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person · Reporting owner

Kwong Connie H.

Disclosed activity across 1 company

Tapewire entity
17939
SEC CIK
0001666994

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882Corporate Controller & PAOAugust 31, 2026September 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date August 31, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,372 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Exercise / conversion · Acquired 1,110 · Balance 20,482

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Row 2 · 2026-08-31 · Tax withholding · Disposed 1,110 · Balance 19,372

F2: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2026. On August 31, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 31, 2026 was the settlement price used to calculate the shares withheld.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-31 · Exercise / conversion · Disposed 1,110 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2026. On August 31, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 31, 2026 was the settlement price used to calculate the shares withheld.

F3: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 1, 2026 21:42 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,110 $0.00 $0.00
Disclosure

SEC source: 0001288469-26-000052 · wk-form4_1788298934.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 21:42 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,110 $59.91 $66,500.10
Disclosure

SEC source: 0001288469-26-000052 · wk-form4_1788298934.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,372

F2 · price: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2026. On August 31, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 31, 2026 was the settlement price used to calculate the shares withheld.

Read SEC document
August 31, 2026 Filed Sep 1, 2026 21:42 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001288469-26-000052 · wk-form4_1788298934.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 25, 2026 Filed May 26, 2026 20:37 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,713 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000013 · wk-form4_1779827822.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,608

Underlying: Common Stock · 3,713 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award vested on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2026. On May 25, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 22, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award vested on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2026. On May 25, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 22, 2026.

Read SEC document
May 25, 2026 Filed May 26, 2026 20:37 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,713 $99.16 $368,181.08
Disclosure

SEC source: 0001666994-26-000013 · wk-form4_1779827822.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,356

Read SEC document
May 25, 2026 Filed May 26, 2026 20:37 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,713 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000013 · wk-form4_1779827822.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,318 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2026.

Read SEC document
May 08, 2026 Filed May 8, 2026 23:25 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 28,461 $96.92 $2,758,448.66
Disclosure

SEC source: 0001666994-26-000010 · wk-form4_1778282744.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,947

F1 · price: Represents the weighted average share price of an aggregate total of 28,461 shares sold in the price range of $96.79 to $97.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2026 Filed May 8, 2026 23:25 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 6,539 $97.15 $635,231.81
Disclosure

SEC source: 0001666994-26-000010 · wk-form4_1778282744.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,408

Read SEC document
April 29, 2026 Filed Apr 30, 2026 20:30 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 4,118 $58.00 $238,844.00
Disclosure

SEC source: 0001666994-26-000008 · wk-form4_1777581028.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,947

Read SEC document
April 27, 2026 Filed Apr 28, 2026 20:18 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 15,050 $51.29 $771,947.61
Disclosure

SEC source: 0001666994-26-000006 · wk-form4_1777407496.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,065

F1 · price: Represents the weighted average share price of an aggregate total of 15,050 shares sold in the price range of $51.1201 to $51.435 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,742 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · derivative · entry 8

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,615

Underlying: Common Stock · 3,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 19,843 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

F8 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 19,843 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,383 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · derivative · entry 7

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,666

Underlying: Common Stock · 1,383 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 9,332 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

F7 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 9,332 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 794 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · derivative · entry 6

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award vested on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award vested on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 312 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 312 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award vested on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award vested on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 6,231 $17.99 $112,095.69
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · nonDerivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,115

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 6,231 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 918 $17.99 $16,514.82
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,533

F3 · shares: The Reporting Person deferred delivery of shares of the Company's Common Stock awarded in connection with the achievement of financial performance conditions for the 2025 fiscal year that were approved as part of the 2025 performance-based restricted stock award reported in the Form 4 filed February 23, 2026. On March 2, 2026, the deferred shares were settled and shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 21:00 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 4,986 $17.99 $89,698.14
Disclosure

SEC source: 0001666994-26-000004 · wk-form4_1772658048.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,451

F1 · shares: The Reporting Person deferred delivery of shares of the Company's Common Stock awarded for the 2025 performance period under the Company's Executive Incentive Bonus Plan reported in the Form 4 filed February 23, 2026. On March 2, 2026, the deferred shares were settled and shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026.

