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NORDHOFF HENRY L

Disclosed activity across 1 company

Tapewire entity
157528
SEC CIK
0001230054

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MANNKIND CORPMNKD · Entity 4792DirectorMay 14, 2019May 16, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MANNKIND CORP

Report date May 14, 2019 · Filed May 16, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2029-05-14Direct72,115 Reported balance After 2019-05-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-05-14 · Grant · Acquired 72,115 · Balance 72,115

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Annual Director Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Annual Director Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2019 Filed May 16, 2019 20:29 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 72,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030391 · doc4.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,115

Underlying: Common Stock · 72,115 shares

Expires 2029-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Director Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 16, 2018 Filed May 22, 2018 20:17 UTC Amendment MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032303 · doc4a.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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May 18, 2017 Filed May 22, 2017 23:50 UTC MANNKIND CORP MNKD · Entity 4792 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034525 · doc4.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

Read SEC document
May 18, 2017 Filed May 18, 2018 14:27 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031293 · doc4.xml · derivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

Read SEC document
May 19, 2016 Filed Feb 1, 2017 14:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantEmployee Stock Option · Derivative 78,400 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-17-006539 · doc5.xml · derivative · entry 4

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,400

Underlying: Common Stock · 78,400 shares

Expires 2026-05-19

F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date.

Read SEC document
May 19, 2016 Filed Feb 1, 2017 14:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 9,783 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 3

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,626

F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date.

Read SEC document
May 19, 2016 Filed Feb 1, 2017 14:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 65,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 2

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,843

F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date.

Read SEC document
May 19, 2016 Filed Feb 1, 2017 14:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $.01 Par Value 39,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006539 · doc5.xml · nonDerivative · entry 1

NORDHOFF HENRY L · CIK 0001230054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,626

F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.