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person · Reporting owner

Tewksbury Ted L III

Disclosed activity across 6 companies

Tapewire entity
24194
SEC CIK
0001375681

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENERGY FOCUS, INC/DEEFOI · Entity 7723Director · Chairman, CEO & PresidentFebruary 26, 2019February 28, 2019
Exyn Technologies, Inc.EXYN · Entity 7587DirectorAugust 03, 2026August 06, 2026
MAXLINEAR, INCMXL · Entity 3882DirectorMay 20, 2026May 22, 2026
Ouster, Inc.OUST · Entity 4380DirectorJune 17, 2026June 22, 2026
Silvaco Group, Inc.SVCO · Entity 6240DirectorAugust 11, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENERGY FOCUS, INC/DE

Report date February 26, 2019 · Filed February 28, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect95,934 Ending reported balance After 2019-02-27 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2019-02-26 · Exercise / conversion · Acquired 55,100 · Balance 108,561

Row 2 · 2019-02-26 · Tax withholding · Disposed 22,370 · Balance 86,191

Row 3 · 2019-02-27 · Exercise / conversion · Acquired 16,481 · Balance 102,672

Row 4 · 2019-02-27 · Tax withholding · Disposed 6,738 · Balance 95,934

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-27Direct110,200 Reported balance After 2019-02-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-02-26 · Exercise / conversion · Disposed 55,100 · Balance 110,200

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F2: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-28Direct16,481 Reported balance After 2019-02-27 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-02-27 · Exercise / conversion · Disposed 16,481 · Balance 16,481

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F2: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $3.43 · Expires 2027-02-27Direct74,165 Reported balance Holding disclosure · report date 2019-02-26 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 74,165

F3: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F2: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

F3: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

Exyn Technologies, Inc.

Report date August 03, 2026 · Filed August 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.82 · Expires 2036-08-03Direct23,200 Reported balance After 2026-08-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-03 · Grant · Acquired 23,200 · Balance 23,200

F1: On August 3, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 23,200 shares of the Issuer's common stock. These options vest in accordance with the following schedule: one-third of the shares on August 3, 2027 and one-third on each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Filing footnotes · ownership attribution and instrument terms

F1: On August 3, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 23,200 shares of the Issuer's common stock. These options vest in accordance with the following schedule: one-third of the shares on August 3, 2027 and one-third on each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

MAXLINEAR, INC

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,963 Reported balance After 2026-05-20 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 1,963 · Balance 1,963

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Ouster, Inc.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect124,999 Ending reported balance After 2026-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-17 · Grant · Acquired 4,725 · Balance 126,694

F1: Consists of Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date. The Reporting Person will settle all awards of common stock received, including vested RSUs, upon the earlier of a change in control or separation from service with the Company.

Row 2 · 2026-06-22 · Sale · Disposed 1,695 · Balance 124,999

F2: Reflects shares sold pursuant to a Rule 10b5-1 plan dated August 12, 2025. Includes sales made for tax planning purposes.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date. The Reporting Person will settle all awards of common stock received, including vested RSUs, upon the earlier of a change in control or separation from service with the Company.

F2: Reflects shares sold pursuant to a Rule 10b5-1 plan dated August 12, 2025. Includes sales made for tax planning purposes.

Silvaco Group, Inc.

Report date August 11, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,143 Ending reported balance After 2026-08-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-11 · Grant · Acquired 1,159 · Balance 18,723

F1: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer.

Row 2 · 2026-08-11 · Sale · Disposed 580 · Balance 18,143

F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer.

F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Velodyne Lidar, Inc.

Report date February 10, 2023 · Filed February 13, 2023

Section 16 reporting ended · disclosed 2023-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2023-02-10 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-02-10 · Disposition to issuer · Disposed 1,309,030 · Balance 1,368,837

F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F2: At the effective time of the Merger, each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.

Row 2 · 2023-02-10 · Disposition to issuer · Disposed 1,368,837 · Balance 0

F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F2: At the effective time of the Merger, each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.