F2 · balance_after: Includes 352 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2025.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 23:53 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,702 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000002 · wk-form4_1771890821.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,085

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2025 fiscal year that were approved as part of the 2025 performance-based restricted stock award granted on August 4, 2025. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 23:53 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 9,231 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000002 · wk-form4_1771890821.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,383

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2025 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2026.

Read SEC document
February 18, 2026 Filed Feb 23, 2026 23:53 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 14,219 $0.00 $0.00
Disclosure

SEC source: 0001666994-26-000002 · wk-form4_1771890821.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,219

Underlying: Common Stock · 14,219 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on May 20, 2027, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2029.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on May 20, 2027, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2029.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 757 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000089 · wk-form4_1756930200.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,126

Underlying: Common Stock · 757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 20:10 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 757 $15.72 $11,900.04
Disclosure

SEC source: 0001288469-25-000089 · wk-form4_1756930200.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,152

F2 · price: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2025. On September 1, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 29, 2025 was the settlement price used to calculate the shares withheld.

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September 01, 2025 Filed Sep 3, 2025 20:10 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 757 Not disclosed Not disclosed
Disclosure

SEC source: 0001288469-25-000089 · wk-form4_1756930200.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 04, 2025 Filed Aug 5, 2025 21:22 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 20,412 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000085 · wk-form4_1754428929.xml · derivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,412

Underlying: Common Stock · 20,412 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in MaxLinear, Inc.'s Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, one third (1/3rd) of the RSUs subject to the award shall vest on May 20, 2026, and one third (1/3rd) of the RSUs subject to the award vest annually on each May 20 thereafter, such that the award will be fully vested on May 20, 2028.

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May 26, 2025 Filed May 28, 2025 20:33 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 649 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000068 · wk-form4_1748464377.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award vested on May 20, 2022; twenty percent (20%) of the RSUs subject to the award vested on May 20, 2023; thirty percent (30%) of the RSUs subject to the award vested on May 20, 2024; and forty percent (40%) of the RSUs subject to the award vested on May 20, 2025, such that all the RSUs subject to the award became fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2025. On May 26, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 23, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award vested on May 20, 2022; twenty percent (20%) of the RSUs subject to the award vested on May 20, 2023; thirty percent (30%) of the RSUs subject to the award vested on May 20, 2024; and forty percent (40%) of the RSUs subject to the award vested on May 20, 2025, such that all the RSUs subject to the award became fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2025. On May 26, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 23, 2025.

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May 26, 2025 Filed May 28, 2025 20:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 649 $11.57 $7,508.93
Disclosure

SEC source: 0001288469-25-000068 · wk-form4_1748464377.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,783

Read SEC document
May 26, 2025 Filed May 28, 2025 20:33 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 649 Not disclosed Not disclosed
Disclosure

SEC source: 0001288469-25-000068 · wk-form4_1748464377.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,436 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,816 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · derivative · entry 7

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,229

Underlying: Common Stock · 3,816 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 19,843 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 19,843 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,347 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · derivative · entry 6

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,999

Underlying: Common Stock · 1,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 9,332 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 9,332 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 690 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,678

Underlying: Common Stock · 690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award vested on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award vested on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 304 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Stock · 304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award vested on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award vested on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2025. On March 3, 2025, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 6,157 $13.70 $84,350.90
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,180

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 6,157 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 21:20 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 407 $13.70 $5,575.90
Disclosure

SEC source: 0001288469-25-000019 · wk-form4_1741209604.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,523

F1 · shares: The Reporting Person deferred delivery of shares of the Company's Common Stock awarded for the 2024 performance period under the Company's Executive Incentive Bonus Plan reported in the Form 4 filed February 24, 2025. On March 3, 2025, the deferred shares were settled and shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 3, 2025.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 21:40 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 783 $0.00 $0.00
Disclosure

SEC source: 0001288469-25-000014 · wk-form4_1740433228.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,930

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2024 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2025. The Reporting Person has deferred settlement of the shares until March 3, 2025.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 23:08 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,000 $18.61 $93,050.50
Disclosure

SEC source: 0001288469-24-000137 · wk-form4_1733440088.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,147

F1 · balance_after: The amount reported includes an additional 892 shares previously omitted from prior Section 16 filings due to a clerical error.

