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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2021 Filed May 24, 2021 23:17 UTC Exercise / conversionCommon Stock 1,611 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000141 · wf-form4_162189823966809.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 915 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 17, 2021.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:17 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,401 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 5

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,183

Underlying: Common Stock · 1,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:17 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 637 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,735

Underlying: Common Stock · 637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:17 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,590 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,450

Underlying: Common Stock · 2,590 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021.

Read SEC document
May 20, 2021 Filed May 24, 2021 23:17 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 4,628 $35.80 $165,682.40
Disclosure

SEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,040

Read SEC document
May 20, 2021 Filed May 24, 2021 23:17 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 4,628 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000142 · wf-form4_162189825632145.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 16:54 UTC
Bollesen MichaelVice President of Sales
GrantRestricted Stock Units · Derivative 10,474 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000169 · wf-form4_162266724342208.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

Underlying: Common Stock · 10,474 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:55 UTC
Kwong Connie H.Corporate Controller & PAO
GrantRestricted Stock Units · Derivative 4,539 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000171 · wf-form4_162266730895091.xml · derivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

Underlying: Common Stock · 4,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:57 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 31,424 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000175 · wf-form4_162266743662314.xml · derivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,424

Underlying: Common Stock · 31,424 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 16:59 UTC
WALSH BRENDANVP, Product Line Marketing
GrantRestricted Stock Units · Derivative 9,078 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000177 · wf-form4_162266753353454.xml · derivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078

Underlying: Common Stock · 9,078 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 16:57 UTC
REDDY MADHUKARVP, Central Engineering
GrantRestricted Stock Units · Derivative 13,966 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000174 · wf-form4_162266740263925.xml · derivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,966

Underlying: Common Stock · 13,966 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:58 UTC
Torgerson WilliamVP/GM, Broadband Group
GrantRestricted Stock Units · Derivative 16,061 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000176 · wf-form4_162266747944224.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,061

Underlying: Common Stock · 16,061 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:56 UTC GrantRestricted Stock Units · Derivative 9,427 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000172 · wf-form4_162266735910946.xml · derivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,427

Underlying: Common Stock · 9,427 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:56 UTC
LOUGHEED JAMESSee Remarks
GrantRestricted Stock Units · Derivative 11,173 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000173 · wf-form4_162266738097987.xml · derivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,173

Underlying: Common Stock · 11,173 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2021 Filed Jun 2, 2021 20:54 UTC
Jones William KellyVP of Worldwide Operations
GrantRestricted Stock Units · Derivative 4,888 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000170 · wf-form4_162266726773855.xml · derivative · entry 1

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,888

Underlying: Common Stock · 4,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 18, 2021 Filed May 19, 2021 17:07 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionStock Option (right to buy) · Derivative 33,402 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001288469-21-000131 · wf-form4_162145844469156.xml · derivative · entry 5

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,402 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,402 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

Read SEC document
May 18, 2021 Filed May 19, 2021 17:07 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 20,669 $33.69 $696,338.61
Disclosure

SEC source: 0001288469-21-000131 · wf-form4_162145844469156.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,379

Read SEC document
May 18, 2021 Filed May 19, 2021 17:07 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 33,402 $9.23 $308,300.46
Disclosure

SEC source: 0001288469-21-000131 · wf-form4_162145844469156.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 3,000 $33.43 $100,286.10
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 551,430

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F8 · price: Represents the weighted average share price of an aggregate total of 3,000 shares sold in the price range of $33.11 to $33.845 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 13, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 6,562 $32.64 $214,167.28
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 554,430

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F7 · price: Represents the weighted average share price of an aggregate total of 6,562 shares sold in the price range of $32.08 to $33.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:37 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000124 · wf-form4_162094540113821.xml · derivative · entry 1

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 1,500 $32.94 $49,410.45
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 560,992

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F6 · price: Represents the weighted average share price of an aggregate total of 1,500 shares sold in the price range of $32.81 to $33.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 6,754 $32.42 $218,934.96
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 562,492

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F5 · price: Represents the weighted average share price of an aggregate total of 6,754 shares sold in the price range of $31.805 to $32.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:35 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000122 · wf-form4_162094533213878.xml · derivative · entry 1

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:39 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000128 · wf-form4_162094554106804.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:38 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000126 · wf-form4_162094548112184.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:37 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000125 · wf-form4_162094544221019.xml · derivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:36 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000123 · wf-form4_162094536313094.xml · derivative · entry 1

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:35 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000121 · wf-form4_162094531137848.xml · derivative · entry 1

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 12, 2021 Filed May 13, 2021 22:35 UTC GrantRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000120 · wf-form4_162094527718178.xml · derivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,944

Underlying: Common Stock · 5,944 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 5,351 $33.82 $180,978.85
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 569,246

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4 · price: Represents the weighted average share price of an aggregate total of 5,351 shares sold in the price range of $33.56 to $34.06 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 11, 2021 Filed May 13, 2021 22:38 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 3,557 $33.09 $117,709.67
Disclosure

SEC source: 0001288469-21-000127 · wf-form4_162094551622748.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 574,597

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2 · price: Represents the weighted average share price of an aggregate total of 3,557 shares sold in the price range of $32.55 to $33.55 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 07, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 8

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531

Underlying: Common Stock · 10,000 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.

Read SEC document
May 07, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
SaleCommon Stock 10,000 $36.00 $360,000.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 5

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,707

Read SEC document
May 07, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 10,000 $13.03 $130,300.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 148 $0.00 Strike: $13.03 $0.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 7

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Underlying: Common Stock · 148 shares

Expires 2022-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 4,828 $0.00 Strike: $21.02 $0.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · derivative · entry 6

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,828 shares

Expires 2021-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
SaleCommon Stock 4,976 $36.00 $179,136.00
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,707

Read SEC document
May 05, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 148 $13.03 $1,928.44
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:56 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 4,828 $21.02 $101,484.56
Disclosure

SEC source: 0001288469-21-000108 · wf-form4_162042454821394.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000105 · wf-form4_162008570074200.xml · derivative · entry 2

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionCommon Stock 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000105 · wf-form4_162008570074200.xml · nonDerivative · entry 1

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionRestricted Stock Units · Derivative 1,165 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000104 · wf-form4_162008568140269.xml · derivative · entry 3

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionRestricted Stock Units · Derivative 7,890 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000104 · wf-form4_162008568140269.xml · derivative · entry 2

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionCommon Stock 9,055 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000104 · wf-form4_162008568140269.xml · nonDerivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionRestricted Stock Units · Derivative 524 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000106 · wf-form4_162008571965513.xml · derivative · entry 2

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2021 or the date immediately preceding the 2021 annual meeting of stockholders.

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May 01, 2021 Filed May 3, 2021 23:48 UTC Exercise / conversionCommon Stock 524 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000106 · wf-form4_162008571965513.xml · nonDerivative · entry 1

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

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April 27, 2021 Filed Apr 28, 2021 20:06 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,582 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001288469-21-000099 · wf-form4_161964036329333.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,582 shares

Expires 2021-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 27, 2021 Filed Apr 28, 2021 20:06 UTC Tax withholdingCommon Stock 2,181 $39.37 $85,865.97
Disclosure

SEC source: 0001288469-21-000099 · wf-form4_161964036329333.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,985

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April 27, 2021 Filed Apr 28, 2021 20:06 UTC Exercise / conversionCommon Stock 3,582 $23.97 $85,860.54
Disclosure

SEC source: 0001288469-21-000099 · wf-form4_161964036329333.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.