F3: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2026 Filed Aug 12, 2026 21:10 UTC Silvaco Group, Inc. SVCO · Entity 6240 SaleCommon Stock 580 $7.28 $4,219.79
Disclosure

SEC source: 0001628280-26-056346 · wk-form4_1786569047.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,143

F2 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 12, 2026.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 21:10 UTC Silvaco Group, Inc. SVCO · Entity 6240 GrantCommon Stock 1,159 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-056346 · wk-form4_1786569047.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,723

F1 · shares: The shares of Silvaco Group, Inc. (the "Issuer") common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan providing for the replacement of the quarterly cash retainer earned in the second quarter of fiscal 2026 with an award of Issuer common stock with a fair market value equal to such quarterly cash retainer.

Read SEC document
August 03, 2026 Filed Aug 6, 2026 01:42 UTC Exyn Technologies, Inc. EXYN · Entity 7587 GrantStock Option · Derivative 23,200 $0.00 Strike: $1.82 $0.00
Disclosure

SEC source: 0001104659-26-091451 · tm2622302-5_4seq1.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,200

Underlying: Common Stock · 23,200 shares

Expires 2036-08-03

F1 · derivative.exercise_date: On August 3, 2026 (the "Grant Date"), the Reporting Person was granted stock options to purchase 23,200 shares of the Issuer's common stock. These options vest in accordance with the following schedule: one-third of the shares on August 3, 2027 and one-third on each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Read SEC document
June 22, 2026 Filed Jun 22, 2026 21:35 UTC Ouster, Inc. OUST · Entity 4380 SaleCommon Stock 1,695 $47.00 $79,665.00
Disclosure

SEC source: 0001193125-26-277742 · ownership.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,999

F2 · shares: Reflects shares sold pursuant to a Rule 10b5-1 plan dated August 12, 2025. Includes sales made for tax planning purposes.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 21:35 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 4,725 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-277742 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,694

F1 · shares: Consists of Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 17, 2027 or the Company's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date. The Reporting Person will settle all awards of common stock received, including vested RSUs, upon the earlier of a change in control or separation from service with the Company.

Read SEC document
May 20, 2026 Filed May 22, 2026 21:35 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 1,963 $0.00 $0.00
Disclosure

SEC source: 0001375681-26-000005 · wk-form4_1779485741.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,963

Underlying: Common Stock · 1,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2027 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 05, 2026 Filed May 5, 2026 20:12 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 3,935 $80.00 $314,800.00
Disclosure

SEC source: 0001375681-26-000003 · wk-form4_1778011943.xml · nonDerivative · entry 4

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,076

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2025 by the Reporting Person.

Read SEC document
May 04, 2026 Filed May 5, 2026 20:12 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 3,935 $77.36 $304,411.60
Disclosure

SEC source: 0001375681-26-000003 · wk-form4_1778011943.xml · nonDerivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,011

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 2, 2025 by the Reporting Person.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:12 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 15,741 $0.00 $0.00
Disclosure

SEC source: 0001375681-26-000003 · wk-form4_1778011943.xml · derivative · entry 5

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2026.

F3 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:12 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 15,741 $0.00 $0.00
Disclosure

SEC source: 0001375681-26-000003 · wk-form4_1778011943.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:12 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 2,790 $78.67 $219,475.35
Disclosure

SEC source: 0001375681-26-000003 · wk-form4_1778011943.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,205

Read SEC document
April 22, 2026 Filed Apr 27, 2026 20:55 UTC Silvaco Group, Inc. SVCO · Entity 6240 GrantCommon Stock 17,564 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-027588 · wk-form4_1777323318.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,564

F1 · shares: The restricted stock units shall fully vest on the earlier of the one-year anniversary of the grant date or the Issuer's 2027 annual meeting of stockholders.

Read SEC document
March 19, 2026 Filed Mar 23, 2026 20:05 UTC Ouster, Inc. OUST · Entity 4380 SaleCommon Stock 1,695 $20.00 $33,900.00
Disclosure

SEC source: 0001193125-26-119713 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 121,969

F1 · shares: Reflects shares sold pursuant to a Rule 10b5-1 plan dated August 12, 2025. Includes sales made for tax planning purposes.

