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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 2,896 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000188 · wf-form4_159830192842457.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:45 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 927 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000187 · wf-form4_159830188950296.xml · derivative · entry 6

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,740

Underlying: Common Stock · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:45 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 8,280 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000187 · wf-form4_159830188950296.xml · derivative · entry 5

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,280 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 52,606 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 52,606 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:45 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 9,207 $25.48 $234,594.36
Disclosure

SEC source: 0001288469-20-000187 · wf-form4_159830188950296.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,996

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:45 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 9,207 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000187 · wf-form4_159830188950296.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,272

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 6,614 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,614 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 7,179 $25.48 $182,920.92
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,798

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 7,179 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000189 · wf-form4_159830194858034.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,786

Underlying: Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,124

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 2,388 $25.48 $60,846.24
Disclosure

SEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,415

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 2,388 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000186 · wf-form4_159830186882580.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC Exercise / conversionRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · derivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 1,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC Tax withholdingCommon Stock 1,123 $25.48 $28,614.04
Disclosure

SEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,401

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:45 UTC Exercise / conversionCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000185 · wf-form4_159830184845772.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:44 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 5

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,322

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:44 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 4

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:44 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 5,953 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · derivative · entry 3

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 43,041 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:44 UTC
LaChance Michael J.Vice President, Operations
Tax withholdingCommon Stock 7,214 $25.48 $183,812.72
Disclosure

SEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · nonDerivative · entry 2

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:44 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionCommon Stock 7,214 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000184 · wf-form4_159830183043799.xml · nonDerivative · entry 1

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 18,296 $0.00 Strike: $23.17 $0.00
Disclosure

SEC source: 0001288469-20-000159 · wf-form4_159719523627107.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,296 shares

Expires 2020-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:20 UTC Tax withholdingCommon Stock 16,521 $25.66 $423,928.86
Disclosure

SEC source: 0001288469-20-000159 · wf-form4_159719523627107.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,584

Read SEC document
August 11, 2020 Filed Aug 12, 2020 01:20 UTC Exercise / conversionCommon Stock 18,296 $23.17 $423,918.32
Disclosure

SEC source: 0001288469-20-000159 · wf-form4_159719523627107.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 16:58 UTC
Bollesen MichaelVice President of Sales
GrantRestricted Stock Units · Derivative 11,691 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000168 · wf-form4_159735229240203.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,691

Underlying: Common Stock · 11,691 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 11,691 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:59 UTC
Kwong Connie H.Corporate Controller & PAO
GrantRestricted Stock Units · Derivative 5,845 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000169 · wf-form4_159735234016430.xml · derivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,845

Underlying: Common Stock · 5,845 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 5,845 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 17:02 UTC
REDDY MADHUKARVP, Central Engineering
GrantRestricted Stock Units · Derivative 19,485 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000173 · wf-form4_159735254182202.xml · derivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,485

Underlying: Common Stock · 19,485 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 19,485 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 19,485 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 17:03 UTC
WALSH BRENDANVP, Product Line Marketing
GrantRestricted Stock Units · Derivative 7,794 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000175 · wf-form4_159735257694774.xml · derivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

Underlying: Common Stock · 7,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:02 UTC
Torgerson WilliamVP/GM, Broadband Group
GrantRestricted Stock Units · Derivative 15,588 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000174 · wf-form4_159735255950952.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,588

Underlying: Common Stock · 15,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:02 UTC
LOUGHEED JAMESSee Remarks
GrantRestricted Stock Units · Derivative 7,794 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000172 · wf-form4_159735249392974.xml · derivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,794

Underlying: Common Stock · 7,794 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 7,794 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:00 UTC GrantRestricted Stock Units · Derivative 38,971 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000171 · wf-form4_159735240252010.xml · derivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,971

Underlying: Common Stock · 38,971 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 38,971 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 38,971 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:59 UTC
LaChance Michael J.Vice President, Operations
GrantRestricted Stock Units · Derivative 12,665 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000170 · wf-form4_159735235955282.xml · derivative · entry 1

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,665

Underlying: Common Stock · 12,665 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,665 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,665 RSUs subject to the award shall vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award shall vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
July 20, 2020 Filed Jul 23, 2020 00:14 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 396,526 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000150 · wf-form4_159546327515669.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,526

F4 · ownership.nature: Shares held by the SS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, for which the Reporting Person, the Reporting Person's spouse the Reporting Person's sister-in-law serve as co-trustees.

Read SEC document
July 20, 2020 Filed Jul 23, 2020 00:14 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 396,526 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000150 · wf-form4_159546327515669.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 481,078

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 20, 2020 Filed Jul 23, 2020 00:14 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 396,526 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000150 · wf-form4_159546327515669.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,526

F3 · ownership.nature: Shares held by the IKS Heritage Trust dated July 13, 2020, a trust for the benefit of the Reporting Person's child, for which the Reporting Person, the Reporting Person's spouse and the Reporting Person's sister-in-law serve as co-trustees.

Read SEC document
July 20, 2020 Filed Jul 23, 2020 00:14 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 396,526 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000150 · wf-form4_159546327515669.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 877,604

F1 · balance_after: Includes 582,064 shares received as an annuity payment from the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018 and 582,064 shares received as an annuity payment from the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, each a grantor retained annuity trust for which the Reporting Person serves as trustee.

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 01:04 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 30,000 $25.55 $766,410.00
Disclosure

SEC source: 0001288469-20-000145 · wf-form4_159494783408586.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 110,002

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F5 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $25.12 to $26.035 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 01:04 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 1,400 $25.29 $35,411.46
Disclosure

SEC source: 0001288469-20-000145 · wf-form4_159494783408586.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 140,002

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4 · price: Represents the weighted average share price of an aggregate total of 1,400 shares sold in the price range of $25.19 to $25.39 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
July 14, 2020 Filed Jul 17, 2020 01:04 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 28,600 $24.81 $709,554.56
Disclosure

SEC source: 0001288469-20-000145 · wf-form4_159494783408586.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 141,402

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2 · price: Represents the weighted average share price of an aggregate total of 28,600 shares sold in the price range of $24.185 to $25.155 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:03 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 394,891 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000141 · wf-form4_159363376007580.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 394,891

F4 · ownership.nature: Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:03 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 394,891 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000141 · wf-form4_159363376007580.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 410,731

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:03 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 394,891 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000141 · wf-form4_159363376007580.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 394,891

F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 20:03 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 394,891 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000141 · wf-form4_159363376007580.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 410,731

F1 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
June 09, 2020 Filed Jun 10, 2020 20:31 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 30,000 $20.42 $612,456.00
Disclosure

SEC source: 0001288469-20-000136 · wf-form4_159182109605963.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 170,002

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.01 to $20.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:30 UTC GrantRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000133 · wf-form4_159182102665382.xml · derivative · entry 1

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 7,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:31 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 30,000 $20.85 $625,533.00
Disclosure

SEC source: 0001288469-20-000136 · wf-form4_159182109605963.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 200,002

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2 · price: Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $20.51 to $21.36 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:30 UTC GrantRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000132 · wf-form4_159182100226569.xml · derivative · entry 1

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 7,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:31 UTC GrantRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000135 · wf-form4_159182107337362.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 7,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

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June 08, 2020 Filed Jun 10, 2020 20:32 UTC GrantRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000137 · wf-form4_159182112158471.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 7,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

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June 08, 2020 Filed Jun 10, 2020 20:31 UTC GrantRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000134 · wf-form4_159182105031370.xml · derivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Underlying: Common Stock · 7,890 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.