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MOD

MODINE MANUFACTURING CO

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Tapewire entity
3547
SEC CIK
0000067347
Parsed reports
455

Last 12 months

Inside the activity.

0 purchase rows · 40 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202601
Feb 202608
Mar 202600
Apr 202600
May 202602
Jun 2026026
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2019 Filed Jun 4, 2019 21:07 UTC
McBurney Matthew JVP, Commercial Products Group
Tax withholdingCommon stock 558 $12.85 $7,170.30
Disclosure

SEC source: 0001567619-19-012699 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Commercial Products Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,365

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:07 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 15,694 $12.85 $201,667.90
Disclosure

SEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,886

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:07 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 35,109 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,580

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:07 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 2,783 $12.85 $35,761.55
Disclosure

SEC source: 0001567619-19-012698 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,471

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 845 $12.85 $10,858.25
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,971

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantCommon stock 2,714 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,816

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:06 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 151 $12.85 $1,940.35
Disclosure

SEC source: 0001567619-19-012696 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,102

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 58,934 $12.85 $757,301.90
Disclosure

SEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,555

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 125,631 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,489

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:05 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 10,450 $12.85 $134,282.50
Disclosure

SEC source: 0001567619-19-012695 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,858

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:04 UTC Tax withholdingCommon stock 9,308 $12.85 $119,607.80
Disclosure

SEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 3

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,944

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:04 UTC GrantCommon stock 19,943 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,252

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:04 UTC Tax withholdingCommon stock 1,651 $12.85 $21,215.35
Disclosure

SEC source: 0001567619-19-012693 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,309

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:03 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 5,250 $12.85 $67,462.50
Disclosure

SEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,825

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:03 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 11,370 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,075

F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:03 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 937 $12.85 $12,040.45
Disclosure

SEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,705

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:58 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
Tax withholdingCommon stock 546 $13.28 $7,250.88
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · nonDerivative · entry 2

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,253

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:01 UTC Tax withholdingCommon stock 904 $13.28 $12,005.12
Disclosure

SEC source: 0001567619-19-012496 · doc1.xml · nonDerivative · entry 2

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,218

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:00 UTC
Miller Scott ArlanVP, Building HVAC
Tax withholdingCommon stock 566 $13.28 $7,516.48
Disclosure

SEC source: 0001567619-19-012494 · doc1.xml · nonDerivative · entry 2

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,429

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2019 Filed May 31, 2019 20:00 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
Tax withholdingCommon stock 654 $13.28 $8,685.12
Disclosure

SEC source: 0001567619-19-012495 · doc1.xml · nonDerivative · entry 2

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,117

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:59 UTC
McBurney Matthew JVP, Strat Planning and Dev
Tax withholdingCommon stock 345 $13.28 $4,581.60
Disclosure

SEC source: 0001567619-19-012493 · doc1.xml · nonDerivative · entry 2

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,923

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:58 UTC
Lucareli Michael BVP, Finance & CFO
Tax withholdingCommon stock 1,973 $13.28 $26,201.44
Disclosure

SEC source: 0001567619-19-012492 · doc1.xml · nonDerivative · entry 2

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,254

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:57 UTC
BURKE THOMAS ANDREWDirector · President and CEO
Tax withholdingCommon stock 7,027 $13.28 $93,318.56
Disclosure

SEC source: 0001567619-19-012490 · doc1.xml · nonDerivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,308

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:56 UTC
Appel Dennis PVP Comm & Indust Solutions
Tax withholdingCommon stock 916 $13.28 $12,164.48
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · nonDerivative · entry 2

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,995

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:57 UTC Tax withholdingCommon stock 1,023 $13.28 $13,585.44
Disclosure

SEC source: 0001567619-19-012489 · doc1.xml · nonDerivative · entry 2

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,960

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 30, 2019 Filed May 31, 2019 19:56 UTC
Agen Brian JonVP, Human Resources
Tax withholdingCommon stock 666 $13.28 $8,844.48
Disclosure

SEC source: 0001567619-19-012487 · doc1.xml · nonDerivative · entry 2

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,642

F3 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantEmployee stock option · Derivative 12,246 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · derivative · entry 3

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,246

Underlying: Common stock · 12,246 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC
Casterton Joel ThomasVP, Vehicular Thermal Solution
GrantCommon stock 10,287 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012491 · doc1.xml · nonDerivative · entry 1

Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,799

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:01 UTC GrantEmployee stock option · Derivative 13,180 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012496 · doc1.xml · derivative · entry 3

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,180

Underlying: Common stock · 13,180 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:01 UTC GrantCommon stock 11,071 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012496 · doc1.xml · nonDerivative · entry 1

Wollenberg Scott D · CIK 0001551285 · VP - CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,122

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:00 UTC
Miller Scott ArlanVP, Building HVAC
GrantEmployee stock option · Derivative 11,312 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012494 · doc1.xml · derivative · entry 3

