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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 00:56 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 2,896 $29.22 $84,621.12
Disclosure

SEC source: 0001288469-20-000239 · wf-form4_160617937641287.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,545

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 2,896 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000239 · wf-form4_160617937641287.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:56 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 927 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000238 · wf-form4_160617935496956.xml · derivative · entry 5

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,870

Underlying: Common Stock · 927 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:56 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 927 $29.22 $27,086.94
Disclosure

SEC source: 0001288469-20-000238 · wf-form4_160617935496956.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,043

Read SEC document
November 20, 2020 Filed Nov 23, 2020 19:56 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 927 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000238 · wf-form4_160617935496956.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 104 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2020.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 565 $29.22 $16,509.30
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,869

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:56 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000240 · wf-form4_160617939938359.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC Exercise / conversionRestricted Stock Units · Derivative 1,123 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · derivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,750

Underlying: Common Stock · 1,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC Tax withholdingCommon Stock 1,123 $29.22 $32,814.06
Disclosure

SEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,528

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC Exercise / conversionCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000236 · wf-form4_160617932156110.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 581 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103

Underlying: Common Stock · 581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,899

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 2,387 $29.22 $69,748.14
Disclosure

SEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,423

Read SEC document
November 20, 2020 Filed Nov 24, 2020 00:55 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 2,387 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000237 · wf-form4_160617933806245.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 23:04 UTC SaleCommon Stock 10,721 $27.26 $292,289.84
Disclosure

SEC source: 0001288469-20-000228 · wf-form4_160574067730132.xml · nonDerivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,839

F1 · price: Represents the weighted average share price of an aggregate total of 10,721 shares sold in the price range of $27.22 to $27.34 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 12, 2020 Filed Nov 13, 2020 01:00 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 4,455 $26.76 $119,217.58
Disclosure

SEC source: 0001288469-20-000226 · wf-form4_160522922568535.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 467,713

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F6 · price: Represents the weighted average share price of an aggregate total of 4,455 shares sold in the price range of $26.54 to $27.065 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 01:00 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 2 $27.89 $55.78
Disclosure

SEC source: 0001288469-20-000226 · wf-form4_160522922568535.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 472,168

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 01:00 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 4,453 $27.45 $122,213.03
Disclosure

SEC source: 0001288469-20-000226 · wf-form4_160522922568535.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 472,170

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F5 · price: Represents the weighted average share price of an aggregate total of 4,453 shares sold in the price range of $26.85 to $27.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 01:00 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 2,003 $26.50 $53,077.70
Disclosure

SEC source: 0001288469-20-000226 · wf-form4_160522922568535.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 476,623

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4 · price: Represents the weighted average share price of an aggregate total of 2,003 shares sold in the price range of $26.35 to $26.69 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 01:00 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 2,452 $25.93 $63,588.94
Disclosure

SEC source: 0001288469-20-000226 · wf-form4_160522922568535.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 478,626

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2 · price: Represents the weighted average share price of an aggregate total of 2,452 shares sold in the price range of $25.33 to $26.33 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 09, 2020 Filed Nov 23, 2021 22:06 UTC
Jones William KellyVP of Worldwide Operations
GrantRestricted Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000260 · wf-form4_163770513741169.xml · derivative · entry 3

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023.

Read SEC document
October 03, 2020 Filed Oct 5, 2020 23:14 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 785 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter.

Read SEC document
October 03, 2020 Filed Oct 5, 2020 23:14 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 785 $22.75 $17,858.75
Disclosure

SEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,902

Read SEC document
October 03, 2020 Filed Oct 5, 2020 23:14 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000213 · wf-form4_160193965357329.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000208 · wf-form4_159985490344758.xml · derivative · entry 1

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000207 · wf-form4_159985488425045.xml · derivative · entry 1

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000211 · wf-form4_159985495620615.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:09 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000210 · wf-form4_159985493847555.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:08 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000209 · wf-form4_159985492059758.xml · derivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:07 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000206 · wf-form4_159985486324329.xml · derivative · entry 1

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 20:07 UTC GrantRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000205 · wf-form4_159985484500464.xml · derivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165

Underlying: Common Stock · 1,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:44 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 456 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000193 · wf-form4_159838823501392.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,072

Underlying: Common Stock · 456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:44 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 105 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000193 · wf-form4_159838823501392.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467

Underlying: Common Stock · 105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:44 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 225 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000193 · wf-form4_159838823501392.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:44 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 786 $25.59 $20,113.74
Disclosure

SEC source: 0001288469-20-000193 · wf-form4_159838823501392.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,203

Read SEC document
August 24, 2020 Filed Aug 25, 2020 20:44 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionCommon Stock 786 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000193 · wf-form4_159838823501392.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000195 · wf-form4_159838826743614.xml · derivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,608

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 400 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000195 · wf-form4_159838826743614.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730

Underlying: Common Stock · 400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 1,100 $25.59 $28,149.00
Disclosure

SEC source: 0001288469-20-000195 · wf-form4_159838826743614.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,319

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000195 · wf-form4_159838826743614.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,324 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · derivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,679

Underlying: Common Stock · 1,324 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 827 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · derivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

Underlying: Common Stock · 827 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award will vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2020. On August 24, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 24, 2020.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 2,151 $25.59 $55,044.09
Disclosure

SEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,695

Read SEC document
August 24, 2020 Filed Aug 25, 2020 16:44 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000194 · wf-form4_159838825181161.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionRestricted Stock Units · Derivative 1,273 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,450

Underlying: Common Stock · 1,273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on August 20, 2022.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 1,273 $25.48 $32,436.04
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,811

Read SEC document
August 20, 2020 Filed Aug 24, 2020 16:43 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionCommon Stock 1,273 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000183 · wf-form4_159830180938390.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

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August 20, 2020 Filed Aug 24, 2020 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,896 $0.00 $0.00
Disclosure

SEC source: 0001288469-20-000188 · wf-form4_159830192842457.xml · derivative · entry 13

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,687

Underlying: Common Stock · 2,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F12 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
August 20, 2020 Filed Aug 24, 2020 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 2,896 $25.48 $73,790.08
Disclosure

SEC source: 0001288469-20-000188 · wf-form4_159830192842457.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,598

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.