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WALSH BRENDAN

Disclosed activity across 1 company

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116672
SEC CIK
0001478342

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882VP, Product Line MarketingFebruary 20, 2023February 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date February 20, 2023 · Filed February 21, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect189,534 Reported balance After 2023-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-02-20 · Exercise / conversion · Acquired 523 · Balance 189,534

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Common StockSEC Table I · non-derivativeDirect189,011 Reported balance After 2023-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-02-20 · Tax withholding · Disposed 523 · Balance 189,011

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,165 Reported balance After 2023-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-02-20 · Exercise / conversion · Disposed 523 · Balance 3,165

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 4,221 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 4,221 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2023 Filed Feb 21, 2023 18:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000071 · wf-form4_167702382923369.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 4,221 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 4,221 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 18:57 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 523 $36.74 $19,215.02
Disclosure

SEC source: 0001288469-23-000071 · wf-form4_167702382923369.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,011

F2 · price: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 18:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 523 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000071 · wf-form4_167702382923369.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 271 $38.87 $10,533.77
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 14

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,478

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 505 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 13

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,749

F5 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 407 $38.87 $15,820.09
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 12

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,244

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 757 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 11

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,651

F5 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,368 $38.87 $53,174.16
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 10

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,894

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 2,542 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 9

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,262

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,053 $38.87 $79,800.11
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 8

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,720

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 3,813 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 7

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,773

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 8,305 $38.87 $322,815.35
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 6

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,960

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 15,423 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 5

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,265

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 12,458 $38.87 $484,242.46
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,842

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 23,136 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,300

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 06, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,274 $38.87 $127,260.38
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,164

F2 · shares: On February 6, 2023, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 6, 2023.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 21:48 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 5,694 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000055 · wf-form4_167582446468420.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,438

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:10 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 9,951 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000033 · wf-form4_167547303241028.xml · derivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,951

Underlying: Common Stock · 9,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 772 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000163 · wf-form4_166120629375426.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,457

Underlying: Common Stock · 772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:11 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 772 $39.46 $30,463.12
Disclosure

SEC source: 0001288469-22-000163 · wf-form4_166120629375426.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,744

F2 · price: On August 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on August 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 19, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 18:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 772 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000163 · wf-form4_166120629375426.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 7

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,171

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 9,078 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 9,078 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 2,548 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 6

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,995

Underlying: Common Stock · 2,548 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,706 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,348 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 5

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,005

Underlying: Common Stock · 3,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 22,512 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 22,512 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,013 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

Underlying: Common Stock · 3,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 10,109 $38.45 $388,691.05
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,958

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 10,109 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 751 $60.83 $45,683.33
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,671

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 586 $60.38 $35,382.68
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 14

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,907

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,089 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 13

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,493

F5 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 880 $60.38 $53,134.40
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 12

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,404

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,634 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 11

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,284

F5 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,878 $60.38 $234,153.64
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 10

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,650

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 7,197 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 9

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,528

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 5,814 $60.38 $351,049.32
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 8

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,331

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 10,797 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 7

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,145

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,177 $60.38 $131,447.26
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 6

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,348

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 5

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,525

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,266 $60.38 $197,201.08
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,473

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 6,077 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,739

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,110 $60.38 $127,401.80
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,662

F2 · shares: On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 17:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 3,696 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000049 · wf-form4_164435979990908.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,772

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 20:37 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 4,221 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000022 · wf-form4_164143303519137.xml · derivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,221

Underlying: Common Stock · 4,221 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:08 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000264 · wf-form4_163770527907318.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:08 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 751 $70.68 $53,080.68
Disclosure

SEC source: 0001288469-21-000264 · wf-form4_163770527907318.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,076

F2 · price: On November 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on November 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on November 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
November 20, 2021 Filed Nov 23, 2021 17:08 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000264 · wf-form4_163770527907318.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
September 10, 2021 Filed Sep 13, 2021 16:12 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,310 $54.10 $287,271.00
Disclosure

SEC source: 0001288469-21-000230 · wf-form4_163156393318141.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,312

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.