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,312

Underlying: Common stock · 11,312 shares

Expires 2029-05-29

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:00 UTC
Miller Scott ArlanVP, Building HVAC
GrantCommon stock 9,502 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012494 · doc1.xml · nonDerivative · entry 1

Miller Scott Arlan · CIK 0001688297 · VP, Building HVAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,995

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:00 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantEmployee stock option · Derivative 13,036 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012495 · doc1.xml · derivative · entry 3

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,036

Underlying: Common stock · 13,036 shares

Expires 2029-05-29

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 20:00 UTC
Stein Sylvia AnnVP, Gen. Counsel and Sec.
GrantCommon stock 10,950 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012495 · doc1.xml · nonDerivative · entry 1

Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,771

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:59 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantEmployee stock option · Derivative 11,564 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012493 · doc1.xml · derivative · entry 3

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,564

Underlying: Common stock · 11,564 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:59 UTC
McBurney Matthew JVP, Strat Planning and Dev
GrantCommon stock 9,713 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012493 · doc1.xml · nonDerivative · entry 1

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,268

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC
Lucareli Michael BVP, Finance & CFO
GrantEmployee stock option · Derivative 29,537 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012492 · doc1.xml · derivative · entry 3

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,537

Underlying: Common stock · 29,537 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:58 UTC
Lucareli Michael BVP, Finance & CFO
GrantCommon stock 24,811 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012492 · doc1.xml · nonDerivative · entry 1

Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,227

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:57 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantEmployee stock option · Derivative 99,790 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012490 · doc1.xml · derivative · entry 3

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,790

Underlying: Common stock · 99,790 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

Read SEC document
May 29, 2019 Filed May 31, 2019 19:57 UTC
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 83,824 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012490 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,335

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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May 29, 2019 Filed May 31, 2019 19:56 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantEmployee stock option · Derivative 14,724 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · derivative · entry 3

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,724

Underlying: Common stock · 14,724 shares

Expires 2029-05-29

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

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May 29, 2019 Filed May 31, 2019 19:56 UTC
Appel Dennis PVP Comm & Indust Solutions
GrantCommon stock 12,368 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012488 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,911

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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May 29, 2019 Filed May 31, 2019 19:57 UTC GrantEmployee stock option · Derivative 29,160 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012489 · doc1.xml · derivative · entry 3

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,160

Underlying: Common stock · 29,160 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

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May 29, 2019 Filed May 31, 2019 19:57 UTC GrantCommon stock 24,495 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012489 · doc1.xml · nonDerivative · entry 1

Bowser Scott L · CIK 0001459237 · VP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,983

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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May 29, 2019 Filed May 31, 2019 19:56 UTC
Agen Brian JonVP, Human Resources
GrantEmployee stock option · Derivative 9,739 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-19-012487 · doc1.xml · derivative · entry 3

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,739

Underlying: Common stock · 9,739 shares

Expires 2029-05-29

F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

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May 29, 2019 Filed May 31, 2019 19:56 UTC
Agen Brian JonVP, Human Resources
GrantCommon stock 8,181 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-012487 · doc1.xml · nonDerivative · entry 1

Agen Brian Jon · CIK 0001729366 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,308

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

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May 29, 2019 Filed May 27, 2020 15:41 UTC Amendment
BURKE THOMAS ANDREWDirector · President and CEO
GrantEmployee stock option · Derivative 101,541 $0.00 Strike: $13.26 $0.00
Disclosure

SEC source: 0001567619-20-011195 · doc1.xml · derivative · entry 2

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,541

Underlying: Common stock · 101,541 shares

Expires 2029-05-29

F4 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019.

F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20.

F4 · derivative.underlying_shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019.

F4 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019.

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May 29, 2019 Filed May 27, 2020 15:41 UTC Amendment
BURKE THOMAS ANDREWDirector · President and CEO
GrantCommon stock 85,294 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011195 · doc1.xml · nonDerivative · entry 1

BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,805

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F4 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019.

F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account.

F4 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 31, 2019.

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March 22, 2019 Filed Mar 26, 2019 18:56 UTC
Appel Dennis PVP Comm & Indust Solutions
PurchaseCommon stock 3,180 $13.99 $44,488.20
Disclosure

SEC source: 0001567619-19-007627 · doc1.xml · nonDerivative · entry 1

Appel Dennis P · CIK 0001700143 · VP Comm & Indust Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,543

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March 06, 2019 Filed Mar 7, 2019 22:34 UTC
McBurney Matthew JVP, Strat Planning and Dev
Exercise / conversionEmployee stock option · Derivative 1,200 $0.00 Strike: $10.40 $0.00
Disclosure

SEC source: 0001567619-19-006419 · doc1.xml · derivative · entry 6

McBurney Matthew J · CIK 0001581842 · VP, Strat Planning and Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323

Underlying: Common stock · 1,200 shares

Expires 2023-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.