Read SEC document
December 19, 2025 Filed Dec 23, 2025 21:36 UTC Ouster, Inc. OUST · Entity 4380 SaleCommon Stock 1,695 $21.47 $36,391.65
Disclosure

SEC source: 0001193125-25-331041 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,664

F1 · shares: Reflects shares sold pursuant to a Rule 10b5-1 plan dated August 12, 2025. Includes sales made for tax planning purposes.

Read SEC document
November 11, 2025 Filed Nov 13, 2025 01:02 UTC Ouster, Inc. OUST · Entity 4380 SaleCommon Stock 1,695 $25.38 $43,019.10
Disclosure

SEC source: 0001193125-25-278302 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,359

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:15 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 13,558 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-088514 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,054

F1 · shares: Represents Ouster, Inc. (the "Company") restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest in quarterly installments through the earlier of June 18, 2026 or the Company's next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:26 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 18,227 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000064 · wk-form4_1747945604.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,227

Underlying: Common Stock · 18,227 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 20, 2025 Filed Oct 10, 2025 22:44 UTC Amendment MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 15,741 $0.00 $0.00
Disclosure

SEC source: 0001375681-25-000004 · wk-form4a_1760136250.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,741

Underlying: Common Stock · 15,741 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · shares: This amendment is being filed to correct the number of RSUs reported in the Form 4 filed May 22, 2025.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2026 or the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 02, 2025 Filed May 5, 2025 23:48 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 6,071 $10.40 $63,154.18
Disclosure

SEC source: 0001288469-25-000038 · wk-form4_1746488873.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,995

F2 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2024 by the Reporting Person.

F3 · price: Represents the weighted average share price of an aggregate total of 6,071 shares sold in the price range of $10.26 to $10.49 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 12,141 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000038 · wk-form4_1746488873.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,141 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025.

F5 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2025.

Read SEC document
May 01, 2025 Filed May 5, 2025 23:48 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 12,141 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000038 · wk-form4_1746488873.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the amount of securities beneficially held after reducing the amount by 792 shares due to a clerical error. On May 2, 2022, the Reporting Person filed a Form 4 which omitted the disposition of 792 shares (the "Original Report"). The Original Report and the subsequent Form 4s filed by the Reporting Person included the 792 shares previously disposed by the Reporting Person due to a clerical error.

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November 21, 2024 Filed Nov 25, 2024 23:11 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,800 $15.36 $89,110.04
Disclosure

SEC source: 0001288469-24-000135 · wk-form4_1732576266.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,717

F1 · price: Represents the weighted average share price of an aggregate total of 5,800 shares sold in the price range of $15.36 to $15.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 4,791 shares previously omitted due to a clerical error. On May 14, 2015, the Reporting Person filed a Form 3 which reported that the Reporting Person beneficially owned a total of 6,803 shares (the "Original Report"). The Original Report and the subsequent Form 4s filed by the Reporting Person omitted 4,791 shares held by the Reporting Person due to a clerical error.

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June 21, 2024 Filed Jul 9, 2024 20:51 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 15,195 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-082463 · ownership.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,496

F1 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs will vest on June 21, 2034, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

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May 23, 2024 Filed May 24, 2024 22:43 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 12,141 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000089 · wk-form4_1716590570.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,141

Underlying: Common Stock · 12,141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2025 or the date immediately preceding the next annual meeting of stockholders.

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May 01, 2024 Filed May 3, 2024 20:09 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 9,170 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000070 · wk-form4_1714766961.xml · derivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2024.

F2 · derivative.expiration_date: One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2024.

