Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | VP of Worldwide Operations | February 20, 2023 | February 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date February 20, 2023 · Filed February 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,895 |
Reported balance
After 2023-02-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-02-20 · Exercise / conversion · Acquired 954 · Balance 27,895 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| Common StockSEC Table I · non-derivative | Direct | 26,941 |
Reported balance
After 2023-02-20 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-02-20 · Tax withholding · Disposed 954 · Balance 26,941 F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,383 |
Reported balance
After 2023-02-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-20 · Exercise / conversion · Disposed 505 · Balance 4,383 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,845 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,691 |
Reported balance
After 2023-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-20 · Exercise / conversion · Disposed 449 · Balance 11,691 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld.
F3: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,845 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026.
F4: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 449 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000065 · wf-form4_167702367104244.xml · derivative · entry 4 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,691 Underlying: Common Stock · 449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 12,990 RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000065 · wf-form4_167702367104244.xml · derivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,845 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 5,845 RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 954 | $36.74 | $35,049.96 |
DisclosureSEC source: 0001288469-23-000065 · wf-form4_167702367104244.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,941 F2 · price: On February 20, 2023, the Reporting Person's RSUs vested. The RSUs were settled on February 21, 2023, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 17, 2023 was the settlement price used to calculate the shares withheld. Read SEC document |
| February 20, 2023 Filed Feb 21, 2023 23:55 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000065 · wf-form4_167702367104244.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 242 | $40.67 | $9,842.14 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 10 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,134 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 700 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 9 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,376 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 362 | $40.67 | $14,722.54 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 8 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,676 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 7 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,038 F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 473 | $40.67 | $19,236.91 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 6 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,990 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 5 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 709 | $40.67 | $28,835.03 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 4 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,094 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 2,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,803 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 3,045 | $40.67 | $123,840.15 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,750 Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 02:44 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 8,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,795 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023. Read SEC document |
| January 03, 2023 Filed Feb 4, 2023 01:07 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 18,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-23-000024 · wf-form4_167547285197956.xml · derivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,371 Underlying: Common Stock · 18,371 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. Read SEC document |
| November 20, 2022 Filed Nov 22, 2022 22:28 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 7,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · derivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 7,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. Read SEC document |
| November 20, 2022 Filed Nov 22, 2022 22:28 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 7,195 | $35.60 | $256,142.00 |
DisclosureSEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,544 F2 · price: On November 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on November 21, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on November 18, 2022 was the settlement price used to calculate the shares withheld. Read SEC document |
| November 20, 2022 Filed Nov 22, 2022 22:28 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 7,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2022 Filed May 25, 2022 00:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · derivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 168 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,888 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,888 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| May 20, 2022 Filed May 25, 2022 00:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 168 | $38.45 | $6,459.60 |
DisclosureSEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739 Read SEC document |
| May 20, 2022 Filed May 25, 2022 00:59 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 202 | $62.15 | $12,554.30 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 6 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,419 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 587 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 5 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 304 | $62.15 | $18,893.60 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 4 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,338 F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 1,475 | $62.15 | $91,671.25 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,458 Read SEC document |
| February 04, 2022 Filed Feb 8, 2022 22:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 3,933 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000041 · wf-form4_164435962992814.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2021 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 4, 2022. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:33 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 12,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000014 · wf-form4_164143281991699.xml · derivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,990 Underlying: Common Stock · 12,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on February 20, 2023, twenty percent (20%) of the RSUs subject to the award will vest on February 20, 2024, thirty percent (30%) of the RSUs subject to the award will vest on February 20, 2025, and forty percent (40%) of the RSUs subject to the award will vest on February 20, 2026, such that the award will be fully vested on February 20, 2026. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:33 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 5,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-22-000014 · wf-form4_164143281991699.xml · derivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,845 Underlying: Common Stock · 5,845 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2023, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2026. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 01:40 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 12,885 | $69.16 | $891,148.50 |
DisclosureSEC source: 0001288469-21-000265 · wf-form4_163771801226597.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average share price of an aggregate total of 12,885 shares sold in the price range of $69.14 to $69.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 22:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionRestricted Stock Units · Derivative | 7,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000260 · wf-form4_163770513741169.xml · derivative · entry 4 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 7,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 22:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 7,907 | $70.68 | $558,866.76 |
DisclosureSEC source: 0001288469-21-000260 · wf-form4_163770513741169.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,885 F2 · price: On November 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on November 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on November 19, 2021 was the settlement price used to calculate the shares withheld. Read SEC document |
| November 20, 2021 Filed Nov 23, 2021 22:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 7,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000260 · wf-form4_163770513741169.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2021 Filed Jun 2, 2021 20:54 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 4,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000170 · wf-form4_162266726773855.xml · derivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,888 Underlying: Common Stock · 4,888 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | Tax withholdingCommon Stock | 552 | $39.77 | $21,953.04 |
DisclosureSEC source: 0001288469-21-000049 · wf-form4_161472917461257.xml · nonDerivative · entry 2 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 23:53 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantCommon Stock | 1,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000049 · wf-form4_161472917461257.xml · nonDerivative · entry 1 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344 F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with an annual bonus award. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the bonus award amount approved and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 26, 2021. Read SEC document |
| November 09, 2020 Filed Nov 23, 2021 22:06 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000260 · wf-form4_163770513741169.xml · derivative · entry 3 Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.