Tapewire

Nasdaq · USD

MNKD

MANNKIND CORP

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Tapewire entity
4792
SEC CIK
0000899460
Parsed reports
450

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2018 Filed May 18, 2018 14:15 UTC
Kocinsky JosephCorp VP, CTO
GrantEmployee Stock Option (right to buy) · Derivative 214,000 $1.91 Strike: $1.91 $408,740.00
Disclosure

SEC source: 0001209191-18-031287 · doc4.xml · derivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,000

Underlying: Stock Options · 214,000 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 18, 2018 14:14 UTC
Kendall David MChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 53,500 $1.91 Strike: $1.91 $102,185.00
Disclosure

SEC source: 0001209191-18-031286 · doc4.xml · derivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

Underlying: Stock Options · 53,500 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 18, 2018 14:08 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
GrantEmployee Stock Option (right to buy) · Derivative 90,000 $1.91 Strike: $1.91 $171,900.00
Disclosure

SEC source: 0001209191-18-031282 · doc4.xml · derivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Stock Options · 90,000 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 18, 2018 14:09 UTC
Barton CourtneyChief Compliance Officer
GrantEmployee Stock Option (right to buy) · Derivative 75,000 $1.91 Strike: $1.91 $143,250.00
Disclosure

SEC source: 0001209191-18-031283 · doc4.xml · derivative · entry 1

Barton Courtney · CIK 0001715617 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Stock Options · 75,000 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 18, 2018 14:07 UTC
Binder Steven B.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 214,000 $1.91 Strike: $1.91 $408,740.00
Disclosure

SEC source: 0001209191-18-031281 · doc4.xml · derivative · entry 1

Binder Steven B. · CIK 0001712601 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,000

Underlying: Stock Options · 214,000 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 18, 2018 14:05 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 534,000 $1.91 Strike: $1.91 $1,019,940.00
Disclosure

SEC source: 0001209191-18-031280 · doc4.xml · derivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,000

Underlying: Stock Options · 534,000 shares

Expires 2028-05-16

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:17 UTC Amendment GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032303 · doc4a.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:16 UTC Amendment GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032302 · doc4a.xml · derivative · entry 1

MacCallum David · CIK 0001298501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:15 UTC Amendment
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032300 · doc4a.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:14 UTC Amendment GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032298 · doc4a.xml · derivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:11 UTC Amendment GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032293 · doc4a.xml · derivative · entry 1

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:10 UTC Amendment GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032291 · doc4a.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
February 28, 2018 Filed Mar 3, 2018 00:00 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
Tax withholdingCommon Stock, $.01 Par Value 1,002 $2.76 $2,765.52
Disclosure

SEC source: 0001209191-18-016016 · doc4.xml · nonDerivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,541

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
February 21, 2018 Filed Feb 27, 2018 23:37 UTC
Kendall David MChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 180,100 $2.76 Strike: $2.76 $497,076.00
Disclosure

SEC source: 0001209191-18-014209 · doc4.xml · derivative · entry 1

Kendall David M · CIK 0001732647 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,100

Underlying: Stock Options · 180,100 shares

Expires 2029-02-12

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
December 31, 2017 Filed Feb 15, 2018 01:55 UTC
Barton CourtneyChief Compliance Officer
PurchaseCommon Stock, $.01 Par Value 2,000 $1.20 $2,400.00
Disclosure

SEC source: 0001209191-18-010208 · doc5.xml · nonDerivative · entry 1

Barton Courtney · CIK 0001715617 · Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document
December 21, 2017 Filed Dec 22, 2017 02:36 UTC
Tross Stuart ACorp VP, Chief People Officer
PurchaseCommon Stock,$.01 par value 39,840 $2.52 $100,396.80
Disclosure

SEC source: 0001209191-17-066902 · doc4.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Corp VP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,840

Read SEC document
December 20, 2017 Filed Dec 20, 2017 21:53 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 1,500 $2.28 $3,420.00
Disclosure

SEC source: 0001209191-17-066665 · doc4.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,500

Read SEC document
December 20, 2017 Filed Dec 20, 2017 21:53 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock,$.01 par value 6,500 $2.29 $14,871.35
Disclosure

SEC source: 0001209191-17-066665 · doc4.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,532

Read SEC document
October 13, 2017 Filed Oct 13, 2017 21:03 UTC
KRESA KENTDirector
PurchaseCommon Stock, $0.01 Par Value 166,600 $6.00 $999,600.00
Disclosure

SEC source: 0001209191-17-056898 · doc4.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kresa Family Foundation

Disclosed balance after: 237,589

Read SEC document
August 28, 2017 Filed Aug 30, 2017 01:08 UTC
Thomson DavidCorp VP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 303 $1.55 $469.65
Disclosure

SEC source: 0001209191-17-050659 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · Corp VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,067

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 01:08 UTC Tax withholdingCommon Stock, $.01 Par Value 303 $1.55 $469.65
Disclosure

SEC source: 0001209191-17-050658 · doc4.xml · nonDerivative · entry 1

PFEFFER MATTHEW J · CIK 0001192063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,961

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 01:07 UTC
Kocinsky JosephCorp VP, CTO
Tax withholdingCommon Stock, $.01 Par Value 353 $1.55 $547.15
Disclosure

SEC source: 0001209191-17-050657 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,010

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 01:06 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
Tax withholdingCommon Stock, $.01 Par Value 243 $1.55 $376.65
Disclosure

SEC source: 0001209191-17-050656 · doc4.xml · nonDerivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,543

