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Bollesen Michael

Disclosed activity across 1 company

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116676
SEC CIK
0001747650

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882Vice President of SalesFebruary 20, 2023February 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date February 20, 2023 · Filed February 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect115,305 Reported balance After 2023-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-20 · Exercise / conversion · Acquired 1,006 · Balance 115,305

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Common StockSEC Table I · non-derivativeDirect114,299 Reported balance After 2023-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-02-20 · Tax withholding · Disposed 1,006 · Balance 114,299

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect6,088 Reported balance After 2023-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-20 · Exercise / conversion · Disposed 1,006 · Balance 6,088

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2023 Filed Feb 21, 2023 18:54 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,006 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000064 · wf-form4_167702362610856.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,088

Underlying: Common Stock · 1,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,118 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 18:54 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,006 $36.74 $36,960.44
Disclosure

SEC source: 0001288469-23-000064 · wf-form4_167702362610856.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,299

F2 · price: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 18:54 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000064 · wf-form4_167702362610856.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 482 $40.67 $19,602.94
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 14

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,275

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 13

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,757

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 721 $40.67 $29,323.07
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 12

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,784

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,456 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 11

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,505

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,454 $40.67 $59,134.18
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 10

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,049

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,933 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 9

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,503

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,181 $40.67 $88,701.27
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 8

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,570

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,399 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 7

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,751

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 7,646 $40.67 $310,962.82
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 6

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,352

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 15,423 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,998

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 8,954 $40.67 $364,159.18
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,575

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,529

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,894 $40.67 $117,698.98
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,393

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:44 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,813 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000045 · wf-form4_167582426031917.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,287

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:07 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 18,371 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000023 · wf-form4_167547283283455.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

Underlying: Common Stock · 18,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 18:48 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,757 $38.93 $224,103.89
Disclosure

SEC source: 0001288469-22-000190 · wf-form4_167114808254917.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,474

F1 · price: Represents the weighted average share price of an aggregate total of 5,757 shares sold in the price range of $38.86 to $39.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:10 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,159 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000160 · wf-form4_166120622092895.xml · derivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,184

Underlying: Common Stock · 1,159 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:10 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000160 · wf-form4_166120622092895.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:10 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,984 $39.46 $117,748.64
Disclosure

SEC source: 0001288469-22-000160 · wf-form4_166120622092895.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,231

F2 · price: On August 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on August 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 19, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:10 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 2,984 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000160 · wf-form4_166120622092895.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 519 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · derivative · entry 6

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427

Underlying: Common Stock · 519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 10,474 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 10,474 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 2,548 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · derivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,995

Underlying: Common Stock · 2,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 2,009 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · derivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,403

Underlying: Common Stock · 2,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 13,507 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

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May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 6,901 $38.45 $265,343.45
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,195

Read SEC document
May 20, 2022 Filed May 24, 2022 20:59 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 6,901 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000111 · wf-form4_165344034623766.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 362 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 16, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,825 $60.83 $111,014.75
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,812

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 623 $62.15 $38,719.45
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 14

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,956

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,257 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 13

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,579

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 934 $62.15 $58,048.10
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 12

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,322

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 11

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,256

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,568 $62.15 $221,751.20
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 10

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,371

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,197 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 9

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,939

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 4,690 $62.15 $291,483.50
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 8

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,742

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 10,797 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 7

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,432

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 933 $62.15 $57,985.95
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 6

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,635

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,700 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 5

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,568

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,401 $62.15 $87,072.15
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 4

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,868

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,269

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,817 $62.15 $112,926.55
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,217

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,921 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000040 · wf-form4_164435959876058.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,034

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:33 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 8,118 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000013 · wf-form4_164143280175883.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

Underlying: Common Stock · 8,118 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:05 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000259 · wf-form4_163770509385970.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,044

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:05 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,825 $70.68 $128,991.00
Disclosure

SEC source: 0001288469-21-000259 · wf-form4_163770509385970.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,113

F2 · price: On November 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on November 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on November 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:05 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000259 · wf-form4_163770509385970.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.