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May 01, 2024 Filed May 3, 2024 20:09 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 9,170 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000070 · wk-form4_1714766961.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:55 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 12,000 $19.57 $234,840.00
Disclosure

SEC source: 0001288469-24-000047 · wk-form4_1709679311.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,556

Read SEC document
February 28, 2024 Filed Mar 1, 2024 00:42 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionStock Option (right to buy) · Derivative 35,822 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001288469-24-000046 · wk-form4_1709253722.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,822 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 00:42 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 14,386 $18.85 $271,176.10
Disclosure

SEC source: 0001288469-24-000046 · wk-form4_1709253722.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,556

Read SEC document
February 28, 2024 Filed Mar 1, 2024 00:42 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 35,822 $7.57 $271,172.54
Disclosure

SEC source: 0001288469-24-000046 · wk-form4_1709253722.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionStock Option (right to buy) · Derivative 3,582 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001288469-24-000009 · wk-form4_1706562137.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,582 shares

Expires 2024-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:02 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,414 $22.14 $31,305.96
Disclosure

SEC source: 0001288469-24-000009 · wk-form4_1706562137.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,120

Read SEC document
January 26, 2024 Filed Jan 29, 2024 21:02 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,582 $8.74 $31,306.68
Disclosure

SEC source: 0001288469-24-000009 · wk-form4_1706562137.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:07 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 9,170 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000121 · wf-form4_168383563634947.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,170

Underlying: Common Stock · 9,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2024 or the date immediately preceding the next annual meeting of stockholders.

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March 31, 2023 Filed Apr 3, 2023 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionStock Option (right to buy) · Derivative 3,582 $0.00 Strike: $11.76 $0.00
Disclosure

SEC source: 0001288469-23-000081 · wf-form4_168056591436817.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,582 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,197 $35.21 $42,146.37
Disclosure

SEC source: 0001288469-23-000081 · wf-form4_168056591436817.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,952

Read SEC document
March 31, 2023 Filed Apr 3, 2023 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,582 $11.76 $42,124.32
Disclosure

SEC source: 0001288469-23-000081 · wf-form4_168056591436817.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Feb 28, 2023 23:17 UTC Ouster, Inc. OUST · Entity 4380 SaleCommon Stock 326,248 $1.11 $363,309.77
Disclosure

SEC source: 0000899243-23-006459 · doc4.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 982,998

F1 · shares: Reflects shares sold to cover withholding taxes incurred upon the vesting and settlement of restricted stock units ("RSUs") in a trade that was initiated by the Issuer on the Reporting Person's behalf pursuant to terms of the applicable RSU agreement.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.0950 to $1.1136, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 10, 2023 Filed Feb 13, 2023 22:00 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Disposition to issuerCommon Stock 1,368,837 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-003328 · wf-form4_167632559123637.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F3 · price: At the effective time of the Merger (the "Effective Time"), each outstanding share of Velodyne common stock automatically converted to the right to receive 0.8204 of a share of Ouster common stock.

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February 10, 2023 Filed Feb 13, 2023 22:00 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 Disposition to issuerCommon Stock 1,309,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-003328 · wf-form4_167632559123637.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368,837

F1 · kind: On February 10, 2023, the closing of the transactions contemplated by the Agreement and Plan of Merger, dated November 4, 2022 (as it may be amended from time to time), by and among Ouster, Inc. ("Ouster"), Oban Merger Sub, Inc., a wholly owned subsidiary of Ouster, Oban Merger Sub II LLC, a wholly owned subsidiary of Ouster, and Velodyne Lidar, Inc. ("Velodyne") occurred, pursuant to which Velodyne merged into a wholly owned subsidiary of Ouster (the "Merger").

F2 · price: At the effective time of the Merger, each performance-based restricted stock award was deemed to be met at the target level of achievement of the performance goals, resulting in a forfeiture of shares above the target level.

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February 10, 2023 Filed Feb 15, 2023 01:56 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 186,254 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-005102 · doc4.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,246

F3 · shares: Represents Company restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Company's common stock. The RSUs vest as to 1/5 of the the total number of RSUs on each of the first five quarterly anniversaries of the grant date, subject to the Reporting Person's continued service through the applicable vesting date. The RSUs have no expiration date.

