entry 2 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,684 Underlying: Common Stock · 2,843 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of November 27, 2018, such that the award will be fully vested on November 27, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of November 27, 2018, such that the award will be fully vested on November 27, 2021. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 23:06 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionCommon Stock | 2,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000196 · wf-form4_157532796088302.xml · nonDerivative · entry 1 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 281,202 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 500,000 F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 21:08 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000194 · wf-form4_157488891241421.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 781,202 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:08 UTC |
Bollesen MichaelVice President of Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · derivative · entry 3 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,494 Underlying: Common Stock · 1,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:08 UTC |
Bollesen MichaelVice President of Sales
|
Tax withholdingCommon Stock | 1,272 | $19.99 | $25,427.28 |
DisclosureSEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · nonDerivative · entry 2 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,515 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:08 UTC |
Bollesen MichaelVice President of Sales
|
Exercise / conversionCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000185 · wf-form4_157445691034737.xml · nonDerivative · entry 1 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,012 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · derivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,217 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 5,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · derivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 8,072 | $19.99 | $161,359.28 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,888 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 8,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000191 · wf-form4_157445703463303.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC |
LING CURTISChief Technical Officer
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Exercise / conversionRestricted Stock Units · Derivative | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,256 Underlying: Common Stock · 1,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.