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 23:09 UTC
Kocinsky JosephCorp VP, CTO
Tax withholdingCommon Stock, $.01 Par Value 229 $1.41 $322.89
Disclosure

SEC source: 0001209191-17-050012 · doc4.xml · nonDerivative · entry 2

Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,363

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 23:10 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
Tax withholdingCommon Stock, $.01 Par Value 160 $1.41 $225.60
Disclosure

SEC source: 0001209191-17-050013 · doc4.xml · nonDerivative · entry 3

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,786

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 23:08 UTC
Thomson DavidCorp VP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 170 $1.41 $239.70
Disclosure

SEC source: 0001209191-17-050011 · doc4.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · Corp VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,370

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 23:07 UTC Tax withholdingCommon Stock, $.01 Par Value 170 $1.41 $239.70
Disclosure

SEC source: 0001209191-17-050010 · doc4.xml · nonDerivative · entry 3

PFEFFER MATTHEW J · CIK 0001192063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,264

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:09 UTC
Kocinsky JosephCorp VP, CTO
Tax withholdingCommon Stock, $.01 Par Value 212 $1.46 $309.52
Disclosure

SEC source: 0001209191-17-050012 · doc4.xml · nonDerivative · entry 1

Kocinsky Joseph · CIK 0001655595 · Corp VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,592

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:10 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
Tax withholdingCommon Stock, $.01 Par Value 145 $1.46 $211.70
Disclosure

SEC source: 0001209191-17-050013 · doc4.xml · nonDerivative · entry 2

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,946

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:08 UTC
Thomson DavidCorp VP & General Counsel
Tax withholdingCommon Stock, $.01 Par Value 183 $1.46 $267.18
Disclosure

SEC source: 0001209191-17-050011 · doc4.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · Corp VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,540

F1 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:07 UTC Tax withholdingCommon Stock, $.01 Par Value 183 $1.46 $267.18
Disclosure

SEC source: 0001209191-17-050010 · doc4.xml · nonDerivative · entry 2

PFEFFER MATTHEW J · CIK 0001192063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,434

F2 · kind: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 22:17 UTC SaleCommon Stock,$.01 par value 296 $1.15 $340.40
Disclosure

SEC source: 0001209191-17-048662 · doc4.xml · nonDerivative · entry 1

Urbanski Raymond W. · CIK 0001653096 · Corp VP, CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,924

F1 · shares: Shares withheld to satisfy the tax liability incident to the vesting of previously reported restricted stock units.

Read SEC document
June 30, 2017 Filed Aug 23, 2017 23:10 UTC
Alinaya Rosabel RealicaSVP, Investor Relations
PurchaseCommon Stock, $.01 Par Value 2,000 $1.23 $2,460.00
Disclosure

SEC source: 0001209191-17-050013 · doc4.xml · nonDerivative · entry 1

Alinaya Rosabel Realica · CIK 0001665811 · SVP, Investor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,091

F1 · kind: Shares acquired through the Issuer's Employee Stock Purchase Plan

Read SEC document
June 30, 2017 Filed Aug 23, 2017 23:07 UTC PurchaseCommon Stock, $.01 Par Value 2,000 $1.23 $2,460.00
Disclosure

SEC source: 0001209191-17-050010 · doc4.xml · nonDerivative · entry 1

PFEFFER MATTHEW J · CIK 0001192063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,617

F1 · kind: Shares acquired through the Issuer's Employee Stock Purchase Plan

Read SEC document
June 14, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 41,933 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 30

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,621,942

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
June 13, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 29

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,663,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
June 02, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 28

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 8,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 30, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 27

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 26, 2017 Filed Jun 14, 2017 12:05 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 191,000 $1.52 Strike: $1.52 $290,320.00
Disclosure

SEC source: 0001209191-17-039740 · doc4.xml · derivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,000

Underlying: Stock Options · 191,000 shares

Expires 2027-05-29

F1 · kind: 25% vesting on the anniversary of the vesting determination date and 1/48th per month thereafter; being fully vested on the fourth anniversary of the vesting determination date.

Read SEC document
May 24, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 26

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 19, 2017 Filed Feb 14, 2018 21:28 UTC GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-009969 · doc5.xml · nonDerivative · entry 25

Alfred E. Mann Living Trust · CIK 0001678706 · 10% owner

Mann Group, LLC · CIK 0001678728 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,713,875

F2 · ownership.nature: Held of record by Mann Group, LLC. The Alfred E. Mann Living Trust is the sole manager and member of Mann Group, LLC.

Read SEC document
May 18, 2017 Filed May 22, 2017 23:50 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034525 · doc4.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

Read SEC document
May 18, 2017 Filed May 22, 2017 23:51 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034526 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

Read SEC document
May 18, 2017 Filed May 22, 2017 23:48 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034522 · doc4.xml · derivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

Read SEC document
May 18, 2017 Filed May 22, 2017 23:49 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034524 · doc4.xml · derivative · entry 1

MacCallum David · CIK 0001298501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

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May 18, 2017 Filed May 22, 2017 23:46 UTC GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034521 · doc4.xml · derivative · entry 1

CONSIGLIO RONALD J · CIK 0001232088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

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May 18, 2017 Filed May 22, 2017 23:44 UTC
KRESA KENTDirector
GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034520 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

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May 18, 2017 Filed May 18, 2018 14:28 UTC GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031295 · doc4.xml · derivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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May 18, 2017 Filed May 18, 2018 14:27 UTC GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031293 · doc4.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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May 18, 2017 Filed May 18, 2018 14:25 UTC GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031292 · doc4.xml · derivative · entry 1

MacCallum David · CIK 0001298501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.