Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Vice President, Operations | August 20, 2020 | August 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date August 20, 2020 · Filed August 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,714 |
Reported balance
After 2020-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-08-20 · Exercise / conversion · Acquired 7,214 · Balance 53,714 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 46,500 |
Reported balance
After 2020-08-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-20 · Tax withholding · Disposed 7,214 · Balance 46,500 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-08-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-08-20 · Exercise / conversion · Disposed 5,953 · Balance 0 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,922 |
Reported balance
After 2020-08-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-08-20 · Exercise / conversion · Disposed 505 · Balance 2,922 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,322 |
Reported balance
After 2020-08-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-08-20 · Exercise / conversion · Disposed 756 · Balance 15,322 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.
F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.
F4: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2020 Filed Aug 24, 2020 20:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,322 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 5,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 7,214 | $25.48 | $183,812.72 |
DisclosureSEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,500 Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 7,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 12,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000170 · wf-form4_159735235955282.xml · derivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,665 Underlying: Common Stock · 12,665 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,665 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,665 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 758 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000106 · wf-form4_159017873374935.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,755 Underlying: Common Stock · 758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 21,949 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 21,949 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000106 · wf-form4_159017873374935.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,511 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000106 · wf-form4_159017873374935.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,018 | $17.37 | $35,052.66 |
DisclosureSEC source: 0001288469-20-000106 · wf-form4_159017873374935.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,848 Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:19 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,018 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000106 · wf-form4_159017873374935.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,247 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 27,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000060 · wf-form4_158587086168194.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,849 Underlying: Common Stock · 27,849 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award shall vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,166 | $11.67 | $13,607.22 |
DisclosureSEC source: 0001288469-20-000060 · wf-form4_158587086168194.xml · nonDerivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,776 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000060 · wf-form4_158587086168194.xml · nonDerivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,942 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on March 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 295 | $11.67 | $3,442.65 |
DisclosureSEC source: 0001288469-20-000060 · wf-form4_158587086168194.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,480 Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 23:41 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000060 · wf-form4_158587086168194.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2019 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 894 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,700 Underlying: Common Stock · 894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 597 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,843 Underlying: Common Stock · 597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,491 | $18.66 | $27,822.06 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,897 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:11 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000023 · wf-form4_158258946428280.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,388 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,889 Underlying: Common Stock · 867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,274 | $19.99 | $45,457.26 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,738 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 23:04 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 15,935 | $20.14 | $320,921.34 |
DisclosureSEC source: 0001288469-19-000176 · wf-form4_157359982755442.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,753 F1 · price: Represents the weighted average share price of an aggregate total of 15,935 shares sold in the price range of $20.12 to $20.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · derivative · entry 6 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,077 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,765 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,216 Underlying: Common Stock · 4,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,610 Underlying: Common Stock · 902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 6,627 | $20.66 | $136,913.82 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,688 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 23:52 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000132 · wf-form4_156651795858115.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 21:43 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 15,908 | $22.03 | $350,442.10 |
DisclosureSEC source: 0001288469-19-000117 · wf-form4_156469582260979.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,143 F2 · price: Represents the weighted average share price of an aggregate total of 15,908 shares sold in the price range of $22.00 to $22.125 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 30, 2019 Filed Aug 1, 2019 21:43 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 18,424 | $21.81 | $401,890.08 |
DisclosureSEC source: 0001288469-19-000117 · wf-form4_156469582260979.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,051 F1 · price: Represents the weighted average share price of an aggregate total of 18,424 shares sold in the price range of $21.75 to $21.90 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 20:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 3,495 | $21.90 | $76,551.33 |
DisclosureSEC source: 0001288469-19-000105 · wf-form4_156045802698782.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,475 F1 · price: Represents the weighted average share price of an aggregate total of 3,495 shares sold in the price range of $21.9 to $21.93 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 36,470 | $21.65 | $789,535.38 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,970 F3 · price: Represents the weighted average share price of an aggregate total of 36,470 shares sold in the price range of $21.515 to $21.80 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 8 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,266 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F8 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 7 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 6 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,220 Underlying: Common Stock · 902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 21,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 Underlying: Common Stock · 21,949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 2,918 | $22.21 | $64,808.78 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,440 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 2,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,311 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,609 | $23.63 | $38,020.67 |
DisclosureSEC source: 0001288469-19-000038 · wf-form4_155121580718362.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,600 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:17 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000038 · wf-form4_155121580718362.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,209 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 6 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,455 Underlying: Common Stock · 815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 492 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,686 Underlying: Common Stock · 492 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,830 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 752 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 22:09 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 3,125 | $23.20 | $72,500.00 |
DisclosureSEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,554 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.