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Torgerson William

Disclosed activity across 1 company

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86122
SEC CIK
0001562306

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXLINEAR, INCMXL · Entity 3882VP/GM, Broadband GroupNovember 08, 2024November 13, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXLINEAR, INC

Report date November 08, 2024 · Filed November 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect185,262 Reported balance After 2024-11-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-11-08 · Sale · Disposed 100 · Balance 185,262

F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.

Common StockSEC Table I · non-derivativeDirect185,162 Reported balance After 2024-11-08 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2024-11-08 · Sale · Disposed 100 · Balance 185,162

Common StockSEC Table I · non-derivativeDirect179,262 Reported balance After 2024-11-08 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2024-11-08 · Sale · Disposed 5,900 · Balance 179,262

Filing footnotes · ownership attribution and instrument terms

F1: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2024 Filed Nov 13, 2024 23:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,900 $15.40 $90,860.00
Disclosure

SEC source: 0001288469-24-000132 · wk-form4_1731540926.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,262

Read SEC document
November 08, 2024 Filed Nov 13, 2024 23:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 100 $15.40 $1,540.02
Disclosure

SEC source: 0001288469-24-000132 · wk-form4_1731540926.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,162

Read SEC document
November 08, 2024 Filed Nov 13, 2024 23:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 100 $15.41 $1,541.00
Disclosure

SEC source: 0001288469-24-000132 · wk-form4_1731540926.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,262

F1 · balance_after: Includes 11,667 shares previously omitted due to a clerical error. On May 22, 2024, the Reporting Person filed a Form 4 which reported that, following the transaction, the Reporting Person beneficially owned a total of 169,440 shares of Common Stock (the "Original Report"). The Original Report and the subsequent Form 4 filed by the Reporting Person on August 23, 2024 omitted 11,667 shares held by the Reporting Person due to a clerical error.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 20:40 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,981 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000117 · wk-form4_1724445624.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award vested on August 20, 2021; twenty percent (20%) of the RSUs subject to the award vested on August 20, 2022; thirty percent (30%) of the RSUs subject to the award vested on August 20, 2023; and forty percent (40%) of the RSUs subject to the award vested on August 20, 2024, such that all the RSUs subject to the award are fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award vested on August 20, 2021; twenty percent (20%) of the RSUs subject to the award vested on August 20, 2022; thirty percent (30%) of the RSUs subject to the award vested on August 20, 2023; and forty percent (40%) of the RSUs subject to the award vested on August 20, 2024, such that all the RSUs subject to the award are fully vested.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 20:40 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,981 $12.49 $24,742.69
Disclosure

SEC source: 0001288469-24-000117 · wk-form4_1724445624.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,695

Read SEC document
August 20, 2024 Filed Aug 23, 2024 20:40 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,981 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000117 · wk-form4_1724445624.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,512 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000074 · wk-form4_1716425818.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,425

Underlying: Common Stock · 1,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 3,906 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000074 · wk-form4_1716425818.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2024 Filed May 23, 2024 00:57 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 5,418 $19.32 $104,675.76
Disclosure

SEC source: 0001288469-24-000074 · wk-form4_1716425818.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,440

Read SEC document
May 20, 2024 Filed May 23, 2024 00:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 5,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001288469-24-000074 · wk-form4_1716425818.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantStock Option (right to buy) · Derivative 199,737 $0.00 Strike: $18.76 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · derivative · entry 8

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,737

Underlying: Common Stock · 199,737 shares

Expires 2034-02-22

F7 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) on each applicable vesting date, ten percent (10%) of the shares subject to the option will vest on February 20, 2025; twenty percent (20%) of the shares subject to the option will vest on February 20, 2026; thirty percent (30%) of the shares subject to the option will vest on February 20, 2027; and forty percent (40%) of the shares subject to the option will vest on February 20, 2028, such that all the shares subject to the option will then be fully vested.