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February 10, 2023 Filed Feb 15, 2023 01:56 UTC Ouster, Inc. OUST · Entity 4380 GrantCommon Stock 1,122,992 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-005102 · doc4.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122,992

F1 · shares: Includes 835,129 shares of Ouster, Inc. ("Company") common stock subject to time-based restrictions on transfer ("RSAs"). The RSAs will vest in accordance with the terms of the underlying awards.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of November 4, 2022 (the "Merger Agreement"), at the effective time of the first merger contemplated by the Merger Agreement (the "Effective Time"), each share of common stock of Velodyne Lidar, Inc. ("Velodyne") held by the Reporting Person immediately prior to the Effective Time was converted into 0.8204 shares of the Company's common stock. At the Effective Time, each outstanding RSA held by the Reporting Person was converted into a number of restricted shares of the Company's common stock equal to the product of the number of shares of Velodyne common stock subject to the RSA and 0.8204, with the same terms and conditions as applied to the RSA immediately prior to the Effective Time. The transaction was exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3 promulgated thereunder.

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January 31, 2023 Filed Feb 2, 2023 22:26 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 SaleCommon Stock 5,501 $1.11 $6,106.11
Disclosure

SEC source: 0001628280-23-002093 · wf-form4_167537679036405.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,677,867

F1 · security: Represents a Restricted Stock Award ("RSA") that vests in installments, with twenty-five percent (25%) of the shares vesting on November 10, 2022 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to continued service with the Issuer.

F2 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of RSUs. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · balance_after: Includes 15,000 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on November 30, 2022

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December 22, 2022 Filed Dec 23, 2022 21:05 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 SaleCommon Stock 158,559 $0.79 $125,261.61
Disclosure

SEC source: 0001628280-22-032554 · wf-form4_167182951509850.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,668,368

F1 · shares: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock awards. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · balance_after: Includes 9,172 shares of common stock acquired pursuant to the Company's 2020 Employee Stock Purchase Plan acquired by the Reporting Person on November 30, 2022

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November 10, 2022 Filed Nov 14, 2022 21:22 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 SaleCommon Stock 18,563 $0.85 $15,778.55
Disclosure

SEC source: 0001628280-22-029851 · wf-form4_166846079714427.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817,795

F1 · kind: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the previously reported vesting and settlement of restricted stock awards. These sales are mandated by the Reporting Person's award agreement to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2 · balance_after: Includes 7,000 shares acquired under the VLDR 2020 Employee Stock Purchase Plan on May 31, 2022. This transaction is exempt pursuant to Rule 16b-3(c).

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May 26, 2022 Filed May 31, 2022 20:35 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 5,633 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000139 · wf-form4_165402929325025.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,633

Underlying: Common Stock · 5,633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2023 or the date immediately preceding the 2023 annual meeting of stockholders.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:05 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionStock Option (right to buy) · Derivative 3,582 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0001288469-22-000092 · wf-form4_165152188827663.xml · derivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,582 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:05 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,582 $11.09 $39,724.38
Disclosure

SEC source: 0001288469-22-000092 · wf-form4_165152188827663.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 21:48 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantCommon Stock 2,618,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-009411 · wf-form4_165005930836079.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829,358

F1 · kind: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025.

F1 · price: Represents the maximum number of shares of restricted stock that will vest and become non-forfeitable if certain performance goals are satisfied and the Reporting Person remains in continuous service through the applicable vesting dates, whereby, if the maximum goals are achieved, 1/3 of the shares will vest if the Reporting Person remains in service through February 28, 2023 (or, if later, the date the performance goals are certified) the remaining shares will vest in two equal installments if the Reporting Person remains in continuous service through February 28, 2024 and February 28, 2025.

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November 10, 2021 Filed Nov 12, 2021 22:38 UTC Velodyne Lidar, Inc. VLDR · Entity 116976 GrantCommon Stock 211,298 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-023236 · wf-form4_163675670989163.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,298

F1 · shares: Represents a restricted stock award that vests in installments, with twenty-five percent (25%) of the shares vesting on November 10, 2022 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter, subject to continued service with the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.