F2 · balance_after: Includes 385 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2024.

Read SEC document
September 02, 2024 Filed Sep 4, 2024 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,030 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000122 · wk-form4_1725489461.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,252

Underlying: Common Stock · 1,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 8,506 RSUs subject to the award vested on August 20, 2023, and twenty five percent (25%) of the RSUs subject to the award vests annually on each August 20 thereafter, such that the award will be fully vested on August 20, 2026.

Read SEC document
September 02, 2024 Filed Sep 4, 2024 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,133 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000122 · wk-form4_1725489461.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award vested on August 20, 2021; twenty percent (20%) of the RSUs subject to the award vested on August 20, 2022; thirty percent (30%) of the RSUs subject to the award vested on August 20, 2023; and forty percent (40%) of the RSUs subject to the award vested on August 20, 2024, such that all the RSUs subject to the award are fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award vested on August 20, 2021; twenty percent (20%) of the RSUs subject to the award vested on August 20, 2022; thirty percent (30%) of the RSUs subject to the award vested on August 20, 2023; and forty percent (40%) of the RSUs subject to the award vested on August 20, 2024, such that all the RSUs subject to the award are fully vested.

Read SEC document
September 02, 2024 Filed Sep 4, 2024 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,163 $15.18 $32,834.34
Disclosure

SEC source: 0001288469-24-000122 · wk-form4_1725489461.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,870

F2 · price: The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2024. On September 2, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. The closing price of the Issuer's Common Stock on August 30, 2024 was the settlement price used to calculate the shares withheld.

Read SEC document
September 02, 2024 Filed Sep 4, 2024 23:52 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 2,163 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000122 · wk-form4_1725489461.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 27, 2024 Filed May 29, 2024 22:17 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 723 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000102 · wk-form4_1717021049.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,816

Underlying: Common Stock · 723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2024. On May 27, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 24, 2024.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,539 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested on May 20, 2025. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2024. On May 27, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 24, 2024.

Read SEC document
May 27, 2024 Filed May 29, 2024 22:17 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 5,914 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000102 · wk-form4_1717021049.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2024. On May 27, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 24, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested on May 20, 2024. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2024. On May 27, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on May 24, 2024.

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May 27, 2024 Filed May 29, 2024 22:17 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 6,637 $18.43 $122,319.91
Disclosure

SEC source: 0001288469-24-000102 · wk-form4_1717021049.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,567

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May 27, 2024 Filed May 29, 2024 22:17 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 6,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001288469-24-000102 · wk-form4_1717021049.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 976 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2024.

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March 04, 2024 Filed Mar 6, 2024 21:33 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 731 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000049 · wk-form4_1709760772.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,018

Underlying: Common Stock · 731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2024. On March 4, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on March 4, 2024.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,358 RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2024. On March 4, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on March 4, 2024.

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March 04, 2024 Filed Mar 6, 2024 21:33 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 288 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000049 · wk-form4_1709760772.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,054

Underlying: Common Stock · 288 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2024. On March 4, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on March 4, 2024.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 2,110 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2024. On March 4, 2024, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on NASDAQ on March 4, 2024.

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March 04, 2024 Filed Mar 6, 2024 21:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,019 $20.30 $20,685.70
Disclosure

SEC source: 0001288469-24-000049 · wk-form4_1709760772.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,726

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March 04, 2024 Filed Mar 6, 2024 21:33 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,019 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000049 · wk-form4_1709760772.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:33 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,054 $20.30 $21,396.20
Disclosure

SEC source: 0001288469-24-000049 · wk-form4_1709760772.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,726

F1 · shares: Reporting Person deferred delivery of shares of Common Stock awarded for the 2023 performance period under the Company's Executive Incentive Bonus Plan and the performance-based restricted stock awards for the 2021 and 2022 fiscal years reported in the Form 4 filed February 22, 2024. On March 4, 2024, the deferred shares were settled and shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on NASDAQ on March 4, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.