Read SEC document
February 22, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 88,772 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · derivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,772

Underlying: Common Stock · 88,772 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the RSUs subject to the award will vest on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,882 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · derivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,186

Underlying: Common Stock · 1,882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,980 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,980 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,882 $19.15 $36,040.30
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,710

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,882 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 858 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,396

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,538

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2023 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 02:36 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,043 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000041 · wk-form4_1708655772.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,960

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2023 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 20, 2024. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2022 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 02, 2024 Filed Feb 7, 2024 02:23 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 41,748 $0.00 $0.00
Disclosure

SEC source: 0001288469-24-000027 · wk-form4_1707272604.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,748

Underlying: Common Stock · 41,748 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award vest on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,138 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · derivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,236

Underlying: Common Stock · 1,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 289 $22.61 $6,534.29
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,917

F4 · price: The PSUs were settled on August 21, 2023, the first business day following the date the shares of Common Stock were issued. The closing price of the Issuer's Common Stock on August 18, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,187 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,206

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the performance period ended July 2023 that were approved as part of the 2022 performance-based restricted stock ("PSU") award granted on July 29, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 379 $22.61 $8,569.19
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,019

F4 · price: The PSUs were settled on August 21, 2023, the first business day following the date the shares of Common Stock were issued. The closing price of the Issuer's Common Stock on August 18, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,558 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,398

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the performance period ended July 2023 that were approved as part of the 2022 performance-based restricted stock ("PSU") award granted on July 29, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,138 $22.61 $25,730.18
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,840

F2 · price: On August 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on August 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 18, 2023 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:31 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,138 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000159 · wk-form4_1692743490.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2023 Filed May 23, 2023 20:38 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 782 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000130 · wk-form4_1684874328.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,243

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

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May 20, 2023 Filed May 23, 2023 20:38 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 2,190 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000130 · wk-form4_1684874328.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Stock · 2,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

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May 20, 2023 Filed May 23, 2023 20:38 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 2,972 $28.56 $84,880.32
Disclosure

SEC source: 0001288469-23-000130 · wk-form4_1684874328.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,301

F2 · price: On May 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on May 22, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on May 19, 2023 was the settlement price used to calculate the shares withheld.

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May 20, 2023 Filed May 23, 2023 20:38 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 2,972 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000130 · wk-form4_1684874328.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2023 Filed Feb 21, 2023 23:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 921 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000070 · wf-form4_167702381090635.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,382

Underlying: Common Stock · 921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,980 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,980 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.

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February 20, 2023 Filed Feb 21, 2023 23:57 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 921 $36.74 $33,837.54
Disclosure

SEC source: 0001288469-23-000070 · wf-form4_167702381090635.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,064

F2 · price: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.

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February 20, 2023 Filed Feb 21, 2023 23:57 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 921 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000070 · wf-form4_167702381090635.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,285 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,387

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 1,922 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,102

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 4,497 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,180

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 6,746 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,683

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 17,993 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,937

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 26,991 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,944

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:47 UTC MAXLINEAR, INC MXL · Entity 3882 GrantCommon Stock 9,564 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000054 · wf-form4_167582444171686.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,953

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:10 UTC MAXLINEAR, INC MXL · Entity 3882 GrantRestricted Stock Units · Derivative 27,556 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000032 · wf-form4_167547301289756.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,556

Underlying: Common Stock · 27,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 22:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 1,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000162 · wf-form4_166120626668860.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,913

Underlying: Common Stock · 1,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 22:11 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 1,545 $39.46 $60,965.70
Disclosure

SEC source: 0001288469-22-000162 · wf-form4_166120626668860.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,389

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · price: On August 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on August 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on August 19, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
August 20, 2022 Filed Aug 22, 2022 22:11 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 1,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000162 · wf-form4_166120626668860.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 796 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Underlying: Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionRestricted Stock Units · Derivative 2,973 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,994

Underlying: Common Stock · 2,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC MAXLINEAR, INC MXL · Entity 3882 Tax withholdingCommon Stock 3,769 $38.45 $144,918.05
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,817

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC MAXLINEAR, INC MXL · Entity 3882 Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 2,790 $54.06 $150,836.61
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,982

F4 · price: Represents the weighted average share price of an aggregate total of 2,790 shares sold in the price range of $54.00 to $54.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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March 14, 2022 Filed Mar 16, 2022 22:35 UTC MAXLINEAR, INC MXL · Entity 3882 SaleCommon Stock 5,889 $53.21 $313,324.25
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,772

F3 · price: Represents the weighted average share price of an aggregate total of 5,889 shares sold in the price range of $52.87 to $53.71 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.